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| Red Mountain Capital Partners LLC
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|---|---|
| CRD # | 154236 |
| SEC # | 801-73325 |
| CIK # | 0001374588 |
| AUM | |
| Employees | 3 (67% Investors, 0% Brokers) |
| Phone | 310-432-0200 |
| Address | 10250 Constellation Blvd Los Angeles, CA 90067 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($M) |
|---|
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Natures Sunshine Products Inc | 29.2 | ||
| Bleichroeder Acquisition Corp I | 20.8 | ||
| Casual Male Retail Group Inc | 2.2 | ||
| Encore Capital Group Inc | 1.7 | ||
| Holdings by Sector ($M) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| HF | Red Mountain Investors I LLC - Series A | 2015-03-26 | 20.4 M | |
| HF | RMCP PIV DPC II LP | 2013-03-28 | 9.3 M | |
| HF | RMCP PIV DPC LP | 2013-03-28 | 0.5 M | |
| HF | Red Mountain Partners LP | [2012-02-10] | 181.8 M | 80.7 M |
| Filed 2015-02-04 (D/A) · Exemption 506(b), 3(c)(1), 3(c)(7), 3(c) · Minimum $5,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 4 | 110.9 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 4 | 110.9 |
| By Discretionary | ||
| Discretionary | 4 | 110.9 |
| Non-Discretionary | 0 | 0.0 |
| Total | 4 | 110.9 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 110.9 | |
| Total | 4 | 110.9 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Rmcp GP LLC | Director | 1 | 1 | |
| Red Mountain Capital Partners LLC | Promoter | 1 | 1 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001374588] | |
| 3 | [0001374588] | |
| 4 | [0001374588] | |
| SC 13D | [0001374588] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.5B |
| Serves | Institutional |
| Fund Types | Hedge Fund, Private Equity |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
Natures Sunshine Products Inc NATR
Common Stock
|
2021-09-15 | Other | 2,407,801 | $0.00 | |
|
Destination XL Group Inc DXLG
Common Stock, $0.01 par value
|
2021-09-15 | Other | 528,409 | $0.00 | |
|
Destination XL Group Inc DXLG
Common Stock, $0.01 par value
|
2021-09-14 | Sell | 5,733,076 | $5.83 | 33,423,833 |
|
Marlin Business Services Corp MRLN
Common Stock
|
2021-08-09 | Other | 2,932,510 | $0.00 | |
|
Destination XL Group Inc DXLG
Common Stock, $0.01 par value
|
2021-08-02 | Grant | 6,237 | $5.01 | 31,247 |
|
Destination XL Group Inc DXLG
Common Stock, $0.01 par value
|
2021-05-03 | Other | 20,161 | $1.55 | 31,250 |
|
Destination XL Group Inc DXLG
Common Stock, $0.01 par value
|
2021-02-01 | Other | 39,062 | $0.80 | 31,250 |
|
Destination XL Group Inc DXLG
Common Stock, $0.01 par value
|
2021-01-15 | Buy | 126,788 | $0.37 | 46,912 |
|
Destination XL Group Inc DXLG
Common Stock, $0.01 par value
|
2021-01-14 | Buy | 173,212 | $0.37 | 64,088 |
|
Yuma Energy Inc YUMA
Common Stock
|
2020-12-31 | Other | 169,473 | ||
|
Yuma Energy Inc YUMA
Series D Convertible Preferred Stock · derivative
|
2020-12-31 | Other | 2,212,316 | ||
|
Destination XL Group Inc DXLG
Deferred Stock · derivative
|
2020-11-02 | Grant | 118,865 | $0.26 | 30,905 |
|
Destination XL Group Inc DXLG
Deferred Stock · derivative
|
2020-08-03 | Grant | 89,285 | $0.35 | 31,250 |
|
Marlin Business Services Corp MRLN
Common Stock
|
2020-06-10 | Sell | 2,829 | $8.75 | 24,754 |
|
Marlin Business Services Corp MRLN
Common Stock
|
2020-06-10 | Sell | 130 | $8.75 | 1,138 |
|
Marlin Business Services Corp MRLN
Common Stock
|
2020-06-10 | Sell | 7,041 | $8.75 | 61,609 |
|
Marlin Business Services Corp MRLN
Common Stock
|
2020-06-09 | Sell | 5,658 | $9.41 | 53,242 |
|
Marlin Business Services Corp MRLN
Common Stock
|
2020-06-09 | Sell | 260 | $9.41 | 2,447 |
|
Marlin Business Services Corp MRLN
Common Stock
|
2020-06-09 | Sell | 14,082 | $9.41 | 132,512 |
|
Marlin Business Services Corp MRLN
Common Stock
|
2020-06-08 | Sell | 195 | $10.03 | 1,956 |
| showing 20 of 181 most recent transactions | |||||