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| Keyboard |
| Riley Investment Management LLC
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|---|---|
| CRD # | 112708 |
| SEC # | 801-63083 |
| CIK # | 0001711696, 0001345523 |
| AUM | |
| Employees | |
| Phone | 310-966-1444 |
| Address | 11100 Santa Monica Boulevard Suite 800 Los Angeles, CA 90025 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 1 | 36.9 |
| By Discretionary | ||
| Discretionary | 1 | 36.9 |
| Non-Discretionary | 0 | 0.0 |
| Total | 1 | 36.9 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 36.9 | |
| Total | 1 | 36.9 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 3 | [0001345523] | |
| 4 | [0001345523] | |
| SC 13D | [0001345523] | |
| SC 13G | [0001345523] | |
| D | [0001711696] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.0B |
| Serves | Institutional |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
STR Holdings Inc STRI
Common Stock, Par Value $0.01 Per Share
|
2014-07-01 | Grant | 5,128 | $1.35 | 6,923 |
|
STR Holdings Inc STRI
Common Stock, Par Value $0.01 Per Share
|
2014-06-02 | Grant | 24,635 | $1.37 | 33,750 |
|
STR Holdings Inc STRI
Common Stock
|
2014-03-14 | Buy | 187,000 | $1.55 | 289,850 |
|
DDI Corp DDIC
Stock Options · derivative
|
2012-05-31 | Disposed to issuer | 15,300 | $4.10 | 62,730 |
|
DDI Corp DDIC
Stock Options · derivative
|
2012-05-31 | Disposed to issuer | 15,300 | $4.12 | 63,036 |
|
DDI Corp DDIC
Stock Options · derivative
|
2012-05-31 | Disposed to issuer | 10,000 | $7.20 | 72,000 |
|
DDI Corp DDIC
Common Stock
|
2012-05-31 | Disposed to issuer | 550,198 | $13.00 | 7,152,574 |
|
DDI Corp DDIC
Common Stock
|
2012-05-31 | Disposed to issuer | 669 | $13.00 | 8,697 |
|
DDI Corp DDIC
Common Stock
|
2012-04-27 | Sell | 10,000 | $12.96 | 129,600 |
|
DDI Corp DDIC
Common Stock
|
2012-04-27 | Sell | 88,000 | $12.97 | 1,141,360 |
|
DDI Corp DDIC
Common Stock
|
2012-04-27 | Sell | 29,800 | $12.96 | 386,208 |
|
DDI Corp DDIC
Common Stock
|
2012-04-25 | Sell | 100,000 | $12.96 | 1,296,000 |
|
DDI Corp DDIC
Common Stock
|
2012-04-20 | Sell | 24,826 | $12.97 | 321,993 |
|
DDI Corp DDIC
Common Stock
|
2012-04-20 | Sell | 175,453 | $12.97 | 2,275,625 |
|
DDI Corp DDIC
Common Stock
|
2012-04-20 | Sell | 10,000 | $12.97 | 129,700 |
|
DDI Corp DDIC
Common Stock
|
2012-04-19 | Sell | 22,070 | $12.96 | 286,027 |
|
DDI Corp DDIC
Common Stock
|
2012-04-19 | Sell | 200,412 | $12.97 | 2,599,344 |
|
DDI Corp DDIC
Common Stock
|
2012-04-19 | Sell | 4,974 | $12.96 | 64,463 |