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| Plaisance Capital LLC
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| CRD # | 289363 |
| SEC # | 802-111809 |
| CIK # | 0001761269 |
| AUM | |
| Employees | |
| Fees | |
| Minimum | |
| Phone | 720-774-6201 |
| Address | |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($) |
|---|
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Pure Cycle Corp | 41.6 | ||
| Noodles & Co | 13.5 | ||
| Tesla Motors Inc | 9.8 | ||
| Alaska Air Group Inc | 7.0 | ||
| Delta Air Lines Inc | 4.9 | ||
| Black Diamond Inc | 4.2 | ||
| UAL Corp /DE/ | 4.1 | ||
| Crocs Inc | 4.1 | ||
| Kohls Corporation | 3.4 | ||
| Wayfair Inc | 2.6 | ||
| View All | |||
| Holdings by Sector ($M) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| HF | Plaisance SPV I LLC | [2020-03-27] | 27.5 M | 34.0 M |
| Filed 2020-09-04 (D/A) · Exemption 506(b) · Remaining Indefinite · Duration More than one year · Commission $128,971 · Revenue Decline to Disclose | ||||
| HF | Plaisance Midway Fund LP | [2018-02-01] | 35.5 M | 42.3 M |
| Filed 2022-08-10 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration More than one year · Commission $4,341 · Net Assets Decline to Disclose | ||||
| HF | Plaisance Fund LP | [2017-09-06] | 31.7 M | 37.9 M |
| Filed 2022-08-10 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration More than one year · Commission $39,900 · Net Assets Decline to Disclose | ||||
| AUM Breakdown | Accounts | AUM ($) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 0 | 0.0 |
| By Discretionary | ||
| Discretionary | 0 | 0.0 |
| Non-Discretionary | 0 | 0.0 |
| Total | 0 | 0.0 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 0.0 | |
| Total | 0 | 0.0 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Heidi Hardin | Executive Officer | 53 | 6 | |
| Michelle Rosenberg | Executive Officer | 42 | 4 | |
| Jesper Nergaard | Executive Officer | 40 | 4 | |
| Kristin Mariani | Executive Officer | 37 | 4 | |
| Brennan Hughes | Executive Officer | 37 | 4 | |
| George Batejan | Executive Officer | 36 | 4 | |
| Susan Oh | Executive Officer | 31 | 4 | |
| Todd Bitzer | Executive Officer | 14 | 4 | |
| Janus Capital Management LLC | Executive Officer | 8 | 4 | |
| Plaisance Capital LLC | Executive Officer | 2 | 1 | |
| View All | ||||
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001761269] | |
| 3 | [0001761269] | |
| 4 | [0001761269] | |
| SC 13D | [0001761269] | |
| SC 13G | [0001761269] |
| Form 13D/13G Filer | Form 13D/13G Subject | Filed |
|---|---|---|
| Plaisance Capital LLC | Summer Infant Inc | [2020-06-12] |
| Plaisance Capital LLC | Pure Cycle Corp | [2019-10-15] |
| Firm Profile (Form ADV) | |
|---|---|
| Fund Types | Hedge Fund |
| Form 3/4/5 Subject | 2011 - 2026 |
|---|---|
| Plaisance Capital LLC | |
| Plaisance SPV I LLC | |
| Pure Cycle Corp | |
| Kozlowski Daniel R |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
Pure Cycle Corp PCYO
Common Stock 1/3 of $.01 par value
|
2025-11-17 | Sell | 68,778 | $11.01 | 757,246 |
|
Pure Cycle Corp PCYO
Common Stock 1/3 of $.01 par value
|
2025-11-17 | Other | 2,600,000 | $0.00 | |
|
Pure Cycle Corp PCYO
Common Stock 1/3 of $.01 par value
|
2024-11-21 | Sell | 20,000 | $13.10 | 262,000 |
|
Pure Cycle Corp PCYO
Common Stock, par value 1/3 of $0.01 per share
|
2022-11-30 | Sell | 33,500 | $10.24 | 343,040 |
|
Pure Cycle Corp PCYO
Common Stock, par value 1/3 of $0.01 per share
|
2022-11-30 | Other | 865,042 | ||
|
Pure Cycle Corp PCYO
Common Stock, par value 1/3 of $0.01 per share
|
2022-11-29 | Other | 344,967 | ||
|
Pure Cycle Corp PCYO
Common Stock, par value 1/3 of $0.01 per share
|
2022-11-29 | Sell | 16,500 | $10.21 | 168,465 |
|
Pure Cycle Corp PCYO
Common Stock, par value 1/3 of $0.01 per share
|
2020-09-11 | Buy | 24,107 | $9.77 | 235,525 |
|
Pure Cycle Corp PCYO
Common Stock, par value 1/3 of $0.01 per share
|
2020-09-10 | Buy | 22,506 | $9.86 | 221,909 |
|
Pure Cycle Corp PCYO
Common Stock, par value 1/3 of $0.01 per share
|
2020-09-08 | Buy | 2,494 | $9.65 | 24,067 |
|
Pure Cycle Corp PCYO
Common Stock, par value 1/3 of $0.01 per share
|
2020-09-02 | Buy | 59,390 | $9.59 | 569,550 |
|
Pure Cycle Corp PCYO
Common Stock, par value 1/3 of $0.01 per share
|
2020-07-27 | Buy | 605 | $8.74 | 5,288 |
|
Pure Cycle Corp PCYO
Common Stock, par value 1/3 of $0.01 per share
|
2020-07-24 | Buy | 21,000 | $8.81 | 185,010 |
|
Pure Cycle Corp PCYO
Common Stock, par value 1/3 of $0.01 per share
|
2020-04-03 | Buy | 20,000 | $8.44 | 168,800 |
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Pure Cycle Corp PCYO
Common Stock, par value 1/3 of $0.01 per share
|
2020-03-19 | Buy | 8,076 | $7.91 | 63,881 |
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Pure Cycle Corp PCYO
Common Stock, par value 1/3 of $0.01 per share
|
2020-03-18 | Buy | 5,000 | $7.77 | 38,850 |
|
Pure Cycle Corp PCYO
Common Stock, par value 1/3 of $0.01 per share
|
2020-03-16 | Buy | 1,000 | $8.69 | 8,690 |
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Pure Cycle Corp PCYO
Common Stock, par value 1/3 of $0.01 per share
|
2020-03-16 | Buy | 5,000 | $8.96 | 44,800 |
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Pure Cycle Corp PCYO
Common Stock, par value 1/3 of $0.01 per share
|
2020-03-16 | Buy | 5,000 | $9.13 | 45,650 |
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Pure Cycle Corp PCYO
Common Stock, par value 1/3 of $0.01 per share
|
2020-03-13 | Buy | 20,000 | $10.44 | 208,800 |
| showing 20 of 23 most recent transactions | |||||