Plustick Management LLC

Item 5 – Fees and Compensation

Management Fees

The fees and compensation payable to PlusTick are negotiable. From the Funds, PlusTick typically
receives, as to each Investor, a quarterly management fee (“Management Fee”) to be paid in
arrears, calculated at the rate of 0.25% (i.e., 1.0% per annum) of the value of each Investor’s
capital account as of the last day of each calendar quarter.

The Management Fee is paid quarterly, in arrears and together with other fees described below
is deducted from the Funds’ assets. In the event the Fund is not in existence for an entire calendar
quarter, the Management Fee for such calendar quarter will be prorated. The Management Fee
will be adjusted for any capital contributions or withdrawals occurring during the calendar quarter
and will be prorated for any period that is less than a full calendar quarter. PlusTick, in its sole
discretion, may waive or reduce the Management Fee for Investors that are principals, employees
of PlusTick and/or its affiliates, relatives of such persons, and for certain large or strategic
investors. As of this date, only principals, employees, and former employees of PlusTick have
received waivers or reductions in any management fee from PlusTick.

If an SMA Client is engaged, the SMA may pay PlusTick an annualized management fee (the “SMA
Management Fee”). The SMA Management Fee will be subject to negotiation with the Client and
a Client may therefore pay more or less than other Clients for the same or similar management
services. Any SMA Management Fee will be dependent on the individual investment advisory
agreement negotiated between the Client and PlusTick (“SMA Agreement”). PlusTick may in its
own discretion waive or reduce the SMA Management Fee. In the unlikely event that an SMA
Client invests in the Funds through an SMA Agreement, the SMA Management Fee would be
waived for the portion of assets invested in the Funds.

Performance Fees

With respect to certain Clients, PlusTick may receive an incentive allocation or incentive fee based
on net profits. Details regarding any incentive allocation or other incentives are set forth in the
next section entitled, “Item 6. Performance-Base Fees and Side-By-Side Management.” If an SMA
Client invests in the Funds through an SMA Agreement, any performance fee or incentive
allocation payable per the SMA Agreement would be waived for the portion of assets invested in
the Funds.

Expenses

Fees paid to PlusTick are exclusive of all custodial and transaction costs paid to the Client’s
custodian, brokers or other third-party consultants. Please see Item 12 – Brokerage Practices for
additional information. Fees paid to PlusTick are also separate and distinct from the fees and
expenses charged by mutual funds, exchange traded funds (“ETFs”) or other investment pools to
their shareholders (generally including a management fee and fund expenses, as described in each
fund). Each Client (and each Investor) should review all fees charged by funds, brokers, PlusTick
and others to fully understand the total amount of fees paid by the Client (and each Investor) for

PlusTick Management LLC                                                               March 2026
Form ADV Part 2A

investment and financial-related services. PlusTick may, at its discretion, make exceptions to the
foregoing or negotiate special fee arrangements where PlusTick deems it appropriate under the
circumstances.

The Client may terminate their investment advisory agreement at any time, subject to any terms
and written notice requirements in such agreement. In the event of termination in accordance
with its terms, any paid but unearned fees will be promptly refunded to the Client based on the
number of days that the account was managed, and any fees due to PlusTick from the Client will
generally be invoiced or deducted from the Client’s account prior to termination.

In the event of a termination of an SMA investment advisory agreement, fees will be prorated
subject to the SMA Agreement. Any paid but unearned fees will be promptly refunded to the SMA,
and any fees due to PlusTick from the SMA will be invoiced or deducted from the SMA prior to
termination. Notwithstanding the foregoing, PlusTick may negotiate or set a management fee
different from the foregoing with respect to the Funds, SMAs or any other Client PlusTick manages
in the future.

Compensation for Sale of Securities or Other Investment Products

PlusTick does not receive compensation for securities transactions or services related to any Client
account or any other fees other than the management fee and performance fees charged for its
advisory services.

PlusTick Management LLC                                                                 March 2026
Form ADV Part 2A

Item 7 – Types of Clients

PlusTick and its affiliates serve as general partner and/or discretionary adviser to two private
investment funds including, PlusTick Partners (QP), L.P., a Delaware limited partnership, and
PlusTick Offshore Fund Ltd., a Cayman Islands limited company (collectively, the “PlusTick
Funds”).

PlusTick’s Clients (and Investors therein) may include the PlusTick Funds, institutional entities,
high net worth individuals, families, trusts, foundations, sovereign wealth funds, private or public
pension plans and endowments. PlusTick’s minimum subscription in its private funds are:

    •   $500,000 for PlusTick Partners (QP), LP
    •   $500,000 for PlusTick Partners Offshore Fund, LTD

Minimum account sizes for SMA Client accounts vary depending on the type of investment
advisory services to be performed and in certain circumstances may be negotiable.

PlusTick may waive these minimums in its sole discretion.

PlusTick may allow certain Investors to invest in a Fund on different business terms than other
Investors. For example, a Fund may agree to provide certain Investors additional information from
the information made available to the other Investors in a Fund. PlusTick also may agree to
provide certain Investors with a fee arrangement that differs in structure and amount from that
generally available to other Investors in the Fund. In determining whether to allow an Investor to
participate in a Fund on different business terms, PlusTick may consider a number of different
factors including, but not limited to, PlusTick’s belief about whether the different terms will
adversely affect the other Investors in a Fund considered as a group; such Investor’s objectives in
requesting or accepting such terms; whether such Investor is under legal, regulatory or “best
practices” obligations to request such terms; and/or whether granting such terms is in any respect
inconsistent with representations made by a Fund or PlusTick to Investors. PlusTick’s overarching
goal is to have the same level of transparency with any Investor and not to favor the interests of
one Investor over another.

PlusTick Management LLC                                                                March 2026
Form ADV Part 2A