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| River Associates Investments LP
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|---|---|
| CRD # | 295692 |
| SEC # | 801-134082 |
| CIK # | |
| AUM | 815.5 M (2026-03-27) |
| Employees | 18 (72% Investors, 0% Brokers) |
| Phone | 423-755-0888 |
| Address | 633 Chestnut Street Chattanooga, TN 37450 |
| Source | [IAPD] [Website] [LinkedIn] [Facebook] |
| Total AUM ($M) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| PE | River VIII LP | [2023-03-27] | 323.1 M | |
| Offered $325,000,000 · Filed 2022-06-29 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining $325,000,000 · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | River VII LP | [2018-03-28] | 285.0 M | 492.4 M |
| Offered $285,000,000 · Filed 2017-06-07 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | River VI LP | [2012-02-14] | 105.0 M | 9.4 M |
| Offered $200,000,000 · Filed 2011-03-25 (D) · Exemption 506, 3(c), 3(c)(1) · Remaining $95,000,000 · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | River VI Parallel LP | [2012-02-14] | 84.0 M | 7.4 M |
| Offered $103,000,000 · Filed 2011-10-11 (D) · Exemption 506, 3(c), 3(c)(7) · Remaining $19,000,000 · Duration One year or less · Commission $140,000 · Revenue Decline to Disclose | ||||
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 2 | 815.5 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 2 | 815.5 |
| By Discretionary | ||
| Discretionary | 2 | 815.5 |
| Non-Discretionary | 0 | 0.0 |
| Total | 2 | 815.5 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 815.5 | |
| Total | 2 | 815.5 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| James Baker | Director, Executive Officer | 30 | 4 | |
| William Baker | Director, Executive Officer | 21 | 3 | |
| John Jones III | Executive Officer | 5 | 3 | |
| John Jones | Director, Executive Officer | 21 | 2 | |
| Mike Brookshire | Director, Executive Officer | 5 | 2 | |
| George Holmes Pettway Jr | Director, Executive Officer | 4 | 1 | |
| Ramc LLC | Executive Officer | 2 | 1 | |
| River Associates VI LLC | Director | 2 | 1 | |
| River Associates Investments LP | Executive Officer | 2 | 1 | |
| River Associates VIII LLC | Executive Officer | 1 | 1 | |
| River Associates VII LLC | Executive Officer | 1 | 1 | |
| Rai VII LLC | Executive Officer | 1 | 1 | |
| Rai VIII LLC | Executive Officer | 1 | 1 |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.8B |
| Serves | Institutional |
| Fund Types | Private Equity |
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