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| Phase 3 Capital Management LLC
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|---|---|
| CRD # | 294408 |
| SEC # | 801-113155 |
| CIK # | |
| AUM | 2,538.0 M (2026-03-30) |
| Employees | 9 (44% Investors, 0% Brokers) |
| Phone | 312-858-3800 |
| Address | 6501 Congress Avenue Boca Raton, FL 33487 |
| Source | [IAPD] [Website] [LinkedIn] |
| Total AUM ($B) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| HF | Phase3 Systematic Opportunity Fund | [2026-03-30] | 6.6 M | |
| Filed 2025-11-21 (D) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Phase3 Global Rates Fund LLC | [2023-03-23] | 20.5 M | 160.0 M |
| Filed 2026-03-18 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Phase3 Master Fund LLC | [2020-03-27] | 3.1 M | 20.8 M |
| Filed 2025-09-19 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 6 | 2.5 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 6 | 2.5 |
| By Discretionary | ||
| Discretionary | 6 | 2.5 |
| Non-Discretionary | 0 | 0.0 |
| Total | 6 | 2.5 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.9 | |
| United States Persons | 1.6 | |
| Total | 6 | 2.5 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Ethan Youderian | Executive Officer | 6 | 3 | |
| Shane Hoover | Executive Officer | 5 | 3 | |
| Eric White | Executive Officer | 8 | 2 | |
| Phase 3 Capital Management LLC | Executive Officer | 4 | 2 | |
| Karim Alwan | Executive Officer | 4 | 2 | |
| White Eric | Executive Officer | 1 | 1 |
| Firm Profile (Form ADV) | |
|---|---|
| Serves | Institutional |
| Fund Types | Hedge Fund |
| LEI | 549300FZMQKDNRI5E265 |
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