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⚲
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| Prospect Capital Advisors LLC
✚
|
|
|---|---|
| CRD # | 119531 |
| SEC # | 801-100384 |
| CIK # | 0001632368 |
| AUM | $390.8 MM (2023-03-31) |
| Employees | 3 (67% Investors, 0% Brokers) |
| Phone | 415-331-3590 |
| Address | 501 Humboldt Avenue, 2nd Floor Sausalito, CA 94965 |
| Source | [IAPD] [EDGAR] |
| Total AUM ($MM) |
|---|
| Sector | Form 13F Holdings | Cap ($MM) | Value ($MM) |
|---|---|---|---|
| LOPE | 3,070.0 | 20.2 | |
| PJT | 2,840.0 | 16.9 | |
| FIVN | 6,497.4 | 16.2 | |
| POOL | 14,132.0 | 14.1 | |
| AMT | 117,747.1 | 14.1 | |
| SIMO | 2,833.2 | 13.7 | |
| INMD | 1,925.8 | 13.1 | |
| OSIS | 1,452.8 | 13.0 | |
| FSS | 2,128.7 | 11.3 | |
| MSFT | 1,918,222.4 | 9.5 | |
| View All | |||
| Holdings by Sector ($MM) |
|---|
| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| HF | Prospect Advisors LP | [2015-06-09] | 36.0 | 61.6 |
| HF | Prospect Advisors QP LP | [2015-06-09] | 307.8 | 310.2 |
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 4 | 390.8 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 4 | 390.8 |
| By Discretionary | ||
| Discretionary | 4 | 390.8 |
| Non-Discretionary | 0 | 0.0 |
| Total | 4 | 390.8 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 390.8 | |
| Total | 4 | 390.8 |
| Form D Directors | # Filings | # Firms | 2011 - 2023 |
|---|---|---|---|
| Daniel Mendoza | 3 | ||
| Prospect Capital Advisors LLC | 3 | ||
| General Partner Prospect Capital Advisors LLC | 3 |
| EDGAR Form | CIK | 2011 - 2023 |
|---|---|---|
| 13F-HR | [0001632368] |
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