Intercarolina Financial Services Inc

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Assets, Funds, Holdings

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Intercarolina Financial Services Inc
CRD #19475
SEC #801-121339
CIK #
AUM $130.8 M (2025-03-25)
Employees 14 (71% Investors, 79% Brokers)
Phone336-288-6890
Address3300 Battleground Avenue
Greensboro, NC 27410
Source [IAPD] [Website]
Total AUM ($M)
14011284562802011201620212026
AUM Breakdown Accounts AUM ($M)
By Client Type
(a) Individuals (other than high net worth individuals) 260 86.1
(b) Individuals (high net worth individuals) 11 6.4
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 0 0.0
(g) Pension and profit sharing plans 110 38.3
(h) Charitable organizations 0 0.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 0 0.0
(n) Other 0 0.0
Total 381 130.8
By Discretionary
Discretionary 44 10.5
Non-Discretionary 337 120.2
Total 381 130.8
By Non-United States Persons
Non-United States Persons 0.0
United States Persons 130.8
Total 381 130.8
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TX 0.1
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IL 0.1
Brazos Wealth Advisors LLC
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MA 0.1
October Wealth Advisors Inc
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Strategic Wealth Management LLC
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TNL Asset Management LLC
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Marathon Strategic Advisors LLC
PA 0.1
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