Filed 2013-12-18 (D/A) · Exemption 506(b), 3(c)(1), 3(c) · Minimum $500,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
AUM Breakdown
Accounts
AUM ($M)
By Client Type
(a) Individuals (other than high net worth individuals)
0
0.5
(b) Individuals (high net worth individuals)
20
125.4
(c) Banking or thrift institutions
0
0.0
(d) Investment companies
3
373.7
(e) Business development companies
0
0.0
(f) Pooled investment vehicles
1
98.6
(g) Pension and profit sharing plans
0
0.0
(h) Charitable organizations
0
0.0
(i) State or municipal government entities
0
0.0
(j) Other investment advisers
6
684.1
(k) Insurance companies
0
0.0
(l) Sovereign wealth funds and foreign official institutions
0
0.0
(m) Corporations or other businesses not listed above