Triad Wealth Partners LLC

Item 5. Fees and Compensation
General
The specific manner in which our fees are charged is established in the Agreement. The Firm
generally bills its fees in advance on a quarterly basis based upon the value of assets under
management on the last day of the previous quarter, as valued by custodian. The Agreement
and/or the separate agreement with any financial institution(s) authorizes the Firm, or a third-
party service provider engaged by the Firm, to invoice the custodian for the advisory fee. The
Agreement further authorizes the custodian to deduct the amount stated in the fee statement
from one or more of the client’s accounts in accordance with applicable custody rules. The
custodian does not validate or check our fee or its calculation on the assets on which the fee is
based. The custodian will deduct the fee from the account(s) or, if the client has more than one
account, from the account designated to pay our fees. The financial institution(s) supported by the
Firm have agreed to send a statement to the client, at least quarterly, indicating all amounts
disbursed from the account including the amount of advisory fees paid directly to the Firm.

A client may make additions to and withdrawals from the account at any time, subject to our right
to terminate an account. As provided for in the client’s Agreement, if assets are deposited into an
account after the inception of a quarter, there will be no adjustment to the amount of the advisory
fee for such quarter. Similarly, if a client makes a withdrawal of assets from an account after the
inception of a quarter, there will be no adjustment or refund to the amount of the advisory fee
paid for such quarter. If the Agreement is executed at any time other than the first day of a
calendar quarter, the advisory fees will apply on a pro rata basis, which means that the advisory
fee is payable in proportion to the number of days in the quarter for which you are a client. The
Agreement between the Firm and a client will continue in effect until terminated by either party
pursuant to the terms of the Agreement. In the event the Agreement is terminated, the advisory
fee for the final billing period will be prorated through the effective date of termination, and the
outstanding or unearned portion of the advisory fee will be charged or refunded to you, as
appropriate.

The advisory fee is negotiable, depending on individual client circumstances. A client may
withdraw account assets, subject to the usual and customary securities settlement procedures.
Clients should note that the Firm designs portfolios as long-term investments and asset
withdrawals can impair the achievement of a client’s investment objectives. The applicability of
the proration as set forth herein is governed by the specific Agreement with each client. Clients
should refer to their applicable Agreements to understand the specific billing practices applicable
to their assets. As set forth in a client’s Agreement, the Firm may charge a client fixed fees and/or
apply an annual adjustment of an agreed-upon percentage.

Investment Advisory Fees for IAR’s
The structure and level of the advisory fee will vary by client based upon the services provided
and other considerations deemed relevant by the Firm and its IARs but typically takes the form of
a percentage of assets under management, ranging up to 2.00% per annum. Unless otherwise
agreed with a client, advisory fees are applied to all assets under management. Clients that receive
financial planning and consulting services from the Firm in addition to investment advisory
services may be subject to an additional fee in connection with such services. Fees relating to
financial planning and consulting services are discussed further below. At the Firm’s discretion,
the Firm may agree to ‘household’ certain client accounts for purposes of fee calculation depending
on the client relationship and overall services provided. All fee arrangements are subject to
negotiation and fees for similarly situated clients may differ for a variety of reasons. Please see
your Agreement for the fees applicable to your account.

Turnkey Asset Management Program Fees
The structure and level of the Firm’s fee for its services as a TAMP (the “Fee”) will vary by RIA
based upon the services provided by the Firm but typically takes the form of a percentage of the
RIA’s assets under management. The Fee for services Triad Wealth provides on behalf of an RIA
is typically paid by the end clients of the RIA, directly from the accounts of the end clients. The
Fee payable to Triad Wealth is in addition to any fee arrangement between the RIA and the end
client directly. The Fee arrangement is established in Triad Wealth’s written TAMP agreement
with each RIA. The Fee is generally billed quarterly in advance. The Fee calculation is generally
based on the prior calendar quarter’s ending market values for the respective assets as reported by
the applicable custodian of the end client’s account(s). End client account balances on which Triad
Wealth calculates fees can at times vary from account custodial statements based on independent
asset valuations and other accounting variances, including mechanisms for including accrued
interest in account statements or timing of reporting of the client’s account(s) at the end of the
previous quarter. Fees shall apply to accrued interest and apply to cash balances included in end
client accounts unless negotiated or agreed upon otherwise.

Triad Wealth will request authority from RIAs to receive quarterly payments directly from the end
client’s account(s) held by an independent qualified custodian. Clients must provide written
limited authorization for Triad Wealth to withdraw the Fee from the accounts. Prorated fees are

payable by the RIA when a new client account is added to the platform during any calendar quarter.
Any prepaid but unearned Fee will be refunded.
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Item 7. Types of Clients
Through the RIA Program, IARs generally provide investment advice to individuals (including
high net worth individuals), trusts, estates, charitable organizations, corporations and other
business entities.

Through the TAMP Program, Triad Wealth provides advisory services mostly to other investment
advisers (RIAs) and, to a limited extent, the individual end clients of certain RIAs.

To be eligible for certain advisory services, the Firm may impose minimum account size
requirements. For TAMP services, the Firm generally imposes a minimum account size of
$10,000, but may waive the minimum in its discretion.