|
⚲
|
| Message |
|---|
| Happy Holidays!! thanks for using AUM13F!! |
| Regal Investment Advisors LLC
✚
|
|
|---|---|
| CRD # | 125004 |
| SEC # | 801-71923 |
| CIK # | 0001559789 |
| AUM | $2.4 B (2025-04-25) |
| Employees | 118 (93% Investors, 61% Brokers) |
| Phone | 616-224-2204 |
| Address | 2687 44th Street SE Kentwood, MI 49512 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Facebook] |
| Total AUM ($B) |
|---|
| CIK | Period |
|---|---|
| 0001559789 |
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Microsoft Corp | 25.7 | ||
| Apple Inc | 25.5 | ||
| Nvidia Corp | 18.2 | ||
| AbbVie Inc | 14.6 | ||
| Procter & Gamble Co | 11.8 | ||
| Johnson & Johnson | 10.9 | ||
| Prev | Page 1 | Next | |||
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 7,418 | 1.6 |
| (b) Individuals (high net worth individuals) | 338 | 0.7 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 38 | 0.1 |
| (h) Charitable organizations | 9 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 56 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 12,303 | 2.4 |
| By Discretionary | ||
| Discretionary | 2,282 | 2.0 |
| Non-Discretionary | 10,021 | 0.5 |
| Total | 12,303 | 2.4 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 2.4 | |
| Total | 12,303 | 2.4 |
| EDGAR Form | CIK | 2011 - 2025 |
|---|---|---|
| 13F-HR | [0001559789] |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
Truwealth Advisors LLC
✚
|
LA | 2.5 |
|
TREK Financial LLC
✚
|
AZ | 2.5 |
|
Creative Financial Designs Inc
✚
|
IN | 2.5 |
|
Deschutes Investment Consulting LLC
✚
|
OR | 2.5 |
|
Grove Point Advisors LLC
✚
|
MD | 2.5 |
|
Equity Services Inc
✚
|
VT | 2.5 |
|
Faircourt Partners LLC
✚
|
IL | 2.4 |
|
Integrity Alliance LLC
✚
|
IA | 2.4 |
|
Main Street Research LLC
✚
|
CT | 2.4 |
|
SSB Wealth Management Inc
✚
|
VA | 2.4 |