|
⚲
|
| Potentia RIA LLC
✚
| |
|---|---|
| CRD # | 329135 |
| SEC # | 801-129366 |
| CIK # | |
| AUM | $309.9 MM (2024-07-24) |
| Employees | 14 (43% Investors, 14% Brokers) |
| Phone | 408-288-7886 |
| Address | 1226 Lincoln Ave San Jose, CA 95125 |
| Source | [IAPD] |
| Total AUM ($MM) |
|---|
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 587 | 194.7 |
| (b) Individuals (high net worth individuals) | 58 | 115.2 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 859 | 309.9 |
| By Discretionary | ||
| Discretionary | 859 | 309.9 |
| Non-Discretionary | 0 | 0.0 |
| Total | 859 | 309.9 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 309.9 | |
| Total | 859 | 309.9 |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
TL Private Wealth LLC
✚
|
TX | 0.3 |
|
Thirtynorth Investments LLC
✚
|
LA | 0.3 |
|
MGB Wealth Management LLC
✚
|
TX | 0.3 |
|
Front Row Advisors LLC
✚
|
CA | 0.3 |
|
Signet Investment Advisory Group Inc
✚
|
RI | 0.3 |
|
Exchange Place Advisors LLC
✚
|
MA | 0.3 |
|
Sentinel Wealth Management Inc
✚
|
VA | 0.3 |
|
Buttonwood Financial Advisors Inc
✚
|
MD | 0.3 |
|
American Trust Investment Advisors LLC
✚
|
NH | 0.3 |
|
Dougherty & Associates Financial Advisors Inc
✚
|
MN | 0.3 |