Integrity Alliance LLC

Item 5 – Fees and Compensation
 Since Integrity Alliance began providing advisory services, it has had other fee structures in effect, which
 may have been lower or higher as described herein. As new fee structures are put into effect, they are
 generally made applicable only to new clients, and fees for existing clients are generally not affected.
 Asset Management Services
 Asset Management Services is when we or our Advisors provide you with continuous and regular
 supervisory and management services with respect to your account(s) through one of our advisory
 programs. Our advisory programs include our wrap programs (Aspire, Wealth Solutions, Wealth Solutions
 SMA, Retirement Ally and Paramount Programs) and non-wrap programs (Edge Program and Select
 Program). You will pay fees and costs whether you make or lose money on your investments. Fees and
 costs reduce any amount of money you make over time.
          Integrity Alliance Wrap Programs:
          The Integrity Alliance Aspire, Wealth Solutions, Wealth Solutions SMA, Retirement Ally and
          Paramount Programs are separately detailed in the Firm’s Form ADV, Part 2A, Appendix 1, Wrap
          Brochure. Clients should carefully review this separate Brochure for important additional
          information regarding these Programs, including information regarding the wrap fee, any cost not
          included within the wrap fee, account requirements, Advisor availability, conflicts of interest, and
          other important information. If one of these Programs was recommended to you and you did not
          receive a copy of Integrity Alliance’s Form ADV, Part 2A, Appendix 1, Wrap Brochure, please
          contact your Advisor or Integrity Alliance by phone at (877)-886-1939 or by email at
          compliance@integritywealthsolutions.com.
          Integrity Alliance Edge Program:
          The fee charged to an Edge Program account will equal the total of: 1) a Program Fee, 2) the
          Advisor fee negotiated between the client and their Advisor, and 3) if applicable, the fee charged
          by any third-party sub-adviser (“TPSA”) recommended to manage all or a portion of the client’s
          account.
          1) The maximum Program Fee charged to an Edge Program account is equal to an annual rate
             of 0.35% of the value of the account assets under management. The portion of the total fee
             attributable to the Program Fee is not negotiable to the client, however, based on the
             Advisor’s total assets under management with Integrity Alliance, the Advisor may be able to
             negotiate a lower Program Fee. The Advisor can also negotiate for a portion of the Program
             fee, thereby increasing their overall compensation. This creates a conflict for an Advisor
             because if the Advisor can earn increased revenue by doing so, these circumstances create
             incentive for the Advisor to recommend the Edge Program over other investment programs
             offered by the firm. This also creates a conflict for an Advisor that is also a registered
             representative of our broker- dealer to promote an advisory account over of a non-advisory
             account based on their pecuniary interests rather than the client’s best interests. We seek to
             address this conflict of interest by disclosing it to you, and by adopting and enforcing policies
             reasonably designed to ensure that account-type decisions are made based on the client’s
             best interests. Program fees also vary based on the Advisor servicing the client’s account
             regardless of the level of client assets the Advisor has under management with Integrity
             Alliance. For example, certain Advisors manage client accounts through the Edge Program
             for which the maximum annual Program fee is lower than 0.35%, based on the negotiated
             terms of their affiliation with Integrity Alliance.
          2) The maximum Advisor fee is equal to an annual rate of 2.00% of the Edge Program account
             assets under management. Advisors negotiate their fee with clients based on each client’s
             individual financial situation, complexity, and assets under management, among other
             considerations.
          3) If applicable, TPSA fees will vary based on the TPSA selected and typically will be an annual
             fee based on a percentage of the assets placed under the TPSA’s management.

Integrity Alliance, LLC                                                                     Disclosure Brochure

          Integrity Alliance Select Program:
          The fee charged to a Select Program account will equal the total of: 1) a Select Program fee, 2)
          the Advisor fee negotiated between the client and their Advisor, and 3) if applicable, the fee
          charged by any third-party sub-adviser (“TPSA”) recommended to manage all or a portion of the
          client’s account.
          1) The fees charged to a Select Program will be based on the following schedule:

                 Total Account Value           Minimum Account Fee             Maximum Account
                                                                               Fee*
                 First $1,000,000              1.00%                           2.80%
                 Next $2,000,000               1.00%                           2.20%
                 Assets Over $3,000,000        0.50%                           1.75%
          2) In addition, there is a trading platform fee of 10 bps (0.10%) added to the maximum account
             fee for all Select Program accounts with our broker-dealer arm.
          3) Fees are assessed on all assets in the account, including securities, cash and money market
             balances. We allow the use of margin accounts, which will result in a client paying additional
...

Item 7 – Types of Clients
 We offer advisory services to individuals; high-net worth individuals; trusts, estates, or charitable
 organizations; corporations or business entities.
 You are required to execute an agreement for services in order to establish a client arrangement with us
 and/or the sponsor of third-party money manager platforms.
 Minimum Investment Amounts Required
 There is no minimum account size required to establish or maintain and account in the Edge Program or
 Select Program. Integrity Alliance does not require a minimum to participate in the Schwab Managed
 Account Platform; however, TPSAs typically impose account minimums or other requirements on opening
 and maintaining an account. Clients should refer to the TPSA’s Form ADV, Part 2A or similar disclosure
 document for information regarding any required account minimums or other requirements.
 With respect to clients referred to a third-party investment adviser through the Third-Party Investment
 Adviser Referral Program, the third-party adviser or third-party managed program often will require an
 account minimum, which will vary from investment adviser to investment adviser. Clients should refer to
 the third-party investment adviser’s Form ADV, Part 2A or similar disclosure document for information
 regarding any required account minimums.
 The Firm’s wrap fee programs, Wealth Solutions, Wealth Solutions SMA, Retirement Ally Aspire and
 Paramount Wrap Programs, are detailed in a separate Form ADV, Part 2A, Appendix 1, Wrap Fee
 Brochure. Clients should carefully review the applicable separate Brochure for important additional
 information regarding minimum account size requirements, and other important information.