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| Happy Holidays!! thanks for using AUM13F!! |
| Rocky Mountain Private Wealth Management LLC
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|---|---|
| CRD # | 127140 |
| SEC # | 801-126829 |
| CIK # | |
| AUM | $64.1 M (2025-03-19) |
| Employees | 4 (25% Investors, 25% Brokers) |
| Phone | 281-778-4900 |
| Address | Town Center Sugar Land, TX 77479 |
| Source | [IAPD] [Website] |
| Total AUM ($M) |
|---|
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| HF | RM Domestic Partners II LP | [2022-10-04] | 20.2 | 21.0 |
| HF | RM Domestic Partners III LP | [2012-03-29] | 45.6 | 13.6 |
| HF | RM Domestic Partners II LP | [2012-03-29] | 19.9 | 7.6 |
| HF | RM Domestic Partners LP | [2012-03-29] | 93.4 | 10.0 |
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 1 | 32.5 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 2 | 31.6 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 7 | 64.1 |
| By Discretionary | ||
| Discretionary | 7 | 64.1 |
| Non-Discretionary | 0 | 0.0 |
| Total | 7 | 64.1 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 64.1 | |
| Total | 7 | 64.1 |
| Form D Directors | # Filings | # Firms | 2011 - 2025 |
|---|---|---|---|
| Gabriel Gallegos | 7 | ||
| Taylor Gallegos | 7 | ||
| Gl Asset Management LP | 2 |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
Mundoval Capital Management Inc
✚
|
CA | 0.1 |
|
Lingo Investments LLC
✚
|
0.1 | |
|
16Rock Asset Management LLC
✚
|
NY | 0.1 |
|
Schultze Asset Management LP
✚
|
NY | 0.1 |
|
Golden Eagle Capital Advisors Inc
✚
|
0.1 | |
|
Acrylic Financial Inc
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|
AZ | 0.1 |
|
Gruenstein Investments LLC
✚
|
0.1 | |
|
SIMS Capital Management LLC
✚
|
WI | 0.1 |
|
Calixto Global Investors LP
✚
|
FL | 0.1 |
|
Springdale Capital LLC
✚
|
0.1 |