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| Message |
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| Happy Holidays!! thanks for using AUM13F!! |
| RMWC
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| CRD # | 147359 |
| SEC # | 801-71710 |
| CIK # | |
| AUM | $690.4 M (2025-07-25) |
| Employees | 11 (55% Investors, 0% Brokers) |
| Phone | 917-675-5084 |
| Address | 130 E 59th Street New York, NY 10022 |
| Source | [IAPD] [Website] [LinkedIn] |
| Total AUM ($M) |
|---|
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| RE | RMWC Direct Lending Opportunities Fund IV LP | [2021-03-31] | 220.0 | 420.0 |
| RE | RMWC Direct Lending Opportunities Fund III LP | [2019-03-30] | 83.0 | 110.0 |
| RE | RMWC Direct Lending Fund II LP | [2016-03-30] | 59.1 | 50.0 |
| PE | RMWC Alternative Fund LP | [2012-02-13] | 25.5 | 1.0 |
| HF | RMWC Credit Alpha Fund LP | [2012-02-13] | 2.9 | 60.0 |
| HF | RMWC Hybrid Fund LP | [2012-02-13] | 33.0 | 33.0 |
| HF | Rocky Mountain Wealth Concepts Credit Strateges Fund I | [2012-02-13] | 85.5 | 75.9 |
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 8 | 655.3 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 1 | 35.1 |
| Total | 9 | 690.4 |
| By Discretionary | ||
| Discretionary | 9 | 690.4 |
| Non-Discretionary | 0 | 0.0 |
| Total | 9 | 690.4 |
| By Non-United States Persons | ||
| Non-United States Persons | 70.0 | |
| United States Persons | 620.4 | |
| Total | 9 | 690.4 |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
E&E Advisors LP
✚
|
NY | 0.9 |
|
Huizenga Capital Management LLC
✚
|
IL | 0.9 |
|
Petrocap LLC
✚
|
TX | 0.8 |
|
Leste Capital Partners Florida LLC
✚
|
FL | 0.8 |
|
SouthOcean Capital Partners LLC
✚
|
FL | 0.6 |
|
Permit Capital LLC
✚
|
PA | 0.6 |
|
RR Advisors LLC
✚
|
TX | 0.5 |
|
Colony Capital Investment Advisors LLC
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|
FL | 0.5 |
|
Merced Capital LP
✚
|
MN | 0.4 |
|
Kenter Canyon Capital LLC
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|
0.4 |