Proxy Wealth Advisors LLC

Item 5 Fees and Compensation

Asset Management Fees
Pursuant to an Investment Advisory contract signed by each client, the client will pay Proxy
Wealth an annual management fee of up to 2%. The fee will be calculated either quarterly or
monthly in arrears, and based on either the average daily balance or the quarter end market value
of the account, depending on the custodian, or services utilized to manage the account. New
account fees are prorated from the inception of the account to the end of the first quarter.

Proxy Wealth Advisors LLC                   Page 6

Management fees will vary depending on the type and complexity of the investment management
strategy employed as well as the size of the account or overall client relationship, and whether or
not the fee is a wrap fee as explained below. These fees are negotiated by Proxy Wealth at its sole
discretion. The client will give written authorization permitting the Advisor to be paid directly
from their account held by the custodian. The custodian will send a statement at least quarterly to
the client. In cases where it is not practical to directly deduct fees from client accounts, client will
be sent an invoice on a quarterly basis for any outstanding advisory fees due.

Hourly Fee
Some clients will contract to have financial planning advice provided based on an hourly fee. The
Advisors hourly fee will be billed at a rate of $250 per hour but may be negotiated in advance.
Hourly fee-based clients are billed on a quarterly basis in arrears.

Fixed Fees
For personal financial planning for individuals, Proxy Wealth will charge a one-time fixed fee of
up to $5,000, in advance, for comprehensive financial planning services, the fee will the depend
on the complexity of the case. In the event that the financial planning client chooses Proxy Wealth
to manage their portfolio, the fee will be applied against the negotiated annual management fee.
For financial planning services for businesses, Proxy Wealth charges an initial plan preparation
and consulting fee of up to $10,000 in advance, and up to $7,500 for annual updates, paid in
advance. Proxy Wealth also works with foreign individuals providing advice and assistance with
both immigration and financial planning issues and will charge a fixed fee of up to $50,000 for
those services, depending on the complexity of the specific circumstances. The fees are negotiable
and vary depending on the scope and complexity of the financial planning advice and project
deliverables required. All plans and consulting assignments will be delivered in six months or less
from the beginning of the agreement.

For each of the Advisor's services described above, the Client may terminate these services within
five business days of the effective date of an Agreement signed with the Advisor without any
payment of the Advisor's fee.

Other Fees
Where appropriate, Proxy Wealth will utilize the investment management software platform iFlip
to assist in the management of client accounts. In those cases, Proxy Wealth adds the 0.30% annual
platform fee to its asset-based management fee, and Proxy Wealth pays the fee to iFlip.

Clients may request to terminate their advisory contract with Proxy Wealth, in whole or in part, by
providing advance written notice. Upon termination, fees earned by the Advisor but not billed will
be prorated to the date of termination and charged to the client. Client’s advisory agreement with
the Advisor is non-assignable without client’s written approval.

All fees paid to Proxy Wealth for investment advisory services are separate and distinct from the
expenses charged by mutual funds to their shareholders and the product sponsor in the case of
variable insurance products. These fees and expenses are described in each fund’s or variable
product’s prospectus. These fees will generally include a management fee and other fund
expenses. For additional information on Proxy Wealth’s brokerage practices, please see Item 12.

Proxy Wealth Advisors LLC                    Page 7

At no time will Proxy Wealth accept or maintain custody of a client’s funds or securities except
for authorized fee deduction. The Advisor treats the custodial and securities execution fees
charged by the custodian and executing broker-dealer in one of two ways. Either the client is
responsible for all costs and will pay them directly out of the account, or the Advisor’s
Management Fee will include all such costs and they will be paid by the Advisor. Therefore, in
the former method, the client will pay the Management Fee solely for advisory services, and will
also directly pay any transaction costs assessed by the executing broker-dealer or custodian, such
as commissions and transaction fees. The latter method is typically characterized as a “wrap fee”,
where the Management Fee includes the investment advisory services as well as all transaction
costs and the client pays only that Management Fee and no other transaction-based costs
concerning the trading and maintaining of the account. There may be other costs (such as wire
transfer fees, medallion signature guaranty fees, etc.) that will be charged by the broker-dealer or
custodian outside of the wrap fee. Generally, clients in the wrap fee accounts, with the transaction
and custody costs included, will pay a higher Management Fee than those where those costs are
not included in the fee. The specific arrangement for each client will be negotiated and defined in
the investment advisory contract signed by each client.

Proxy Wealth’s fixed financial planning fee is payable in advance. Upon termination, any fees
paid in advance will be prorated to the date of termination and any unearned fees will be refunded
to client.

Where acting in the capacity of an insurance agent, investment advisory representatives of Proxy
Wealth may as agent effect securities transactions for typical and customary compensation. Clients
...

Item 7 Types of Clients

The Advisor will offer its services to individuals, pension and profit sharing plans, trusts, estates,
charitable organizations, corporations and other business entities.

The Advisor does not have any minimum requirements for opening or maintaining an account.