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| Regal Wealth Management LLC
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| |
|---|---|
| CRD # | 305480 |
| SEC # | 801-117357 |
| CIK # | 0001656537 |
| AUM | |
| Employees | 4 (75% Investors, 0% Brokers) |
| Phone | 212-370-6060 |
| Address | 209 East 31st Street New York, NY 10016 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] [Facebook] |
| Total AUM ($MM) |
|---|
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 22 | 7.1 |
| (b) Individuals (high net worth individuals) | 36 | 107.6 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 135 | 114.7 |
| By Discretionary | ||
| Discretionary | 129 | 114.0 |
| Non-Discretionary | 6 | 0.7 |
| Total | 135 | 114.7 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 114.7 | |
| Total | 135 | 114.7 |
| EDGAR Form | CIK | 2011 - 2024 |
|---|---|---|
| 13F-HR | [0001656537] |
| Related Firms | State | AUM ($BB) |
|---|---|---|
|
CFM Wealth Partners LLC
✚
|
TX | 0.6 |
|
Regal Wealth Management LLC
✚
|
NY | 0.0 |
|
Trident OS LLC
✚
|
MA | 0.0 |