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| Happy Holidays!! thanks for using AUM13F!! |
| Roc360 Advisors LLC
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| CRD # | 326954 |
| SEC # | 801-128209 |
| CIK # | 0000326954 |
| AUM | $907.0 M (2025-03-31) |
| Employees | 41 (100% Investors, 0% Brokers) |
| Phone | 212-607-8333 |
| Address | 645 Madison Avenue, Floor 19 New York, NY 10022 |
| Source | [IAPD] [EDGAR] |
| Total AUM ($M) |
|---|
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| Other | Roc360 Feeder III-A LLC | [2025-03-31] | 51.1 | 52.5 |
| Other | Roc360 Feeder III-B LP | [2025-03-31] | 50.0 | 51.4 |
| Other | Roc360 Feeder II LP | [2025-03-31] | 0.0 | 9.0 |
| Other | Roc360 Feeder I LLC | [2025-03-31] | 165.0 | 114.9 |
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 6 | 907.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 6 | 907.0 |
| By Discretionary | ||
| Discretionary | 6 | 907.0 |
| Non-Discretionary | 0 | 0.0 |
| Total | 6 | 907.0 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 907.0 | |
| Total | 6 | 907.0 |
| Form D Directors | # Filings | # Firms | 2011 - 2025 |
|---|---|---|---|
| Tom Rosenfeld | 25 | ||
| Roc360 Feeder Manager LLC | 4 | ||
| Delaware Limited Liability Company Canam Northeast Regional Center LLC | 3 | ||
| Delaware Limited Liability Company Canam NE GP III LLC | 1 |
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