Regiment Capital Management LLC

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Assets, Funds, Holdings

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Regiment Capital Management LLC
CRD #160952
SEC #801-73315
CIK #0001344703
AUM
Employees 11 (36% Investors, 0% Brokers)
Phone617-488-1600
Address222 Berkeley Street
Boston, MA 02116
Source [IAPD] [EDGAR] [Website]
Total AUM ($B)
10.08.06.04.02.00.02009201420192025
Type Form D Funds Date Sold ($M) AUM ($M)
SA Cavalry CLO I Ltd 2012-02-10 388.4
HF Regiment Capital Ltd [2012-02-10] 1,203.5 66.9
PE Regiment Capital Special Situations Fund IV LP [2012-02-10] 647.8
HF Valholl Ltd 2012-02-10 779.6
AUM Breakdown Accounts AUM ($B)
By Client Type
(a) Individuals (other than high net worth individuals) 0 0.0
(b) Individuals (high net worth individuals) 0 0.0
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 0 0.0
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 0 0.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 0 0.0
(n) Other 0 0.0
Total 1 0.1
By Discretionary
Discretionary 1 0.1
Non-Discretionary 0 0.0
Total 1 0.1
By Non-United States Persons
Non-United States Persons 0.0
United States Persons 0.1
Total 1 0.1
Form D Directors Role # Filings # Firms 2011 - 2026
Ronan Guilfoyle 357 108
Don Seymour 315 73
Eric Bertrand 13 3
Timothy Peterson 14 2
Christopher Kaster 13 2
Mark Brostowski 2 2
Investment Advisor Regiment Capital Management LLC 2 2
Don Seymout 1 1
EDGAR Form CIK 2011 - 2026
13F-HR [0001344703]
SC 13G [0001344703]
Form 13D/13G Filer Form 13D/13G Subject Filed
Regiment Capital Management LLC Willbros Group Inc New [2014-08-15]
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