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| Roundhill Financial Inc
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|---|---|
| CRD # | 300799 |
| SEC # | 801-114971 |
| CIK # | 0001843658, 0001760054 |
| AUM | 9,586.8 M (2026-02-27) |
| Employees | 13 (38% Investors, 31% Brokers) |
| Fees | |
| Minimum | |
| Phone | 646-661-5441 |
| Address | 154 W 14th St New York, NY 10011 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Facebook] [Instagram] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| Nvidia Corp | 4.1 | ||
| MicroStrategy Inc | 2.5 | ||
| Tesla Motors Inc | 2.3 | ||
| Alphabet Inc | 1.5 | ||
| Microsoft Corp | 1.3 | ||
| Apple Inc | 1.2 | ||
| Palantir Technologies Inc | 0.9 | ||
| Amazon Com Inc | 0.9 | ||
| Coinbase Global Inc | 0.8 | ||
| Facebook Inc | 0.7 | ||
| View All | |||
| Holdings by Sector ($B) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| PE | Roundhill SPV 1 LLC | [2020-06-24] | 13.5 M | 24.6 M |
| Offered $13,500,000 · Filed 2020-05-20 (D) · Exemption 506(b), 3(c), 3(c)(1) · Duration One year or less · Net Assets Decline to Disclose | ||||
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 45 | 9.6 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 45 | 9.6 |
| By Discretionary | ||
| Discretionary | 45 | 9.6 |
| Non-Discretionary | 0 | 0.0 |
| Total | 45 | 9.6 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 9.6 | |
| Total | 45 | 9.6 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Tim Maloney | Executive Officer | 2 | 2 | |
| William Hershey | Executive Officer | 2 | 2 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-NT | [0001760054] | |
| D | [0001760054] | |
| D | [0001843658] |
| Firm Profile (Form ADV) | |
|---|---|
| Serves | Institutional |
| Fund Types | Private Equity |
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