Riley Investment Management LLC

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Assets, Funds, Holdings

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Riley Investment Management LLC
CRD #112708
SEC #801-63083
CIK #0001711696, 0001345523
AUM
Employees
Phone310-966-1444
Address11100 Santa Monica Boulevard Suite 800
Los Angeles, CA 90025
Source [IAPD] [EDGAR] [Website]
Total AUM ($M)
2502001501005002002200920162024
AUM Breakdown Accounts AUM ($M)
By Client Type
(a) Individuals (other than high net worth individuals) 0 0.0
(b) Individuals (high net worth individuals) 0 0.0
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 0 0.0
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 0 0.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 0 0.0
(n) Other 0 0.0
Total 1 36.9
By Discretionary
Discretionary 1 36.9
Non-Discretionary 0 0.0
Total 1 36.9
By Non-United States Persons
Non-United States Persons 0.0
United States Persons 36.9
Total 1 36.9
EDGAR Form CIK 2011 - 2025
3 [0001345523]
4 [0001345523]
SC 13D [0001345523]
SC 13G [0001345523]
D [0001711696]
Form 13D/13G Filer Form 13D/13G Subject Filed
Riley Investment Management LLC STR Holdings Inc [2014-08-29]
Riley Investment Management LLC Advanced Photonix Inc [2014-06-16]
Riley Investment Management LLC STR Holdings Inc [2014-03-11]
Riley Investment Management LLC STR Holdings Inc [2014-02-07]
Riley Investment Management LLC National Holdings Corp [2013-11-01]
Form 3/4/5 Subject 2011 - 2025
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