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| RMWC
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| CRD # | 147359 |
| SEC # | 801-71710 |
| CIK # | |
| AUM | 807.4 M (2026-03-31) |
| Employees | 13 (62% Investors, 0% Brokers) |
| Phone | 917-675-5084 |
| Address | 130 E 59th Street New York, NY 10022 |
| Source | [IAPD] [Website] [LinkedIn] |
| Total AUM ($M) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| RE | RMWC Real Estate Lending V - Hybrid Evergreen LP | [2026-03-31] | 45.5 M | 82.3 M |
| Filed 2026-03-17 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| RE | RMWC Direct Lending Opportunities Fund IV LP | [2021-03-31] | 220.0 M | 472.7 M |
| Filed 2023-04-14 (D) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $25,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| RE | RMWC Direct Lending Opportunities Fund III LP | [2019-03-30] | 59.1 M | 117.2 M |
| Offered $125,000,000 · Filed 2017-02-24 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $1,000,000 · Remaining $65,925,000 · Duration One year or less · Net Assets Decline to Disclose | ||||
| RE | RMWC Direct Lending Fund II LP | [2016-03-30] | 59.1 M | 42.2 M |
| Offered $125,000,000 · Filed 2017-02-24 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $1,000,000 · Remaining $65,925,000 · Duration One year or less · Net Assets Decline to Disclose | ||||
| PE | RMWC Alternative Fund LP | [2012-02-13] | 25.5 M | 0.8 M |
| Offered $400,000,000 · Filed 2012-07-31 (D/A) · Exemption 506, 3(c), 3(c)(7) · Minimum $400,000 · Remaining $374,477,565 · Duration More than one year · Revenue Decline to Disclose | ||||
| HF | RMWC Credit Alpha Fund LP | [2012-02-13] | 96.2 M | 51.4 M |
| Filed 2018-02-22 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | RMWC Hybrid Fund LP | [2012-02-13] | 33.0 M | 33.0 M |
| Offered $1,000,000,000 · Filed 2012-07-30 (D/A) · Exemption 506, 3(c), 3(c)(7) · Minimum $750,000 · Remaining $966,994,590 · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Rocky Mountain Wealth Concepts Credit Strateges Fund I | [2012-02-13] | 85.5 M | 75.9 M |
| Filed 2013-12-05 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 11 | 807.4 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 11 | 807.4 |
| By Discretionary | ||
| Discretionary | 11 | 807.4 |
| Non-Discretionary | 0 | 0.0 |
| Total | 11 | 807.4 |
| By Non-United States Persons | ||
| Non-United States Persons | 34.3 | |
| United States Persons | 773.1 | |
| Total | 11 | 807.4 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Jonathan Cohen | Executive Officer | 59 | 9 | |
| Michael Rubenstein | Executive Officer | 22 | 2 | |
| Coleman Andrews | Director, Executive Officer | 18 | 2 | |
| Heather Mercier | Executive Officer | 7 | 2 | |
| Nate Clemensen | Executive Officer | 5 | 2 | |
| Steven Fischler | Executive Officer | 5 | 2 | |
| Larry Frye | Executive Officer | 5 | 2 | |
| Nathanael Clemensen | Executive Officer | 5 | 2 | |
| Rachel Markus | Executive Officer | 4 | 2 | |
| Tina Martinez | Executive Officer | 4 | 2 | |
| Rmwc Credit Alpha Fund GP LLC | Promoter | 3 | 2 | |
| Rocky Mountain Wealth Concepts Hybrid Fund GP LLC | Promoter | 2 | 2 | |
| Rmwc | Director | 2 | 2 | |
| Rmwc Direct Lending Fund GP LLC | Director | 1 | 1 | |
| Rocky Mountain Wealth Concepts Alternative Fund GP LLC | Promoter | 1 | 1 | |
| Rocky Mountain Wealth Concepts Credit Strategies Fund GP LLC | Promoter | 1 | 1 | |
| Rocky Mountain Wealth Concepts Credit Alpha Fund GP LLC | Promoter | 1 | 1 | |
| Rmwc Direct Lending Opportunities Fund IV GP LLC | Director | 1 | 1 |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.1B |
| Serves | Institutional |
| Fund Types | Hedge Fund, Private Equity, Real Estate |
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