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| Happy Holidays!! thanks for using AUM13F!! |
| Regency Investment Advisors Inc
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| CRD # | 106990 |
| SEC # | 801-44406 |
| CIK # | |
| AUM | $1.0 B (2025-03-18) |
| Employees | 15 (53% Investors, 0% Brokers) |
| Phone | 559-438-2640 |
| Address | 1312 W Herndon, Suite 101 Fresno, CA 93711 |
| Source | [IAPD] [Website] [LinkedIn] [Facebook] |
| Total AUM ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 506 | 156.3 |
| (b) Individuals (high net worth individuals) | 200 | 550.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 51 | 193.4 |
| (h) Charitable organizations | 20 | 34.2 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 15 | 79.4 |
| (n) Other | 0 | 0.0 |
| Total | 1,914 | 1,013.3 |
| By Discretionary | ||
| Discretionary | 1,911 | 955.4 |
| Non-Discretionary | 3 | 57.9 |
| Total | 1,914 | 1,013.3 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 1,013.3 | |
| Total | 1,914 | 1,013.3 |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
Wealth Dimensions Group Ltd
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|
OH | 1.0 |
|
Fountainhead Capital Management LLC
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|
NJ | 1.0 |
|
Activest Wealth Management LLC
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|
FL | 1.0 |
|
KWB Wealth
✚
|
CA | 1.0 |
|
Portland Global Advisors LLC
✚
|
ME | 1.0 |
|
Strategic Financial Concepts LLC
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|
TX | 1.0 |
|
Campbell Wealth Management Inc
✚
|
VA | 1.0 |
|
Capital Wealth Management LLC
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|
RI | 1.0 |
|
Onyx Bridge Wealth Group LLC
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|
NY | 1.0 |
|
Tennessee Valley Asset Management Partners LLC
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|
TN | 1.0 |