|
⚲
|
| Keyboard |
| Prentiss Smith & Company Inc
✚
|
|
|---|---|
| CRD # | 110928 |
| SEC # | 801-17579 |
| CIK # | 0001134687 |
| AUM | 453.1 M (2026-06-18) |
| Employees | 8 (62% Investors, 0% Brokers) |
| Fees | |
| Minimum | |
| Phone | 802-254-2913 |
| Address | 950 Western Avenue Brattleboro, VT 05301 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($M) |
|---|
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Alphabet Inc | 11.5 | ||
| Cisco Systems Inc | 10.8 | ||
| Gorman Rupp Co | 10.6 | ||
| Johnson & Johnson | 8.9 | ||
| Microsoft Corp | 6.9 | ||
| Schwab Charles Corp | 6.4 | ||
| Atmus Filtration Technologies Inc | 6.1 | ||
| Advanced Drainage Systems Inc | 6.0 | ||
| Brady Corp | 5.7 | ||
| Qiagen NV | 5.3 | ||
| View All | |||
| Holdings by Sector ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 290 | 258.1 |
| (b) Individuals (high net worth individuals) | 10 | 152.4 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 10 | 7.6 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 9 | 34.9 |
| (n) Other | 0 | 0.0 |
| Total | 622 | 453.1 |
| By Discretionary | ||
| Discretionary | 610 | 447.1 |
| Non-Discretionary | 12 | 5.9 |
| Total | 622 | 453.1 |
| By Non-United States Persons | ||
| Non-United States Persons | 4.1 | |
| United States Persons | 448.9 | |
| Total | 622 | 453.1 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001134687] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.4B |
| Serves | Institutional, Retail, Research |
| Comparable Firms | State | AUM |
|---|---|---|
|
NIA Impact Advisors LLC
✚
|
459.0 M | |
|
Retirement Consulting Group Inc
✚
|
OR | 457.0 M |
|
Five Oceans Advisors LLC
✚
|
456.2 M | |
|
SBE LLC DBA Cedar Cove Wealth Partners
✚
|
MN | 455.0 M |
|
Axient Investment Advisors LLC
✚
|
AL | 454.0 M |
|
Kinetic Investment Management Inc
✚
|
CA | 450.9 M |
|
M1 Capital Management
✚
|
MI | 450.4 M |
|
Nikulski Financial Inc
✚
|
IA | 449.0 M |
|
MainStreet RIA LLC
✚
|
MO | 446.4 M |
|
Arcadia Wealth Management LLC
✚
|
NH | 445.5 M |