Regent Investment Management LLC
- Assets, Funds, Holdings
| Regent Investment Management LLC
|
| CRD # | 164372 |
| SEC # | 801-76730 |
| CIK # | 0001559968, 0001861162 |
| AUM |
|
| Employees |
4 (75% Investors, 0% Brokers)
|
| Phone | 502-719-1000 |
| Address | 4350 Brownsboro Rd
Louisville, KY 40207 |
| Source |
[IAPD]
[EDGAR]
[Website]
|
|
Total AUM ($M)
|
|
|
| Holdings by Sector ($B) |
|
|
| Type |
Form D Funds |
Date |
Sold |
AUM |
| HF |
Bonaparte Partners L P |
[2012-03-30]
|
18.6 M |
13.6 M |
|
Filed 2020-02-28 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
|
| HF |
Snowbird Partners LP |
[2012-03-30]
|
13.3 M |
10.7 M |
|
Filed 2020-02-28 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
|
| AUM Breakdown |
Accounts |
AUM ($M) |
| By Client Type |
| (a) Individuals (other than high net worth individuals) |
88
|
26.4 |
| (b) Individuals (high net worth individuals) |
77
|
371.3 |
| (c) Banking or thrift institutions |
0
|
0.0 |
| (d) Investment companies |
0
|
0.0 |
| (e) Business development companies |
0 |
0.0 |
| (f) Pooled investment vehicles |
0 |
0.0 |
| (g) Pension and profit sharing plans |
0 |
0.0 |
| (h) Charitable organizations |
0 |
50.3 |
| (i) State or municipal government entities |
0 |
0.0 |
| (j) Other investment advisers |
0 |
0.0 |
| (k) Insurance companies |
0 |
0.0 |
| (l) Sovereign wealth funds and foreign official institutions |
0 |
0.0 |
| (m) Corporations or other businesses not listed above |
0 |
30.5 |
| (n) Other |
0 |
0.0 |
| Total |
401 |
478.5 |
| By Discretionary |
| Discretionary |
401 |
478.5 |
| Non-Discretionary |
0 |
0.0 |
| Total |
401 |
478.5 |
| By Non-United States Persons |
| Non-United States Persons |
|
0.0 |
| United States Persons |
|
478.5 |
| Total |
401 |
478.5 |
| Firm Profile (Form ADV) |
| Discretionary AUM | $0.2B |
| Serves | Institutional, Retail |
| Fund Types | Hedge Fund |
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