|
⚲
|
| Roundhill Financial Inc
✚
| |
|---|---|
| CRD # | 300799 |
| SEC # | 801-114971 |
| CIK # | 0001843658, 0001760054 |
| AUM | $716.8 MM (2024-03-31) |
| Employees | 5 (80% Investors, 20% Brokers) |
| Phone | 646-661-5441 |
| Address | 154 W 14th St New York, NY 10011 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] [Facebook] [Instagram] |
| Total AUM ($MM) |
|---|
| Sector | Form 13F Holdings | Cap ($BB) | Value ($BB) |
|---|---|---|---|
| NVDA | 399.6 | 0.4 | |
| MSFT | 1,918.2 | 0.3 | |
| AAPL | 2,382.8 | 0.3 | |
| AMZN | 1,093.0 | 0.3 | |
| META | 434.9 | 0.2 | |
| TSLA | 723.4 | 0.2 | |
| GOOGL | 1,475.1 | 0.1 | |
| PAAS | 4.4 | 0.1 | |
| HMY | 2.0 | 0.1 | |
| QCOM | 147.4 | 0.1 | |
| View All | |||
| Holdings by Sector ($BB) |
|---|
| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| PE | Roundhill SPV 1 LLC | [2020-06-24] | 13.5 | 24.6 |
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 9 | 692.1 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 1 | 24.6 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 10 | 716.8 |
| By Discretionary | ||
| Discretionary | 10 | 716.8 |
| Non-Discretionary | 0 | 0.0 |
| Total | 10 | 716.8 |
| By Non-United States Persons | ||
| Non-United States Persons | 8.4 | |
| United States Persons | 708.4 | |
| Total | 10 | 716.8 |
| Form D Directors | # Filings | # Firms | 2011 - 2024 |
|---|---|---|---|
| Tim Maloney | 2 | ||
| William Hershey | 2 |
| EDGAR Form | CIK | 2011 - 2024 |
|---|---|---|
| 13F-NT | [0001760054] | |
| D | [0001760054] | |
| D | [0001843658] |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
ZBS Partners LLC
✚
|
NY | 0.7 |
|
SAX Capital LLC
✚
|
DC | 0.7 |
|
Jordan/Zalaznick Advisers Inc
✚
|
NY | 0.7 |
|
Timber Bay Partners LLC
✚
|
OH | 0.7 |
|
Haddington Ventures LLC
✚
|
TX | 0.7 |
|
Summit Peak Investments LLC
✚
|
TX | 0.7 |
|
Springcoast Capital Partners LP
✚
|
NY | 0.7 |
|
Crosstimbers Capital Group LLC
✚
|
TX | 0.7 |
|
Bridge Growth Partners LLC
✚
|
NY | 0.7 |
|
Trimer Capital Management LP
✚
|
NY | 0.7 |