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| Prospect Capital Advisors LLC
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| CRD # | 119531 |
| SEC # | 801-100384 |
| CIK # | 0001632368 |
| AUM | 309.4 M (2026-03-31) |
| Employees | 4 (50% Investors, 0% Brokers) |
| Fees | |
| Minimum | |
| Phone | 415-331-3590 |
| Address | 501 Humboldt Avenue, 2nd Floor Sausalito, CA 94965 |
| Source | [IAPD] [EDGAR] |
| Total AUM ($M) |
|---|
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| PJT Partners Inc | 13.7 | ||
| Grand Canyon Education Inc | 13.7 | ||
| OSI Systems Inc | 13.1 | ||
| Enova International Inc | 12.1 | ||
| Super Group SGHC Ltd | 11.3 | ||
| DMY Technology Group Inc | 10.5 | ||
| Silicon Motion Technology Corp | 9.2 | ||
| VPC Impact Acquisition Holdings III Inc | 9.1 | ||
| Turning Point Brands Inc | 9.1 | ||
| TTM Technologies Inc | 7.4 | ||
| View All | |||
| Holdings by Sector ($M) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| HF | Prospect Advisors LP | [2015-06-09] | 36.1 M | 85.7 M |
| Filed 2025-10-31 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Prospect Advisors QP LP | [2015-06-09] | 330.4 M | 216.8 M |
| Filed 2025-10-31 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 3 | 309.4 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 3 | 309.4 |
| By Discretionary | ||
| Discretionary | 3 | 309.4 |
| Non-Discretionary | 0 | 0.0 |
| Total | 3 | 309.4 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 309.4 | |
| Total | 3 | 309.4 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Daniel Mendoza | Executive Officer | 4 | 2 | |
| Prospect Capital Advisors LLC | Executive Officer | 4 | 2 | |
| General Partner Prospect Capital Advisors LLC | Director, Promoter | 3 | 2 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001632368] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.3B |
| Serves | Institutional |
| Fund Types | Hedge Fund |
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