Whitetail Rock Capital Management LLC

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Whitetail Rock Capital Management LLC ✚
CRD #	156675
SEC #	801-72219
CIK #	0001541685
AUM	3,278.8 M (2026-03-27)
Employees	3 (67% Investors, 0% Brokers)
Fees
Minimum
Phone	402-458-2243
Address	121 South 13th Street Lincoln, NE 68508-1911
Source	[IAPD] [EDGAR] [Website]

Total AUM ($B) Copy

Fees and Compensation — Form ADV Part 2A (3/27/2026) [Brochure]
Item 5 Fees and Compensation PORTFOLIO MANAGEMENT SERVICES FEES WRCM's advisory fees are established in investment advisory agreements signed by clients at the start of each relationship. Our annual fees for portfolio management services are based upon a percentage of assets under management and generally range from 0.05% to 0.50%. Asset-backed security management fees (whether in private fund form or managed account form) range from 10bps to a maximum of 25bps of the cost basis plus discount accretion, if any. For all other accounts, such billing is based upon the market value of assets under management. Additionally, we may charge a performance-based fee (see Item 6 for more details on

Fees and Compensation — Form ADV Part 2A (3/27/2026) [Brochure]

Item 5 Fees and Compensation

PORTFOLIO MANAGEMENT SERVICES FEES

WRCM's advisory fees are established in investment advisory agreements signed by
clients at the start of each relationship.

Our annual fees for portfolio management services are based upon a percentage of
assets under management and generally range from 0.05% to 0.50%. Asset-backed
security management fees (whether in private fund form or managed account form)
range from 10bps to a maximum of 25bps of the cost basis plus discount accretion, if
any. For all other accounts, such billing is based upon the market value of assets under
management.

Additionally, we may charge a performance-based fee (see Item 6 for more details on

Account Minimums and Types of Clients — Form ADV Part 2A (3/27/2026) [Brochure]
Item 7 Types of Clients WRCM provides advisory services to the following types of clients: - High net worth individuals - Corporations - Bank or thrift institutions - Pooled investment vehicles We require a minimum account size of $1,000,000, though this account minimum may be waived under certain circumstances at our sole discretion.

Account Minimums and Types of Clients — Form ADV Part 2A (3/27/2026) [Brochure]

Item 7 Types of Clients

WRCM provides advisory services to the following types of clients:

    -   High net worth individuals
    -   Corporations
    -   Bank or thrift institutions
    -   Pooled investment vehicles

We require a minimum account size of $1,000,000, though this account minimum may
be waived under certain circumstances at our sole discretion.

Type	Form D Funds	Date	Sold	AUM
Other	Whitetail Rock Quantitative Strategies I LP	2015-03-25		23.5 M
Other	Whitetail Rock Slab Fund IV LLC	[2015-03-25]	7.5 M	10.2 M
	Filed 2014-05-27 (D) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets $5,000,001 - $25,000,000
Other	Whitetail Rock Slab Fund V LLC	[2015-03-25]	15.0 M	31.0 M
	Filed 2014-10-28 (D) · Exemption 506(b) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets $5,000,001 - $25,000,000
Other	Whitetail Rock Slab Fund III LLC	[2014-03-13]	34.6 M	20.0 M
	Offered $34,600,000 · Filed 2013-02-22 (D) · Exemption 506, 3(c), 3(c)(1) · Minimum $1,000,000 · Duration More than one year · Net Assets $25,000,001 - $50,000,000
Other	Whitetail Rock Slab Fund II LLC	[2013-02-20]	25.1 M	26.9 M
	Filed 2012-11-14 (D) · Exemption 506, 3(c), 3(c)(1) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets $25,000,001 - $50,000,000
Other	Whitetail Rock Slab Fund I LLC	[2012-04-18]	43.2 M	22.4 M
	Filed 2012-02-23 (D) · Exemption 506, 3(c), 3(c)(1) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets $25,000,001 - $50,000,000

AUM Breakdown	Accounts	AUM ($B)
By Client Type
(a) Individuals (other than high net worth individuals)	0	0.0
(b) Individuals (high net worth individuals)	0	0.9
(c) Banking or thrift institutions	0	2.3
(d) Investment companies	0	0.0
(e) Business development companies	0	0.0
(f) Pooled investment vehicles	4	0.1
(g) Pension and profit sharing plans	0	0.0
(h) Charitable organizations	0	0.0
(i) State or municipal government entities	0	0.0
(j) Other investment advisers	0	0.0
(k) Insurance companies	0	0.0
(l) Sovereign wealth funds and foreign official institutions	0	0.0
(m) Corporations or other businesses not listed above	0	0.0
(n) Other	0	0.0
Total	9	3.3
By Discretionary
Discretionary	9	3.3
Non-Discretionary	0	0.0
Total	9	3.3
By Non-United States Persons
Non-United States Persons		0.0
United States Persons		3.3
Total	9	3.3

Form D Directors	Role	# Filings	# Firms	2011 - 2026
Matthew Brinkman	Executive Officer	5	1
Thomas McCurley	Executive Officer	4	1

EDGAR Form	CIK	2011 - 2026
SC 13G	[0001541685]

Form 13D/13G Filer	Form 13D/13G Subject	Filed
Whitetail Rock Capital Management LLC	Nelnet Inc	[2012-02-13]

Firm Profile (Form ADV)
Discretionary AUM	$0.6B
Serves	Institutional

Comparable Firms	State	AUM
Warwick Capital Partners US LP ✚	CT	3,344.7 M
Regatta Loan Management LLC ✚	NY	3,331.5 M
Red Cedar Investment Management LLC ✚	MI	3,328.0 M
Apollo Investment Management LP ✚	NY	3,323.6 M
Praxis Investment Management Inc ✚	IN	3,299.9 M
Knightsbridge Advisers LLC ✚	OK	3,288.5 M
Tremblant Advisors LP ✚	FL	3,272.2 M
Counterpoint Mutual Funds LLC ✚	CA	3,238.9 M
Lincoln Advisory Group LLC ✚	IL	3,222.8 M
Clean Energy Transition International Sam ✚		3,218.0 M

Whitetail Rock Capital Management LLC

Assets, Funds, Holdings