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| RG Niederhoffer Capital Management Inc
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|---|---|
| CRD # | 137788 |
| SEC # | 801-65629 |
| CIK # | 0001216800 |
| AUM | 33.6 M (2026-03-31) |
| Employees | 24 (50% Investors, 0% Brokers) |
| Phone | 212-245-0400 |
| Address | 16690 Collins Avenue Sunny Isles Beach, FL 33160 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($M) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| HF | R G Niederhoffer Macro Diversified Fund Ltd | 2024-05-22 | 3.9 M | |
| HF | R G Niederhoffer Macro Diversified LP | 2024-05-22 | 33.8 M | |
| HF | R G Niederhoffer Macro Diversified Master Fund Ltd | 2024-05-22 | 32.1 M | |
| HF | KLS Niederhoffer Smart Alpha UCITS Fund | 2021-04-01 | 23.0 M | |
| HF | Roy G Niederhoffer Smart Alpha Fund 2X Ltd | 2019-03-31 | ||
| HF | Roy G Niederhoffer Smart Alpha Fund 2X Onshore LP | 2019-03-31 | 1.5 M | |
| HF | Roy G Niederhoffer Smart Alpha Master Fund Ltd | 2019-03-31 | 1.5 M | |
| HF | Roy G Niederhoffer Total Return Fund Onshore LP | 2017-03-31 | 0.0 M | |
| HF | Roy G Niederhoffer Ihedge Inflation Protection Fund Ltd | 2014-03-31 | 0.0 M | |
| HF | Roy G Niederhoffer Ihedge Inflation Protection Master Fund Ltd | 2014-03-31 | 0.1 M | |
| HF | Roy G Niederhoffer Optimal Alpha Master Fund Ltd | 2014-03-31 | 6.8 M | |
| HF | R G Niederhoffer Global Fund LP I | 2012-03-30 | 5.2 M | |
| HF | Roy G Niederhoffer Diversified Fund Offshore Ltd | [2012-03-30] | 18.7 M | 29.9 M |
| Filed 2013-02-08 (D/A) · Exemption 506, 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Roy G Niederhoffer Diversified Master Fund Ltd | 2012-03-30 | 34.4 M | |
| HF | Roy G Niederhoffer Ihedge Inflation Protection Fund Onshore LP | 2012-03-30 | ||
| HF | Roy G Niederhoffer Negative Correlation Fund Ltd | [2012-03-30] | 13.6 M | 8.4 M |
| Filed 2013-12-06 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Roy G Niederhoffer Negative Correlation Fund Onshore LP | [2012-03-30] | 42.5 M | 11.3 M |
| Filed 2013-05-15 (D/A) · Exemption 506, 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Roy G Niederhoffer Negative Correlation Master Fund Ltd | 2012-03-30 | 19.7 M | |
| HF | Roy G Niederhoffer Optimal Alpha Fund Ltd | 2012-03-30 | 6.7 M | |
| HF | Roy G Niederhoffer Optimal Alpha Fund Onshore LP | [2012-03-30] | 50.2 M | |
| Filed 2019-11-25 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Roy G Niederhoffer Trendhedge Fund Onshore LP | 2012-03-30 | 5.9 M | |
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 4 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 6 | 33.6 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 6 | 33.6 |
| By Discretionary | ||
| Discretionary | 6 | 33.6 |
| Non-Discretionary | 0 | 0.0 |
| Total | 6 | 33.6 |
| By Non-United States Persons | ||
| Non-United States Persons | 3.9 | |
| United States Persons | 29.7 | |
| Total | 6 | 33.6 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Ralph Woodford | Director | 166 | 29 | |
| Greg Link | Director | 17 | 8 | |
| Paul Shen | Executive Officer | 9 | 2 | |
| Roy Niederhoffer | Executive Officer | 8 | 2 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001216800] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.6B |
| Clients | 10 (60 non-US) |
| Serves | Institutional |
| Fund Types | Hedge Fund |
| LEI | 549300BGPOZPT1IA4288 |
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