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| Resource Capital Investment Corporation
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|---|---|
| CRD # | 166722 |
| SEC # | 801-78106 |
| CIK # | 0001263969, 0001332551 |
| AUM | 3,706.7 M (2026-03-30) |
| Employees | 4 (0% Investors, 50% Brokers) |
| Phone | 760-444-5254 |
| Address | 1910 Palomar Point Way Carlsbad, CA 92008 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($B) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| Other | Sprott Private Resource Lending P-Co-Invest LP | [2025-02-25] | 100.0 M | 151.1 M |
| Filed 2019-04-11 (D) · Exemption 506(b), 3(c)(7) · Remaining Indefinite · Duration One year or less · Net Assets Decline to Disclose | ||||
| Other | Sprott Private Resource Streaming and Royalty Annex Lacera-Co-Invest LP | [2024-03-26] | 56.1 M | |
| Filed 2023-01-12 (D) · Exemption 3(c)(7), 506(b) · Remaining Indefinite · Duration One year or less · Net Assets Decline to Disclose | ||||
| HF | Sprott Private Resource Streaming and Royalty Annex Collector-1 LP | [2023-03-30] | 335.2 M | |
| Filed 2023-01-12 (D) · Exemption 3(c)(7), 506(b) · Remaining Indefinite · Duration One year or less · Net Assets Decline to Disclose | ||||
| HF | Sprott Structured Opportunities Canadian LP | 2022-12-14 | ||
| HF | Sprott Structured Opportunities International LP | [2022-12-14] | 1.5 M | |
| Filed 2022-09-23 (D) · Exemption 506(b), 3(c)(7) · Remaining Indefinite · Duration One year or less · Net Assets Decline to Disclose | ||||
| HF | Sprott Structured Opportunities US LP | [2022-12-14] | 150.3 M | 170.9 M |
| Filed 2023-08-17 (D/A) · Exemption 506(b), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| Other | Mid Tennessee Royalty Co-Invest LP | [2022-03-25] | 200.0 M | 6.1 M |
| Filed 2021-01-06 (D/A) · Exemption 506(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| Other | Sprott Private Resource Lending II Cal-Co-Invest LP | [2022-03-25] | 100.0 M | 117.9 M |
| Filed 2019-04-11 (D) · Exemption 506(b), 3(c)(7) · Remaining Indefinite · Duration One year or less · Net Assets Decline to Disclose | ||||
| HF | Sprott Private Resource Lending III Collector-1 LP | [2022-03-25] | 668.0 M | 1,050.8 M |
| Filed 2023-04-17 (D/A) · Exemption 506(b), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| Other | Sprott Private Resource Streaming and Royalty BR-Coinvest LP | [2022-03-25] | ||
| Filed 2020-12-23 (D) · Exemption 506(b), 3(c)(7) · Remaining Indefinite · Duration One year or less · Net Assets Decline to Disclose | ||||
| View All | ||||
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 35 | 3.7 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 35 | 3.7 |
| By Discretionary | ||
| Discretionary | 29 | 2.9 |
| Non-Discretionary | 6 | 0.8 |
| Total | 35 | 3.7 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 3.7 | |
| Total | 35 | 3.7 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Varinder Bhathal | Executive Officer | 13 | 3 | |
| Sprott Asset Management LP | Executive Officer | 7 | 3 | |
| Thomas Ulrich | Executive Officer | 5 | 3 | |
| Brandon Hamada | Executive Officer | 3 | 3 | |
| Michael Harrison | Executive Officer | 37 | 2 | |
| Narinder Nagra | Executive Officer | 19 | 2 | |
| Peter Grosskopf | Director, Executive Officer | 17 | 2 | |
| Arthur Rule IV | Executive Officer | 14 | 2 | |
| Jim Grosdanis | Executive Officer | 13 | 2 | |
| Sprott Resource Lending Partnership | Director, Executive Officer | 10 | 2 | |
| View All | ||||
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 10-K | [0001332551] | |
| 10-Q | [0001332551] | |
| 3 | [0001332551] | |
| 4 | [0001332551] | |
| 5 | [0001332551] | |
| 8-K | [0001332551] | |
| SC 13D | [0001332551] | |
| SC 13G | [0001332551] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.4B |
| Serves | Institutional |
| Fund Types | Hedge Fund, Private Equity |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
ACRES Commercial Realty Corp ACR
7.875% Series D Preferred Stock
|
2026-03-16 | Sell | 2,954 | $22.07 | 65,195 |
|
ACRES Commercial Realty Corp ACR
Common Stock
|
2026-03-05 | Grant | 5,555 | $0.00 | |
|
ACRES Commercial Realty Corp ACR
Common Stock
|
2026-03-05 | Grant | 204,765 | $0.00 | |
|
ACRES Commercial Realty Corp ACR
Common Stock
|
2026-03-05 | Grant | 5,555 | $0.00 | |
|
ACRES Commercial Realty Corp ACR
Common Stock
|
2026-03-05 | Grant | 5,555 | $0.00 | |
|
ACRES Commercial Realty Corp ACR
Common Stock
|
2026-03-05 | Grant | 5,555 | $0.00 | |
|
ACRES Commercial Realty Corp ACR
Common Stock
|
2026-03-05 | Grant | 5,555 | $0.00 | |
|
ACRES Commercial Realty Corp ACR
Common Stock
|
2026-03-05 | Grant | 5,555 | $0.00 | |
|
ACRES Commercial Realty Corp ACR
Common Stock
|
2026-03-05 | Grant | 5,555 | $0.00 | |
|
ACRES Commercial Realty Corp ACR
7.875% Series D Preferred Stock
|
2026-03-03 | Sell | 3,142 | $21.80 | 68,496 |
|
ACRES Commercial Realty Corp ACR
8.625% Series C Preferred Stock
|
2026-03-02 | Sell | 1,440 | $25.08 | 36,115 |
|
ACRES Commercial Realty Corp ACR
7.875% Series D Preferred Stock
|
2026-03-02 | Sell | 700 | $22.03 | 15,421 |
|
ACRES Commercial Realty Corp ACR
8.625% Series C Preferred Stock
|
2026-02-26 | Sell | 1,301 | $25.28 | 32,889 |
|
ACRES Commercial Realty Corp ACR
8.625% Series C Preferred Stock
|
2026-02-25 | Sell | 1,800 | $25.25 | 45,450 |
|
ACRES Commercial Realty Corp ACR
8.625% Series C Preferred Stock
|
2026-02-24 | Sell | 600 | $25.25 | 15,150 |
|
ACRES Commercial Realty Corp ACR
8.625% Series C Preferred Stock
|
2026-02-19 | Sell | 100 | $25.23 | 2,523 |
|
ACRES Commercial Realty Corp ACR
8.625% Series C Preferred Stock
|
2026-02-18 | Sell | 409 | $25.20 | 10,307 |
|
ACRES Commercial Realty Corp ACR
7.875% Series D Preferred Stock
|
2026-02-17 | Sell | 273 | $22.20 | 6,061 |
|
ACRES Commercial Realty Corp ACR
7.875% Series D Preferred Stock
|
2026-02-04 | Sell | 97 | $22.12 | 2,146 |
|
ACRES Commercial Realty Corp ACR
8.625% Series C Preferred Stock
|
2026-02-03 | Sell | 5 | $25.10 | 126 |
| showing 20 of 200 most recent transactions | |||||
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