|
⚲
|
| Regency Investment Advisors Inc
✚
| |
|---|---|
| CRD # | 106990 |
| SEC # | 801-44406 |
| CIK # | |
| AUM | $877.3 MM (2024-03-21) |
| Employees | 14 (57% Investors, 0% Brokers) |
| Phone | 559-438-2640 |
| Address | 1312 W Herndon, Suite 101 Fresno, CA 93711 |
| Source | [IAPD] [Website] [LinkedIn] [Facebook] |
| Total AUM ($MM) |
|---|
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 486 | 146.1 |
| (b) Individuals (high net worth individuals) | 170 | 456.8 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 54 | 189.0 |
| (h) Charitable organizations | 19 | 46.2 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 16 | 39.2 |
| (n) Other | 0 | 0.0 |
| Total | 1,752 | 877.3 |
| By Discretionary | ||
| Discretionary | 1,750 | 868.9 |
| Non-Discretionary | 2 | 8.4 |
| Total | 1,752 | 877.3 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 877.3 | |
| Total | 1,752 | 877.3 |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Portland Global Advisors LLC
✚
|
ME | 0.9 |
|
Souders Financial Advisors LLC
✚
|
OH | 0.9 |
|
Hendershot Investments Inc
✚
|
VA | 0.9 |
|
KPP Advisory Services LLC
✚
|
KY | 0.9 |
|
Ullmann Wealth Partners Group LLC
✚
|
FL | 0.9 |
|
WPWealth LLP
✚
|
TX | 0.9 |
|
Lafleur & Godfrey LLC
✚
|
MI | 0.9 |
|
Triad Financial Advisors Inc
✚
|
NC | 0.9 |
|
Wealth Dimensions Group Ltd
✚
|
OH | 0.9 |
|
Manchester Financial Inc
✚
|
CA | 0.9 |