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| Happy Holidays!! thanks for using AUM13F!! |
| PVG Asset Management Corp
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| CRD # | 105541 |
| SEC # | 801-30581 |
| CIK # | 0001624741, 0000820434 |
| AUM | $617.9 M (2025-03-20) |
| Employees | 9 (67% Investors, 11% Brokers) |
| Phone | 303-526-0548 |
| Address | 6898 S University Blvd Centennial, CO 80122 |
| Source | [IAPD] [EDGAR] [Website] [Facebook] [Instagram] |
| Total AUM ($M) |
|---|
| CIK | Period |
|---|---|
| 0001624741 0000820434 |
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| Journey Medical Corp | 0.0 | ||
| Amazon Com Inc | 0.0 | ||
| Female Health Co | 0.0 | ||
| Coronado Biosciences Inc | 0.0 | ||
| Anavex Life Sciences Corp | 0.0 | ||
| Apple Inc | 0.0 | ||
| Nvidia Corp | 0.0 | ||
| Microsoft Corp | 0.0 | ||
| AbbVie Inc | 0.0 | ||
| Alphabet Inc | 0.0 | ||
| Cardiol Therapeutics Inc | 0.0 | ||
| First Trust High Yield Opportunities 2027 Term Fund | 0.0 | ||
| Dynex Capital Inc | 0.0 | ||
| Exxon Mobil Corp | 0.0 | ||
| Grail Inc | 0.0 | ||
| Taser International Inc | 0.0 | ||
| Pfizer Inc | 0.0 | ||
| PepsiCo Inc | 0.0 | ||
| Corning Inc /NY | 0.0 | ||
| GAP Inc | 0.0 | ||
| Hershey Co | 0.0 | ||
| Conagra Foods Inc /DE/ | 0.0 | ||
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| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| HF | PVG Investment Company LLC | 2012-03-26 | 2.0 |
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 991 | 467.9 |
| (b) Individuals (high net worth individuals) | 991 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 1 | 150.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 949 | 617.9 |
| By Discretionary | ||
| Discretionary | 948 | 467.9 |
| Non-Discretionary | 1 | 150.0 |
| Total | 949 | 617.9 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 617.9 | |
| Total | 949 | 617.9 |
| EDGAR Form | CIK | 2011 - 2025 |
|---|---|---|
| 13F-HR | [0000820434] | |
| 13F-HR | [0001624741] |
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