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| Happy Holidays!! thanks for using AUM13F!! |
| Research Affiliates LLC
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| CRD # | 120440 |
| SEC # | 801-61153 |
| CIK # | 0001337848 |
| AUM | $26.3 B (2025-05-22) |
| Employees | 71 (49% Investors, 0% Brokers) |
| Phone | 949-325-8700 |
| Address | 660 Newport Center Drive Newport Beach, CA 92660 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] |
| Total AUM ($B) |
|---|
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| Other | Research Affiliates Multi-Asset Global Premia LP | [2025-03-27] | 2.1 | 2.2 |
| Other | RA Concept I LLC | 2023-03-30 | 4.7 | |
| Other | Research Affiliates US Value Opportunities LP | [2023-03-30] | 1.6 | 2.3 |
| HF | Enhanced RAFI Global Long Short LP | 2012-03-28 | 65.5 | |
| HF | Research Affiliates Capital LP | 2012-03-28 | 84.4 | |
| HF | Research Affiliates Equity Emerging Markets LP | 2012-03-28 | 428.8 | |
| HF | Research Affiliates Equity Global All Country EX US LP | [2012-03-28] | 146.3 | 0.0 |
| HF | Research Affiliates Equity Global All Country LP | [2012-03-28] | 326.9 | 0.0 |
| HF | Research Affiliates Equity International LP | 2012-03-28 | 1,070.2 | |
| HF | Research Affiliates Equity Small International LP | [2012-03-28] | 26.5 | 39.3 |
| View All | ||||
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 15 | 19.6 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 13 | 2.1 |
| (g) Pension and profit sharing plans | 1 | 0.4 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 4 | 4.2 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 33 | 26.3 |
| By Discretionary | ||
| Discretionary | 27 | 24.9 |
| Non-Discretionary | 6 | 1.5 |
| Total | 33 | 26.3 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 26.3 | |
| Total | 33 | 26.3 |
| Form D Directors | # Filings | # Firms | 2011 - 2025 |
|---|---|---|---|
| Robert Arnott | 62 | ||
| Christopher Brightman | 5 | ||
| Daniel Harkins | 13 | ||
| Research Affiliates Management LLC | 12 | ||
| Research Affiliates LLC | 2 | ||
| Reena Lalji | 2 | ||
| Research Affiliates Global Holdings LLC | 1 | ||
| RA US Value Opportunities GP LLC | 1 | ||
| RA Concepts GP LLC | 1 | ||
| Ra Concepts GP LLC | 1 |
| EDGAR Form | CIK | 2011 - 2025 |
|---|---|---|
| 13F-HR | [0001337848] | |
| 13F-NT | [0001337848] |
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