Fees and Compensation — Form ADV Part 2A (9/25/2025)
[Brochure]
Item 5 – Fees and Compensation
In the United States, we currently only offer Standard Accounts. We charge a management fee for
Standard Account clients. Our fees for Standard Accounts are individually negotiated and depend, in
part, on the particular client’s investment guidelines. All of our Standard Account clients are “qualified
purchasers,” as such term is defined in Section 2(a)(51)(A) of the Investment Company Act of 1940, as
amended. We are relying on the SEC exemption that permits an adviser to omit disclosure of its fee
schedule and the other information in this Item 5 for such “qualified purchasers”.
Actual fees and minimum fees may be negotiated and may vary due to the particular circumstances of
each client, additional or differing levels of servicing, or as otherwise agreed with specific clients. Some
clients pay fees based on a percentage of assets under management (i.e., an asset-based fee). Some
Pooled Products pay fees based on a percentage of assets under management plus a performance fee
(capital appreciation fee) triggered when our investment results meet certain benchmarks.
Fees are generally calculated and invoiced quarterly in arrears and are generally calculated based on
the monthly average value or quarter-end value of assets under management during the applicable
quarter. Management fees are prorated for each capital contribution and withdrawal made during the
applicable calendar quarter.
A client will also incur brokerage and other transaction costs that are payable to third parties. See Item
Account Minimums and Types of Clients — Form ADV Part 2A (9/25/2025)
[Brochure]
Item 7 – Types of Clients
Resolution Capital clients include public pension plans, corporate pension plans, corporations
(excluding insurance companies), a collective investment trust (“CIT”), investment companies, and
individuals. We have no individual clients (natural persons) in the U.S.
Resolution Capital generally requires a minimum account of A$150million for a Standard Account.
Resolution Capital currently manages Australian, New Zealand and Irish domiciled Pooled Products
which vary in minimum account sizes. The minimum account size for Resolution Capital’s Irish Pooled
Product is USD $2,500,000 and is not offered to individual clients (natural persons).
The minimum size for Resolution Capital’s Australian and New Zealand domiciled Pooled Products is
usually A$25,000. However, the account minimums may be waived at the Responsible Entity or
Management Company’s discretion. Resolution Capital and its advisory personnel hold interests in
Resolution Capital’s Australian Pooled Products. In Item 11, we further describe our procedures and
policies for handling the potential conflicts of interest such investment may create.
Filed 2016-06-28 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Commission $22,000,000 · Revenue Decline to Disclose
Filed 2016-06-28 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Commission $22,000,000 · Revenue Decline to Disclose
AUM Breakdown
Accounts
AUM ($B)
By Client Type
(a) Individuals (other than high net worth individuals)
0
0.0
(b) Individuals (high net worth individuals)
0
0.0
(c) Banking or thrift institutions
0
0.0
(d) Investment companies
1
0.0
(e) Business development companies
0
0.0
(f) Pooled investment vehicles
9
4.6
(g) Pension and profit sharing plans
7
1.2
(h) Charitable organizations
0
0.0
(i) State or municipal government entities
0
0.2
(j) Other investment advisers
0
0.0
(k) Insurance companies
0
0.0
(l) Sovereign wealth funds and foreign official institutions
0
1.2
(m) Corporations or other businesses not listed above