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| RMB Capital Management LLC
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|---|---|
| CRD # | 134249 |
| SEC # | 801-63939 |
| CIK # | 0001332905 |
| AUM | $6.4 BB (2023-03-31) |
| Employees | 146 (33% Investors, 3% Brokers) |
| Phone | 312-993-5800 |
| Address | 115 S Lasalle, 34th Floor Chicago, IL 60603 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Facebook] |
| Total AUM ($BB) |
|---|
| CIK | Period |
|---|---|
| 0001332905 | |
| / | |
| Sector | Form 13F Holdings | Cap ($BB) | Value ($BB) |
|---|---|---|---|
| Microsoft Corp | 1,918.2 | 0.1 | |
| Apple Inc | 2,382.8 | 0.1 | |
| VISA Inc | 419.3 | 0.1 | |
| J P Morgan Chase & Co | 340.2 | 0.1 | |
| Synopsys Inc | 46.5 | 0.1 | |
| Danaher Corp /DE/ | 183.1 | 0.0 | |
| Parametric Technology Corp | 12.4 | 0.0 | |
| Amazon Com Inc | 1,093.0 | 0.0 | |
| Priceline Com Inc | 74.7 | 0.0 | |
| Alphabet Inc | 1,475.1 | 0.0 | |
| Cooper Companies Inc | 15.5 | 0.0 | |
| McGraw-hill Companies Inc | 113.1 | 0.0 | |
| Dollar General Corp | 55.3 | 0.0 | |
| MarketAxess Holdings Inc | 10.0 | 0.0 | |
| Steris PLC | 20.5 | 0.0 | |
| Salesforce Com Inc | 170.6 | 0.0 | |
| Nordson Corp | 11.7 | 0.0 | |
| Tyler Technologies Inc | 13.9 | 0.0 | |
| TJX Companies Inc /DE/ | 67.3 | 0.0 | |
| Alphabet Inc | 1,482.6 | 0.0 | |
| Equinix Inc | 60.9 | 0.0 | |
| Edwards Lifesciences Corp | 58.9 | 0.0 | |
| Walt Disney Co | 174.7 | 0.0 | |
| Progressive Corp/Oh/ | 67.5 | 0.0 | |
| CME Group Inc | 74.1 | 0.0 | |
| CDW Corp | 21.5 | 0.0 | |
| UnitedHealth Group Inc | 477.0 | 0.0 | |
| Watsco Inc | 9.3 | 0.0 | |
| Monolithic Power Systems Inc | 18.5 | 0.0 | |
| Prev | Page 1 | Next | |||
| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| PE | RMB Private Investment Opportunities LLC Series 1 | [2023-03-31] | 3.5 | 3.5 |
| RE | RMB Real Estate Opportunities QP LLC - Series 3 | [2022-02-24] | 7.2 | 0.5 |
| PE | RMB Private Equity Opportunities QP Llc-Series 3 | [2020-11-13] | 27.6 | 13.1 |
| HF | Mendon Global Long/Short Financial QP Fund Ltd | [2018-07-25] | 32.6 | 0.0 |
| HF | Iron Road Long/Short Equity Fund LP | [2018-03-02] | 15.0 | 0.0 |
| HF | RMB Equity Opportunities QP Llc-Series 1 | [2017-03-29] | 8.1 | 7.2 |
| RE | RMB Real Estate Opportunities QP LLC - Series 2 | [2017-03-29] | 13.5 | 14.0 |
| HF | Iron Road Diversified Fund LP | [2016-03-29] | 40.4 | 27.5 |
| HF | Logan Stone Capital QP Ltd | [2016-03-29] | 89.2 | 108.9 |
| HF | Mendon Capital QP LP | [2016-03-29] | 123.1 | 0.0 |
| View All | ||||
| AUM Breakdown | Accounts | AUM ($BB) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 1,050 | 0.3 |
| (b) Individuals (high net worth individuals) | 1,349 | 5.4 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 6 | 1.2 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 9 | 0.3 |
| (g) Pension and profit sharing plans | 4 | 0.0 |
| (h) Charitable organizations | 35 | 0.2 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 1 | 0.0 |
| (k) Insurance companies | 3 | 0.4 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 4 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 12,517 | 7.8 |
| By Discretionary | ||
| Discretionary | 11,476 | 7.2 |
| Non-Discretionary | 1,041 | 0.6 |
| Total | 12,517 | 7.8 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 7.8 | |
| Total | 12,517 | 7.8 |
| Form D Directors | # Filings | # Firms | 2011 - 2024 | |
|---|---|---|---|---|
| Charles Thomas | 153 | |||
| Letitia Solomon | 62 | |||
| Walter Clark | 31 | |||
| Don Bechter | 24 | |||
| Frederick Paulman | 24 | |||
| Richard Burridge | 17 | |||
| John Souter | 9 | |||
| Anton Schutz | 9 | |||
| Richard Burridge Jr | 8 | |||
| RMB Capital Management LLC | 7 | |||
| View All | ||||
| EDGAR Form | CIK | 2011 - 2024 |
|---|---|---|
| 13F-HR | [0001332905] | |
| SC 13D | [0001332905] | |
| SC 13G | [0001332905] |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Sequoia Financial Advisors LLC
✚
|
OH | 15.6 |
|
Goldman Sachs Hedge Fund Strategies LLC
✚
|
NY | 11.5 |
|
Avidian Wealth Solutions LLC
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|
TX | 3.7 |
|
Vivaldi Capital Management LP
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|
IL | 3.3 |
|
freeGulliver LLC
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|
LA | 0.5 |
|
Alliance Advisory & Securities LLC
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|
CA | 0.5 |
|
Adams Wealth Management LLC
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|
UT | 0.4 |
|
William Harris Investors Inc
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|
IL | 0.0 |
|
Springcreek Corp
✚
|
CA | 0.0 |
|
Gilder Office for Growth LLC
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|
NC | 0.0 |