Phocas Financial Corporation

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Assets, Funds, Holdings

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Phocas Financial Corporation
CRD #135470
SEC #801-64317
CIK #0001356783
AUM $793.4 M (2025-03-24)
Employees 8 (50% Investors, 0% Brokers)
Phone510-523-5800
Address1080 Marina Village Parkway
Alameda, CA 94501-1001
Source [IAPD] [EDGAR] [Website]
Total AUM ($M)
17001360102068034002005201220192026
Sector Form 13F Holdings Value ($M)
Skywest Inc 17.9
TTM Technologies Inc 16.7
Devry Inc 15.8
Wintrust Financial Corp 15.0
Meta Financial Group Inc 12.9
Nexstar Broadcasting Group Inc 12.9
Primoris Services Corp 12.2
Intl FCStone Inc 12.2
Ameris Bancorp 11.1
Range Resources Corp 11.1
View All
Holdings by Sector ($M)
1600128096064032002012201620212026
AUM Breakdown Accounts AUM ($M)
By Client Type
(a) Individuals (other than high net worth individuals) 20 54.3
(b) Individuals (high net worth individuals) 5 5.5
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 1 38.1
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 1 6.3
(i) State or municipal government entities 12 689.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 1 0.3
(n) Other 0 0.0
Total 40 793.4
By Discretionary
Discretionary 40 793.4
Non-Discretionary 0 0.0
Total 40 793.4
By Non-United States Persons
Non-United States Persons 0.0
United States Persons 793.4
Total 40 793.4
Limited Partners2011 - 2025
Los Angeles Fire and Police Pensions
Teachers' Retirement System of the City of New York
EDGAR Form CIK 2011 - 2025
13F-HR [0001356783]
Comparable Firms State AUM ($B)
Perryman Financial Advisory Inc
TX 0.8
Occidental Asset Management LLC
CA 0.8
Founders Capital Management LLC
CT 0.8
Stonebrook Private LLC
MI 0.8
Madden Securities Corporation
TX 0.8
Icon Advisers Inc
CO 0.8
Vantage Financial Group Inc
OH 0.8
Wealthstar Advisors LLC
TX 0.8
Pioneer Family Office LLC
FL 0.8
Eldridge Investment Advisors Inc
NH 0.8
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