Rebel Financial LLC

Item 5: Fees and Compensation
Description
As of October 2022, rebel Financial LLC offers management fees based on the client’s net-worth
versus assets under management. Our assets under management fee structure remains in effect
for existing clients. New clients’ fees will be based on their net worth and are calculated as a
percentage of net worth under management per the fee schedules below.

Grandfathered assets under management (AUM) fees are based on the value of assets managed
and fees are calculated as a percentage of assets under management.

We reserve the right to negotiate fees for special situations.

Fee Billing
Fees to rebel Financial are based on the custodian chosen and the service selected.

Simple rebel Investment Advisory Services (Net Worth based)
The Advisory monthly Net Worth Fee is based off the following schedule at a rate of 1/12th the
annual fee shown in the schedule for each tier of net worth value. The minimum monthly fee is
$75.00.

Net Worth Management:

              Net Worth Value                  Preferred Custodian Fee
First $0 - $500,000                                    0.725%
Next $500,001 - $1,000,000                             0.35%
Over $1,000,000                             Converted to eRebel or higher

Simple rebel Investment Advisory Services (AUM-based)
Assets Under Management (AUM) fee schedules for this investment service is not available to
new clients of rebel Financial. Some older clients are "Grandfathered" into their old AUM fee
schedule as noted in their investment management contract(s).

eRebel Investment Advisory Services (Net Worth based)
The Advisory monthly Net Worth Fee is based off the following schedule at a rate of 1/12th the
annual fee shown in the schedule for each tier of net worth value. The minimum monthly fee is
$150.00.
Net Worth Fee:

           Net Worth Value                   Preferred Custodian Fee
First $0 - $500,000                                  0.80%
Next $500,001 - $1,000,000                           0.40%
Next $1,000,001 - $2,000,000                         0.275%
Over $2,000,000                            Converted to Silver or higher

eRebel Investment Advisory Services (AUM based)
Assets Under Management (AUM) fee schedules for this investment service is not available to
new clients of rebel Financial. Some older clients are "Grandfathered" into their old AUM fee
schedule as noted in their investment management contract.

Silver rebel Investment Advisory Services (Net Worth based)
The Advisory monthly Net Worth Fee is based off the following schedule at a rate of 1/12th the
annual fee shown in the schedule for each tier of net worth value. The minimum monthly fee is
$208.00.

Net Worth Fee:

           Net Worth Value                   Preferred Custodian Fee
First $0 - $500,000                                  1.00%
Next $500,001 - $1,000,000                           0.50%
Next $1,000,001 - $2,000,000                         0.35%
Next $2,000,001 - $3,000,000                         0.275%
Next $3,000,001 - $4,000,000                         0.25%
Next $4,000,000+                                     0.165%

Silver rebel Investment Advisory Services (AUM based)
Assets Under Management (AUM) fee schedules for this investment service is not available to
new clients of rebel Financial. Some older clients are "Grandfathered" into their old AUM fee
schedule as noted in their investment management contract(s).

Gold rebel Investment Advisory Services (Net Worth based)
The Advisory monthly Net Worth Fee is based off the following schedule at a rate of 1/12th the
annual fee shown in the schedule for each tier of net worth value. The minimum monthly fee is
$292.00.

Net Worth Fee:

           Net Worth Value                   Preferred Custodian Fee
First $0 - $500,000                                  1.10%
Next $500,001 - $1,000,000                           0.60%
Next $1,000,001 - $2,000,000                         0.45%
Next $2,000,001 - $3,000,000                         0.35%
Next $3,000,001 - $4,000,000                         0.30%
Next $4,000,000+                                     0.225%

Gold rebel Investment Advisory Services (AUM based)
Assets Under Management (AUM) fee schedules for this investment service is not available to
new clients of rebel Financial. Some older clients are "Grandfathered" into their old AUM fee
schedule as noted in their investment management contract(s).

rFreemium+ Fee Schedule (AUM based)
The Advisory monthly AUM Fee is based off the following schedule at a rate of 1/12th the
annual fee shown in the schedule for each tier of net worth value. The minimum monthly fee is
$0.00.

              AUM Value                      Preferred Custodian Fee
First $0 - $99,999.99                                1.000%
Next $100,000 - $999,999.99                          0.500%
Over $1,000,000                                      0.350%
Additional fee for rFjord                            0.250%
noncompliance+

Retirement Plan Investment Management Services
The monthly Assets Under Management (AUM) Fee is based off the following schedule at a rate
of 1/12th the annual fee shown in the schedule.

Amount Under Management:

rebel Financial 401k & Pension Fee Schedule
                                    Bronze            Silver           Gold
$0.00-$999,999.99                   0.25%             0.40%            0.50%
$1,000,000.00-$1,999,999.99         0.20%             0.30%            0.40%
$2,000,000.00-$9,999,999.99         0.10%             0.15%            0.20%
$10,000,000.00 +                    0.05%             0.10%            0.15%

Pontera Services
We use Pontera to facilitate management of client assets that are held away from our
custodians. The platform allows us to avoid being considered to have custody of client funds
since we do not have direct access to client log in credentials. We are not affiliated with the
...

Item 7: Types of Clients
Description
We specialize in customized portfolio management and providing investment advice for
individual investors, high net worth investors, pension/profit sharing plans and corporations.

Account Minimums
There are no account minimums.