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| Keyboard |
| RBC Securities Inc
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|---|---|
| CRD # | 103705 |
| SEC # | 801-71181 |
| CIK # | |
| AUM | 1,515.1 M (2026-05-29) |
| Employees | 186 (67% Investors, 98% Brokers) |
| Fees | |
| Minimum | |
| Phone | 310-888-6400 |
| Address | 555 South Flower Street Los Angeles, CA 90071 |
| Source | [IAPD] [Website] |
| Total AUM ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 955 | 371.8 |
| (b) Individuals (high net worth individuals) | 337 | 814.3 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 52 | 77.7 |
| (h) Charitable organizations | 25 | 89.4 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 82 | 161.9 |
| (n) Other | 0 | 0.0 |
| Total | 1,781 | 1,515.1 |
| By Discretionary | ||
| Discretionary | 1,781 | 1,515.1 |
| Non-Discretionary | 0 | 0.0 |
| Total | 1,781 | 1,515.1 |
| By Non-United States Persons | ||
| Non-United States Persons | 3.0 | |
| United States Persons | 1,512.1 | |
| Total | 1,781 | 1,515.1 |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.4B |
| Serves | Institutional, Retail |
| Comparable Firms | State | AUM |
|---|---|---|
|
Triad Wealth Partners LLC
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KS | 1,526.6 M |
|
Capital Creek Partners LLC
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|
TX | 1,523.4 M |
|
Tamar Securities LLC
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|
CA | 1,521.7 M |
|
Anderson Financial Partners Inc
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FL | 1,521.0 M |
|
Next Century Growth Investors LLC
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|
MN | 1,519.8 M |
|
Ascent Wealth Partners LLC
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|
NY | 1,518.0 M |
|
Midwest Financial Partners Investments Inc
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|
MN | 1,516.5 M |
|
Legacy Capital Wealth Partners LLC
✚
|
AR | 1,515.9 M |
|
Legacy Financial Advisors Inc
✚
|
KY | 1,515.6 M |
|
Edgemoor Investment Advisors Inc
✚
|
MD | 1,515.2 M |