Regent Investment Management LLC

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Assets, Funds, Holdings

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Regent Investment Management LLC
CRD #164372
SEC #801-76730
CIK #1559968
AUM $407.7 MM (100% Disc, 100% US)
Employees4 (75% Investors, 0% Brokers)
Phone502-719-1000
Address4350 Brownsboro Rd
Louisville, KY 40207
Source IAPDexternal EDGARexternal Websiteexternal
Total AUM ($BB)
Sector Holding Cap ($MM) Value ($MM)
AAPL 843,560.0 10.5
JNJ 369,000.0 6.5
WBA 57,250.0 5.8
AMZN 820,610.0 5.3
CELG 59,880.0 5.2
CVS 69,720.0 4.9
MS 71,510.0 4.8
PG 249,110.0 4.8
LOW 80,620.0 3.3
WDC 14,440.0 3.0
View All
Holdings by Sector ($BB)
Type Private Fund Form D Sold ($MM) AUM ($MM)
HF Bonaparte Partners L P 2012-03-30external
18.4
12.4
HF Snowbird Partners LP 2012-03-30external
13.3
10.4
View All
Fund Directors # Filings # Firms 2011-2019
William Jenkins 5 2
Mainstream Advisers LLC 5 2
Martin McClelland 2 1
Regent Investment Management LLC 2 1
Regent Management LLC 2 1
Comparable Firms State AUM ($BB)
Formidable Asset Management LLC
OH
0.4
Anchor Capital Management Group Inc
CA
0.4
Catenary Alternatives Asset Management LLC
FL
0.4
SBB Research Group LLC
IL
0.4
Ocean Endowment Partners LLC
IL
0.4
Saracen Capital LP
TX
0.4
Elizabeth Park Capital Advisors Ltd
OH
0.4
Broadview Advisors LLC
WI
0.4
Teewinot Capital Advisers LLC
NY
0.4
Princeton Portfolio Strategies Group LLC
NJ
0.4