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| Regal Investment Advisors LLC
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|---|---|
| CRD # | 125004 |
| SEC # | 801-71923 |
| CIK # | 0001559789 |
| AUM | $2.0 BB (2023-03-31) |
| Employees | 110 (90% Investors, 59% Brokers) |
| Phone | 616-224-2204 |
| Address | 2687 44th Street SE Kentwood, MI 49512 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] |
| Total AUM ($BB) |
|---|
| CIK | Period |
|---|---|
| 0001559789 | |
| / | |
| Sector | Form 13F Holdings | Cap ($MM) | Value ($MM) |
|---|---|---|---|
| Apple Inc | 2,382,844.0 | 22.6 | |
| Microsoft Corp | 1,918,222.4 | 18.7 | |
| AbbVie Inc | 269,466.6 | 17.6 | |
| Procter & Gamble Co | 338,108.9 | 13.9 | |
| Johnson & Johnson | 465,600.2 | 12.5 | |
| Emerson Electric Co | 48,422.9 | 9.1 | |
| Altria Group Inc | 78,198.0 | 8.8 | |
| Pfizer Inc | 284,248.0 | 8.3 | |
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| AUM Breakdown | Accounts | AUM ($BB) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 5,521 | 1.1 |
| (b) Individuals (high net worth individuals) | 367 | 0.8 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 28 | 0.1 |
| (h) Charitable organizations | 3 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 47 | 0.1 |
| (n) Other | 0 | 0.0 |
| Total | 10,679 | 2.1 |
| By Discretionary | ||
| Discretionary | 10,412 | 2.0 |
| Non-Discretionary | 267 | 0.0 |
| Total | 10,679 | 2.1 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 2.1 | |
| Total | 10,679 | 2.1 |
| EDGAR Form | CIK | 2011 - 2023 |
|---|---|---|
| 13F-HR | [0001559789] |
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|---|---|---|
|
Birch Hill Investment Advisors LLC
✚
|
MA | 2.1 |
|
Chesley Taft & Associates LLC
✚
|
IL | 2.1 |
|
Stadion Money Management LLC
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GA | 2.0 |
|
Inspire Investing LLC
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ID | 2.0 |
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SJS Investment Consulting Inc
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OH | 2.0 |
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BancWest Investment Services Inc
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NE | 2.0 |
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Visionary Wealth Advisors LLC
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MO | 2.0 |
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LM Advisors LLC
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CA | 2.0 |
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DFPG Investments LLC
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UT | 2.0 |
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Sentry Advisors LLC
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CA | 2.0 |