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| Riverstone Advisors LLC
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| CRD # | 130346 |
| SEC # | 801-62778 |
| CIK # | 0001763404 |
| AUM | 640.9 M (2026-06-10) |
| Employees | 5 (60% Investors, 0% Brokers) |
| Fees | |
| Minimum | |
| Phone | 914-722-1700 |
| Address | |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($M) |
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| Fees and Compensation — Form ADV Part 2A (6/10/2026) [Brochure] |
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Item 5 – Fees and Compensation
The following paragraphs detail the fee structure and compensation methodology for services provided by the
Advisor. Each Client engaging the Advisor for services described herein shall be required to enter into one or
more written agreements with the Advisor.
A. Fees for Advisory Services
Wealth Management Services
Riverstone Advisors, LLC
480 W. Mill Street, New Braunfels, TX 78130
Phone: (914) 722-1700 | Fax: (404) 549-7626
https://riverstoneadvisors.com
As noted above, wealth management services begin with an in-depth review of the Client’s financial profile, which
is then implemented through ongoing investment management. There are no additional fees associated with this
initial review. At the start of the management of the Client’s investments, the Advisor will begin charging wealth
management fees. Wealth management fees are paid quarterly, in advance of each calendar quarter, pursuant to
the terms of the wealth management agreement. Wealth management fees are based on the market value of assets
under management at the end of the prior quarter. Wealth management fees are based on the following schedule:
Assets Under Management ($) Annual Rate (%)
Up to $3,000,000 1.00%
$3,000,001 to $5,000,000 0.65%
Over $5,000,000 0.50%
The wealth management fee in the first quarter of service is prorated from the inception date of the account[s] to the
end of the first quarter. Fees may be negotiable at the sole discretion of the Advisor. The Client’s fees will take into
consideration the aggregate assets under management with the Advisor. All securities held in accounts managed
by Riverstone will be independently valued by the Custodian. The Advisor will conduct periodic reviews of the
Custodian’s valuations to ensure accurate billing.
The Advisor may provide investment advice with respect to private funds, private placements, alternative
investments, and other securities or assets for which market quotations or updated valuations are not readily
available. These investments are generally valued based on information provided by the applicable fund sponsor,
general partner, manager, administrator, custodian, or other third-party source. The Advisor does not
independently value these investments and generally relies on the most recently available valuation information
provided by such third parties.
Due to the nature of private funds and other alternative investments, updated valuations may be provided on a
delayed basis and may not be available as of the date the Advisor calculates advisory fees. In instances where the
valuation of an alternative investment is delayed, the Advisor will calculate and debit its advisory fee based on the
most recently available valuation. Upon receipt of an updated valuation, the Advisor will reconcile the advisory fee
based on the actual value of the investment for the applicable period.
Any necessary adjustments, including additional fee debits or fee credits/refunds, will generally be reflected in the
fee calculation for the next quarterly billing period. As a result, advisory fees charged with respect to these
investments may be based on valuations that are not current as of the billing date and may be subject to later
adjustment.
The Advisor’s fee is exclusive of, and in addition to, any applicable securities transaction and custody fees and
other related costs and expenses described in Item 5 C. below, which may be incurred by the Client. However, the
Advisor does not receive any portion of these commissions, fees, and costs.
Use of Independent Managers
The Advisor may implement a portion of a Client’s portfolio using one or more unaffiliated independent managers
(“Independent Managers”) when such services are appropriate for the Client. Independent Managers charge their
own fees, which are in addition to Riverstone’s advisory fee. These fees are billed directly by the Independent
Manager or the platform on which the strategy is accessed. Riverstone does not receive any portion of these fees.
Clients should refer to the Independent Manager’s Form ADV Part 2A for a full description of the fees, services,
and conflicts associated with that manager.
Family Office Services
Riverstone Advisors, LLC
480 W. Mill Street, New Braunfels, TX 78130
Phone: (914) 722-1700 | Fax: (404) 549-7626
https://riverstoneadvisors.com
Fees for Family Office Services are negotiated between the Client and the Advisor and are based on a number of
factors related to the specific complexities of the Clients financial situation
Investment Consulting Services
Riverstone offers investment consulting services for a fixed fee generally ranging from $500 to $5,000. Fees are
negotiable and are based on the nature and complexity of the services to be provided and the overall relationship
with the Advisor.
B. Fee Billing
Wealth Management Services
Wealth management fees are calculated by Riverstone and deducted from the Client’s account[s] at the Custodian.
The Advisor shall send an invoice to the Custodian indicating the amount of the fees to be deducted from the
Client’s account[s] at the beginning of the respective quarter. The amount due is calculated by applying the
quarterly rate (annual rate divided by 4) to the total assets under management with Riverstone at the end of the
... |
| Account Minimums and Types of Clients — Form ADV Part 2A (6/10/2026) [Brochure] |
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Item 7 – Types of Clients Riverstone offers investment advisory services to individuals, high net worth individuals, trusts, estates, charitable organizations and business entities. Riverstone generally does impose a minimum relationship size of $750,000, which can be waived or reduced at the sole discretion of the Advisor. |
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Alphabet Inc | 22.0 | ||
| Amazon Com Inc | 16.5 | ||
| Toll Brothers Inc | 12.5 | ||
| United Technologies Corp /DE/ | 10.3 | ||
| Tractor Supply Co /DE/ | 7.3 | ||
| Danaher Corp /DE/ | 6.8 | ||
| Broadcom Inc | 6.3 | ||
| Cheniere Energy Inc | 5.4 | ||
| Nvidia Corp | 4.5 | ||
| Apple Inc | 3.2 | ||
| View All | |||
| Holdings by Sector ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 83 | 37.7 |
| (b) Individuals (high net worth individuals) | 84 | 582.2 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.3 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 20.7 |
| (n) Other | 0 | 0.0 |
| Total | 537 | 640.9 |
| By Discretionary | ||
| Discretionary | 537 | 640.9 |
| Non-Discretionary | 0 | 0.0 |
| Total | 537 | 640.9 |
| By Non-United States Persons | ||
| Non-United States Persons | 20.1 | |
| United States Persons | 620.9 | |
| Total | 537 | 640.9 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001763404] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.1B |
| Serves | Institutional, Retail |
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|
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