|
⚲
|
| Message |
|---|
| Happy Holidays!! thanks for using AUM13F!! |
| Prospect Financial Services LLC
✚
|
|
|---|---|
| CRD # | 314154 |
| SEC # | 801-122193 |
| CIK # | 0001674209, 0002012519 |
| AUM | $418.1 M (2025-01-31) |
| Employees | 12 (67% Investors, 83% Brokers) |
| Phone | 631-424-5218 |
| Address | 445 Broad Hollow Road Melville, NY 11747 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($M) |
|---|
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| SL Green Realty Corp | 13.4 | ||
| Boeing Co | 8.9 | ||
| Alphabet Inc | 7.0 | ||
| Nvidia Corp | 6.6 | ||
| Palantir Technologies Inc | 4.9 | ||
| Apple Inc | 4.1 | ||
| Vornado Realty Trust | 3.9 | ||
| Alphabet Inc | 3.7 | ||
| Energy Transfer Equity LP | 3.4 | ||
| Amazon Com Inc | 3.1 | ||
| View All | |||
| Holdings by Sector ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 491 | 125.8 |
| (b) Individuals (high net worth individuals) | 71 | 231.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 65 | 59.8 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 16 | 1.5 |
| (n) Other | 0 | 0.0 |
| Total | 1,178 | 418.1 |
| By Discretionary | ||
| Discretionary | 1,178 | 418.1 |
| Non-Discretionary | 0 | 0.0 |
| Total | 1,178 | 418.1 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 418.1 | |
| Total | 1,178 | 418.1 |
| EDGAR Form | CIK | 2011 - 2025 |
|---|---|---|
| D | [0001674209] | |
| 13F-HR | [0002012519] |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
Comprehensive Financial Planning Inc
✚
|
PA | 0.4 |
|
Sindia Capital Advisers LLC
✚
|
NJ | 0.4 |
|
Bowman & Company SC
✚
|
WI | 0.4 |
|
Courage Miller Partners LLC
✚
|
VA | 0.4 |
|
Lane and Associates LLC
✚
|
NJ | 0.4 |
|
Integrated Quantitative Investments LLC
✚
|
0.4 | |
|
Graney & King LLC
✚
|
NY | 0.4 |
|
Dougherty Wealth Advisers LLC
✚
|
MN | 0.4 |
|
Relation Wealth Management Inc
✚
|
OK | 0.4 |
|
MBM Wealth Consultants LLC
✚
|
MO | 0.4 |