Rockefeller & Co Inc

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Rockefeller & Co Inc ✚
CRD #	106264
SEC #	801-15106
CIK #	0000315123, 0001723502
AUM
Employees	159 (40% Investors, 2% Brokers)
Phone	212-549-5100
Address	10 Rockefeller Plaza New York, NY 10020
Source	[IAPD] [EDGAR] [Website] [LinkedIn]

Total AUM ($B) Copy

Holdings by Sector ($B)

Type	Form D Funds	Date	Sold ($M)	AUM ($M)
Other	FLP 034	2013-04-30		1.0
Other	Rockefeller Select Equity Fund LP	[2013-04-01]	16.4	12.7
Other	Rockefeller Taxable Bond Fund II QP LP	[2013-04-01]	51.2	50.9
Other	Flp001	2012-03-30		7.1
Other	Flp003	2012-03-30		2.9
Other	Flp004	2012-03-30		383.2
Other	Flp005	2012-03-30		1.8
Other	Flp006	2012-03-30		215.0
Other	Flp007	2012-03-30		14.8
Other	Flp008	2012-03-30		13.5
Other	Flp009	2012-03-30		2.5
Other	Flp010	2012-03-30		3.0
Other	Flp011	2012-03-30		1.1
Other	Flp012	2012-03-30		4.4
Other	Flp013	2012-03-30		0.7
Other	Flp014	2012-03-30		10.2
Other	Flp015	2012-03-30		11.1
Other	Flp018	2012-03-30		0.0
Other	Flp019	2012-03-30		9.5
Other	Flp020	2012-03-30		208.0
Other	Flp021	2012-03-30		17.4
Other	Flp022	2012-03-30		18.1
Other	Flp023	2012-03-30		40.9
Other	Flp025	2012-03-30		4.0
Other	Flp026	2012-03-30		0.8
Other	Flp028	2012-03-30		121.3
Other	Flp029	2012-03-30		3.1
Other	Flp031	2012-03-30		17.3
Other	Flp032	2012-03-30		4.1
Other	Flp033	2012-03-30		14.6
HF	Rockefeller Financial Asia LLC	[2012-03-30]	23.9	1.1
HF	Rockefeller Global Financial Services Recovery Fund LLC	[2012-03-30]	31.0	27.6
Other	Rockefeller Taxable Bond Fund II LP	2012-03-30		73.1
Other	Rockefeller Tax Exempt Income Fund - National LP	2012-03-30		53.4
Other	Rockefeller Tax Exempt Income Fund - NY LP	2012-03-30		147.6
VC	Rockefeller Venture Fund LLC	2012-03-30		0.2
Other	Rockefeller Venture Opportunities Fund LP	2012-03-30		17.3

AUM Breakdown	Accounts	AUM ($B)
By Client Type
(a) Individuals (other than high net worth individuals)	268	0.1
(b) Individuals (high net worth individuals)	446	4.6
(c) Banking or thrift institutions	0	4.0
(d) Investment companies	6	1.2
(e) Business development companies	0	0.0
(f) Pooled investment vehicles	42	3.6
(g) Pension and profit sharing plans	0	0.0
(h) Charitable organizations	79	1.2
(i) State or municipal government entities	0	0.4
(j) Other investment advisers	0	0.0
(k) Insurance companies	0	0.2
(l) Sovereign wealth funds and foreign official institutions	0	0.5
(m) Corporations or other businesses not listed above	6	0.0
(n) Other	0	0.0
Total	2,731	15.8
By Discretionary
Discretionary	2,586	15.5
Non-Discretionary	145	0.3
Total	2,731	15.8
By Non-United States Persons
Non-United States Persons		0.9
United States Persons		14.9
Total	2,731	15.8

Form D Directors	# Filings	# Firms	2011 - 2025
Rockefeller & Co Inc	16
Rockefeller Fund Managers LLC	6

EDGAR Form	CIK	2011 - 2025
13F-NT	[0000315123]
13F-NT	[0001723502]

Assets, Funds, Holdings