Prevail Wealth Management LLC

Item 5: Fees and Compensation

  Investment Advisory Services
  Management fees for our Individual and Select Model portfolio management services are based upon a
  percentage of Client assets we manage or advise and include continuous financial planning and plan
  implementation.
  The Client’s specific investment advisory fees and terms are outlined in the Investment Management
  Agreement with which we have entered with each advisory Client.
  Our annual fee for investment advisory services including continuous financial planning generally range
  between 0.20% and 1.50%, subject to the minimum fee described below. Fees are calculated based
  upon the market value of the assets under management on the last trading day of the previous quarter.
  Adjustments will be made for deposits and withdrawals in excess of $1,000 for any given day during the
  quarter. For new accounts, our fees will apply on a pro rata basis, which means that the management fee
  is payable in proportion to the number of days in the quarter for which you are a Client.
  Management fees are deducted quarterly, payable either in advance or arrears. In either case, we
  typically deduct management fees directly from Client’s accounts. If an advisory Client who pays
  management fees in advance terminates our relationship, we will refund that advisory Client a portion of
  the pre-paid fees, calculated on a pro-rata basis to reflect the number of days remaining in the quarter.
  When possible, we will apply the refund to the advisory Client’s account otherwise mail the refund to the
  advisory Client’s address of record.
  Our minimum annual fee for investment advisory services including continuous financial planning and
  plan implementation is $3,000.00. For Clients with less than $200,000.00 under management, this will
  result in an annual fee percentage rate greater than 1.50%.
  Factors that influence the amount of management fees we charge include Client type, account value and
  anticipated increases in account value, pre-existing relationship, and other factors. We typically combine
  certain related Client accounts for purposes of calculating a Client’s aggregate household size and/or

  Prevail Wealth Management, LLC                                                            P a g e 7 | 16
  Form ADV Part 2 Brochure                                                             March 26, 2026

management fee. Generally, we charge lower or no management fees to current and former Prevail
employees and their family members at our sole discretion. Some existing Clients are subject to a
different minimum fee amount or no minimum fee amount and may be on different prior fee schedules.
We waive our minimum annual management fee from time to time, in our sole discretion. Our advisory
fee is negotiable depending on individual Client circumstances.
Retirement Plan Services
Fees for retirement plan advisory services are charged an annual asset-based fee not to exceed 1.00%,
billed quarterly, in advance of each calendar quarter, pursuant to the terms of the retirement plan
advisory agreement. Retirement plan advisory fees are based on the market value of assets under
management at the end of the prior calendar quarter. Fees may be negotiable depending on the size
and complexity of the Plan. The fee in the first quarter of the engagement is prorated from the effective
date of the Agreement to the end of the first quarter.
Financial Planning Services
As mentioned above, our financial planning fees are typically provided at no additional charge to Clients
who have engaged our firm for investment advisory services. We also offer standalone financial
planning services in which case we typically charge an hourly rate of $250.00 depending on individual
Client circumstances. The fee is negotiable depending upon the complexity and scope of the plan, your
financial situation, and your objectives. Fees typically range from $1,000.00 to over $5,000.00 and are
payable as invoiced. All financial planning fees are agreed upon prior to entering into a Client Service
Agreement with a Client.
Standalone financial planning services contracts may be terminated at any time upon written notice to
us. If you have pre-paid financial planning fees that we have not yet earned, you will receive a prorated
refund of those fees. If financial planning fees are payable in arrears, you will be responsible for a
prorated fee based on services performed prior to termination of the financial planning agreement.

Additional Fees and Expenses
As part of our investment advisory services to you, we may invest, or recommend that you invest, in
mutual funds and exchange-traded funds. Mutual funds and exchange-traded funds charge internal
management fees and other fund expenses (described in each fund’s prospectus), and which are
separate from the management fees paid to Prevail. As such, Clients with investments in these types of
securities are subject to one or more additional layers of management fees. You may also incur
transaction charges and/or brokerage fees when purchasing or selling securities. These charges and fees
are typically imposed by the broker-dealer or custodian through whom your account transactions are
executed. We do not share in any portion of the brokerage fees/transaction charges imposed by the
broker-dealer or custodian. To fully understand the total cost you will incur, you should review all the
fees charged by mutual funds, exchange traded funds, our firm, and others. For information on our
brokerage practices, refer to the Brokerage Practices section of this brochure.

Limited Prepayment of Fees
Under no circumstances do we require or solicit payment of fees in excess of $500.00 more than six
months in advance of services rendered.

Outside Compensation for the Sale of Securities to Clients
Neither Prevail nor its supervised persons accept any compensation for the sale of securities or other
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Item 7: Types of Clients
  Prevail offers investment advisory services to individuals (other than high net worth individuals), high
  net worth individuals, families, trusts, estates, foundations, charitable organizations, and various
  business entities.
  In general, the minimum annual fee to engage in our services is $3,000 per year, though we may waive
  this minimum at our discretion. For example, we may waive the minimum if you appear to have
  significant potential for increasing your assets under our management. We may also combine account
  values for you and your minor children, joint accounts with your spouse, and other types of related
  accounts to meet the stated minimum.