Princeton Global Asset Management LLC

Item 5: Fees and Compensation
PGAM’s fees are generally charged in arrears on a quarterly basis as a percentage of assets under
management. However, upon agreement between a Client and PGAM, fees may also be charged in
advance, on a schedule other than quarterly, or at a fixed rate. When charged as a percentage of assets
under management, fees are calculated based on the quarter end’s market value as determined by the
Client’s custodian. This market value is multiplied by the agreed upon annual fee percentage. One
quarter (¼) of this annual fee will then be charged. Fees are usually deducted from the Client's account
by the custodian with the Client’s prior authorization upon receipt of an invoice from PGAM and
transferred to PGAM. However, other methods of payment, such as payment from another account,
are possible.

Clients may incur brokerage commissions, other trade-related fees, custodian fees, and fees associated
with any investment company securities (e.g., closed- or open-end mutual funds and ETFs) their
accounts may contain. Clients also have the option to purchase investment products that PGAM
recommends through other brokers or agents that are not affiliated with PGAM. Further details about
our brokerage practices can be found in Item 12: Brokerage Practices.

Independent Manager utilized by PGAM assess an advisory fee in addition to PGAM’s advisory fee.
Such fee is debited separately and paid directly to the Independent Manager. The terms and
conditions of these fees are set forth in the agreement between the client and the Independent
Manager.

PGAM’s advisory fees are generally negotiated based on a number of factors including, but not limited
to, the size and type of account, securities held, strategies implemented, and the number and types of

Princeton Global Asset Management LLC (IARD#146644)
March 2026

Client restrictions applied. However, PGAM will not assess any advisory fee in excess of 1.50%.
There is a minimum fee of $5,000 per year for any accounts that fall below a certain asset threshold.

Clients can terminate their Discretionary Management Agreement with PGAM at any time. In the
event an Agreement includes a fee paid in advance and is terminated before a fee period’s end, any
unearned fee will be returned to the Client by a mutually agreed upon method.

Financial Planning Fees:
In very limited situations where PGAM is engaged solely for Financial Planning/Consulting, our fees
are negotiable, but generally range from $1,000 to $25,000 on a fixed fee basis, depending upon the
level and scope of the service(s) required and the professional(s) rendering the service(s). Prior to
engaging PGAM to provide financial planning or consulting services, clients will be required to enter
into a Financial Planning Agreement with PGAM setting forth the terms and conditions of the
engagement, describing the scope of the services to be provided. The client will be required to pay an
initial upfront portion of the fixed fee prior to PGAM commencing services.

Item 7: Types of Clients
PGAM serves individual, high net worth individuals, pension, retirement and profit-sharing plans
partnerships, estates, trusts and corporations. PGAM generally maintains a minimum account value
of $1 million, however it reserves the right to negotiate this and other conditions for starting or
maintaining an account. We also reserve the right not to provide investment advisory services to a
Client when it is not in the Client’s or our best interests.