Regimen Wealth LLC

Item 5 - Fees and Compensation

Regimen charges a fixed fee for financial planning services and fees based on a percentage of assets under
management for investment management services. Fees vary depending on the particular types of services
to be provided. The specific fees charged by Regimen for services provided will be set forth in each client
agreement.

     A. Financial Planning and Investment Management Services

Fees for Financial Planning Services
Clients receiving financial planning services are charged a fixed annual fee of up to $50,000, depending on
the scope, complexity, and level of services provided, including to the extent the client engages Regimen
for review and analysis of Discretionary Planning topics described in Item 4. The specific fee and scope of
services will be set forth in a written financial planning agreement between Regimen and the client prior to
the commencement of services.

As a general policy, clients maintaining $3,250,000 or more in billable managed assets with Regimen have
the option to receive complimentary financial planning services at no additional charge.

    •   This benefit is subject to change at Regimen’s discretion and will be evaluated at least annually
        during the client’s service renewal month for the purpose of determining any adjustments to the
        financial planning fee.

Regimen Wealth                                                                                     Disclosure Brochure

    •   A financial planning agreement may still be maintained even if no separate financial planning fee
        is charged.

Fees for Investment Management Services
Regimen charges an annual asset-based investment management services fee that is agreed upon with each
client and set forth in an agreement executed by Regimen and the client. The management fee varies with
breakpoints in accordance with the following schedule:

                                            FEE SCHEDULE
                            Market Value of Assets*                                     Fee Rate**
                                Up to $1,000,000                                          1.25%
                            $1,000,001 to $3,000,000                                      1.00%
                            $3,000,001 to $5,000,000                                      0.85%
                            $5,000,001 to $10,000,000                                     0.65%
                               Above $10,000,000                                          0.50%
             *Market Value of Assets includes the managed and billable assets of all related client
             accounts, specifically the accounts of direct family members sharing the same residential
             address.

             **Fee Rate only applies to the Market Value of Assets within that range (e.g. for an account
             with a market value of assets of $2,000,000 – the first $1,000,000 will be subject to a fee rate
             of 1.25% and the remaining assets will be subject to a fee rate of 1.00%).

Regimen’s management fee is prorated and charged monthly, in advance, based upon the market value of
managed assets on the last day of the previous month as determined by an independent third party (including
the client’s custodian or other third-party source). However, the management fee for the initial month will
be paid, in arrears, based on the value of the assets on the date of deposit for the pro rata number of days
remaining in the month. Any partial billing periods will be prorated and refunded in the event of unearned
fee from account closure.

For purposes of fee calculation, the asset value of client accounts includes cash and cash equivalents.
Additionally, if cash or securities are deposited to or withdrawn from a client’s account on an individual
business day during any month, Regimen will (i) assess investment management services fees to the
deposited assets based on the value of the assets on the date of deposit for the pro rata number of days
remaining in the month, or (ii) refund unearned, prepaid investment management services fees based on the
value of the assets on the date of withdrawal for the pro rata number of days remaining in the month. No
additional investment management services fees or adjustments to previously assessed investment
management services fees will be made in connection with deposits or withdrawals that occur during the
last month of the month.

Note on Fee-based Annuities

Insurance products billed as part of fees based upon assets under management will be charged either
quarterly in advance or quarterly in arrears based on the individual insurance carrier. The fee is based upon
the market value of the assets being managed by Regimen on the last day of the previous quarter. If assets
are deposited into or withdrawn from an account after the inception of a billing period, the fee payable with

Regimen Wealth                                                                        Disclosure Brochure

respect to such assets is adjusted to reflect the interim change in portfolio value as related to the
deposit/withdrawal and billed or charged not later than at the time of the next billing.

Notwithstanding the foregoing, Regimen and the client may choose to negotiate an annual financial
planning or investment management fee that varies from the schedule and ranges set forth above. Factors
upon which a different financial planning or management fee may be based include, but are not limited to,
the size and nature of the relationship, the services rendered, the nature and complexity of the products
and investments involved, time commitments, and travel requirements. The investment management
services fee charged by the Firm will apply to all of the client’s assets under management, unless
specifically excluded in the client agreement. Although Regimen believes that its fees are competitive,
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Item 7 - Types of Clients

Regimen offers services primarily to individuals and high-net-worth individuals but may also provide
services to corporations and other business entities.

Regimen does not impose a minimum portfolio size or a minimum initial investment to open an account.
However, Regimen does reserve the right to accept or decline a potential client for any reason in its sole
discretion.