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| Keyboard |
| Regency Investment Advisors Inc
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|---|---|
| CRD # | 106990 |
| SEC # | 801-44406 |
| CIK # | |
| AUM | 1,143.2 M (2026-03-12) |
| Employees | 15 (53% Investors, 0% Brokers) |
| Phone | 559-438-2640 |
| Address | 1312 W Herndon, Suite 101 Fresno, CA 93711 |
| Source | [IAPD] [Website] [Facebook] [Instagram] |
| Total AUM ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 505 | 138.1 |
| (b) Individuals (high net worth individuals) | 211 | 646.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 53 | 223.6 |
| (h) Charitable organizations | 22 | 58.2 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 12 | 77.2 |
| (n) Other | 0 | 0.0 |
| Total | 1,906 | 1,143.2 |
| By Discretionary | ||
| Discretionary | 1,903 | 1,066.3 |
| Non-Discretionary | 3 | 76.9 |
| Total | 1,906 | 1,143.2 |
| By Non-United States Persons | ||
| Non-United States Persons | 1,143.2 | |
| United States Persons | 0.0 | |
| Total | 1,906 | 1,143.2 |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.2B |
| Serves | Institutional, Retail, Research |
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