Resource Capital Investment Corporation

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Resource Capital Investment Corporation ✚
CRD #	166722
SEC #	801-78106
CIK #	0001263969, 0001332551
AUM	3,706.7 M (2026-03-30)
Employees	4 (0% Investors, 50% Brokers)
Phone	760-444-5254
Address	1910 Palomar Point Way Carlsbad, CA 92008
Source	[IAPD] [EDGAR] [Website]

Total AUM ($B) Copy

Type	Form D Funds	Date	Sold	AUM
Other	Sprott Private Resource Lending P-Co-Invest LP	[2025-02-25]	100.0 M	151.1 M
	Filed 2019-04-11 (D) · Exemption 506(b), 3(c)(7) · Remaining Indefinite · Duration One year or less · Net Assets Decline to Disclose
Other	Sprott Private Resource Streaming and Royalty Annex Lacera-Co-Invest LP	[2024-03-26]		56.1 M
	Filed 2023-01-12 (D) · Exemption 3(c)(7), 506(b) · Remaining Indefinite · Duration One year or less · Net Assets Decline to Disclose
HF	Sprott Private Resource Streaming and Royalty Annex Collector-1 LP	[2023-03-30]		335.2 M
	Filed 2023-01-12 (D) · Exemption 3(c)(7), 506(b) · Remaining Indefinite · Duration One year or less · Net Assets Decline to Disclose
HF	Sprott Structured Opportunities Canadian LP	2022-12-14
HF	Sprott Structured Opportunities International LP	[2022-12-14]		1.5 M
	Filed 2022-09-23 (D) · Exemption 506(b), 3(c)(7) · Remaining Indefinite · Duration One year or less · Net Assets Decline to Disclose
HF	Sprott Structured Opportunities US LP	[2022-12-14]	150.3 M	170.9 M
	Filed 2023-08-17 (D/A) · Exemption 506(b), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
Other	Mid Tennessee Royalty Co-Invest LP	[2022-03-25]	200.0 M	6.1 M
	Filed 2021-01-06 (D/A) · Exemption 506(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
Other	Sprott Private Resource Lending II Cal-Co-Invest LP	[2022-03-25]	100.0 M	117.9 M
	Filed 2019-04-11 (D) · Exemption 506(b), 3(c)(7) · Remaining Indefinite · Duration One year or less · Net Assets Decline to Disclose
HF	Sprott Private Resource Lending III Collector-1 LP	[2022-03-25]	668.0 M	1,050.8 M
	Filed 2023-04-17 (D/A) · Exemption 506(b), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
Other	Sprott Private Resource Streaming and Royalty BR-Coinvest LP	[2022-03-25]
	Filed 2020-12-23 (D) · Exemption 506(b), 3(c)(7) · Remaining Indefinite · Duration One year or less · Net Assets Decline to Disclose
View All

AUM Breakdown	Accounts	AUM ($B)
By Client Type
(a) Individuals (other than high net worth individuals)	0	0.0
(b) Individuals (high net worth individuals)	0	0.0
(c) Banking or thrift institutions	0	0.0
(d) Investment companies	0	0.0
(e) Business development companies	0	0.0
(f) Pooled investment vehicles	35	3.7
(g) Pension and profit sharing plans	0	0.0
(h) Charitable organizations	0	0.0
(i) State or municipal government entities	0	0.0
(j) Other investment advisers	0	0.0
(k) Insurance companies	0	0.0
(l) Sovereign wealth funds and foreign official institutions	0	0.0
(m) Corporations or other businesses not listed above	0	0.0
(n) Other	0	0.0
Total	35	3.7
By Discretionary
Discretionary	29	2.9
Non-Discretionary	6	0.8
Total	35	3.7
By Non-United States Persons
Non-United States Persons		0.0
United States Persons		3.7
Total	35	3.7

Form D Directors	Role	# Filings	# Firms
Varinder Bhathal	Executive Officer	13	3
Sprott Asset Management LP	Executive Officer	7	3
Thomas Ulrich	Executive Officer	5	3
Brandon Hamada	Executive Officer	3	3
Michael Harrison	Executive Officer	37	2
Narinder Nagra	Executive Officer	19	2
Peter Grosskopf	Director, Executive Officer	17	2
Arthur Rule IV	Executive Officer	14	2
Jim Grosdanis	Executive Officer	13	2
Sprott Resource Lending Partnership	Director, Executive Officer	10	2
Sprott Resource Lending Corp	Executive Officer	9	2
Resource Capital Investment Corporation	Executive Officer, Promoter	9	2
Chris von Strasser	Promoter	8	2
Arthur Rule	Executive Officer	6	2
Gretchen Carter	Executive Officer	5	2
Resource Capital Investment Corp	Promoter	4	2
Sprott Private Resource Streaming and Royalty Management LP	Director	3	2
Sprott Resource Lending US Manager Corp	Director	3	1
Laura Acevedo	Executive Officer	3	1
Sprott Global Resource Investments Ltd	Promoter	2	1
Sprott Structured Opportunities Corp	Executive Officer	2	1
Sprott Global Resrouce Investments Ltd	Promoter	2	1
Sprott Private Resource Lending LLC	Executive Officer	1	1
Sprott Resource Lending Srlof GP Inc	Executive Officer	1	1
Greg Caione	Executive Officer	1	1
James Grosdanis	Executive Officer	1	1

EDGAR Form	CIK	2011 - 2026
10-K	[0001332551]
10-Q	[0001332551]
3	[0001332551]
4	[0001332551]
5	[0001332551]
8-K	[0001332551]
SC 13D	[0001332551]
SC 13G	[0001332551]

Form 13D/13G Filer	Form 13D/13G Subject	Filed
BlackRock Inc	Acres Commercial Realty Corp	[2025-10-17]
OCM XAN Holdings PT LLC	Acres Commercial Realty Corp	[2025-08-12]
Vanguard Group Inc	Acres Commercial Realty Corp	[2025-07-29]
Acres Share Holdings LLC	Acres Commercial Realty Corp	[2022-05-11]
Punch & Associates Investment Management Inc	Acres Commercial Realty Corp	[2022-02-14]
Eagle Point Credit Management LLC	Acres Commercial Realty Corp	[2021-08-12]
Morgan Stanley	Exantas Capital Corp	[2021-02-11]
Brigade Capital Management LP	Exantas Capital Corp	[2020-07-20]
D E Shaw & Co LP	Exantas Capital Corp	[2020-06-18]
HBK Investments L P	Exantas Capital Corp	[2019-09-19]
View All

Firm Profile (Form ADV)
Discretionary AUM	$0.4B
Serves	Institutional
Fund Types	Hedge Fund, Private Equity

Form 3/4/5 Subject	2011 - 2026
Eagle Point Credit Management LLC
ACRES Commercial Realty Corp
Eagle Point DIF GP I LLC
Ickowicz Gary
Bryant David J
Kessler Steven J
Edwards Karen K
NEFF P Sherrill
ACRES Capital LLC
ACRES Capital Corp
View All

Insider Transaction (Form 3/4/5)	Date	Action	Shares	Price	Value ($)
ACRES Commercial Realty Corp ACR 7.875% Series D Preferred Stock	2026-03-16	Sell	2,954	$22.07	65,195
ACRES Commercial Realty Corp ACR Common Stock	2026-03-05	Grant	5,555	$0.00
ACRES Commercial Realty Corp ACR Common Stock	2026-03-05	Grant	204,765	$0.00
ACRES Commercial Realty Corp ACR Common Stock	2026-03-05	Grant	5,555	$0.00
ACRES Commercial Realty Corp ACR Common Stock	2026-03-05	Grant	5,555	$0.00
ACRES Commercial Realty Corp ACR Common Stock	2026-03-05	Grant	5,555	$0.00
ACRES Commercial Realty Corp ACR Common Stock	2026-03-05	Grant	5,555	$0.00
ACRES Commercial Realty Corp ACR Common Stock	2026-03-05	Grant	5,555	$0.00
ACRES Commercial Realty Corp ACR Common Stock	2026-03-05	Grant	5,555	$0.00
ACRES Commercial Realty Corp ACR 7.875% Series D Preferred Stock	2026-03-03	Sell	3,142	$21.80	68,496
ACRES Commercial Realty Corp ACR 8.625% Series C Preferred Stock	2026-03-02	Sell	1,440	$25.08	36,115
ACRES Commercial Realty Corp ACR 7.875% Series D Preferred Stock	2026-03-02	Sell	700	$22.03	15,421
ACRES Commercial Realty Corp ACR 8.625% Series C Preferred Stock	2026-02-26	Sell	1,301	$25.28	32,889
ACRES Commercial Realty Corp ACR 8.625% Series C Preferred Stock	2026-02-25	Sell	1,800	$25.25	45,450
ACRES Commercial Realty Corp ACR 8.625% Series C Preferred Stock	2026-02-24	Sell	600	$25.25	15,150
ACRES Commercial Realty Corp ACR 8.625% Series C Preferred Stock	2026-02-19	Sell	100	$25.23	2,523
ACRES Commercial Realty Corp ACR 8.625% Series C Preferred Stock	2026-02-18	Sell	409	$25.20	10,307
ACRES Commercial Realty Corp ACR 7.875% Series D Preferred Stock	2026-02-17	Sell	273	$22.20	6,061
ACRES Commercial Realty Corp ACR 7.875% Series D Preferred Stock	2026-02-04	Sell	97	$22.12	2,146
ACRES Commercial Realty Corp ACR 8.625% Series C Preferred Stock	2026-02-03	Sell	5	$25.10	126
showing 20 of 200 most recent transactions

Comparable Firms	State	AUM
Tree Line Capital Partners LLC ✚	CA	3,847.7 M
Cormorant Asset Management LP ✚	MA	3,838.6 M
Vector Capital Management LP ✚	CA	3,751.0 M
Anchorage Capital Group LLC ✚	NY	3,707.6 M
Boussard & Gavaudan Investment Management LLP ✚		3,679.1 M
Soleus Capital Management LP ✚	CT	3,663.3 M
Victory Park Capital Advisors LLC ✚	IL	3,647.8 M
First Sentier Investors Australia Infrastructure Managers PTY ✚		3,638.1 M
Axar Capital Management LP ✚	NY	3,598.9 M
MPM Asset Management LLC ✚	MA	3,558.1 M

Resource Capital Investment Corporation

Assets, Funds, Holdings