|
⚲
|
| Regatta Loan Management LLC
✚
|
|
|---|---|
| CRD # | 226518 |
| SEC # | 801-96246 |
| CIK # | |
| AUM | $3.7 BB (2023-03-30) |
| Employees | |
| Phone | 212-235-0700 |
| Address | 280 Park Avenue, 3rd Floor New York, NY 10017 |
| Source | [IAPD] |
| Total AUM ($BB) |
|---|
| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| SA | Regatta XII Funding Ltd | 2020-03-17 | 401.8 | |
| SA | Regatta XVI Funding Ltd | 2020-03-17 | 603.2 | |
| SA | Regatta Xi Funding Ltd | 2019-03-26 | 498.8 | |
| SA | Regatta IX Funding Ltd | 2018-03-20 | 361.9 | |
| SA | Regatta VIII Funding Ltd | 2018-03-20 | 498.8 | |
| SA | Regatta X Funding Ltd | 2018-03-20 | 523.7 | |
| SA | Regatta VI Funding Ltd | 2017-03-28 | 399.9 | |
| SA | Regatta VII Funding Ltd | 2017-03-28 | 396.1 |
| AUM Breakdown | Accounts | AUM ($BB) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 8 | 3.7 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 8 | 3.7 |
| By Discretionary | ||
| Discretionary | 8 | 3.7 |
| Non-Discretionary | 0 | 0.0 |
| Total | 8 | 3.7 |
| By Non-United States Persons | ||
| Non-United States Persons | 3.7 | |
| United States Persons | 0.0 | |
| Total | 8 | 3.7 |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Dock Street Capital Management LLC
✚
|
CT | 3.8 |
|
WhiteStar Asset Management LLC
✚
|
TX | 3.8 |
|
CI Global Investments Inc
✚
|
CA | 3.7 |
|
ETF Managers Group LLC
✚
|
NJ | 3.7 |
|
BlueMountain Fuji Management LLC
✚
|
NY | 3.7 |
|
Legacy Venture Management LLC
✚
|
CA | 3.7 |
|
BCSF Advisors LP
✚
|
MA | 3.6 |
|
Clover Credit Management LLC
✚
|
NY | 3.6 |
|
CION Ares Management LLC
✚
|
NY | 3.6 |
|
Ares Capital Management II LLC
✚
|
CA | 3.6 |