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| Rocky Mountain Private Wealth Management LLC
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|---|---|
| CRD # | 127140 |
| SEC # | 801-126829 |
| CIK # | 0001581594 |
| AUM | 23.5 M (2026-03-27) |
| Employees | 4 (25% Investors, 25% Brokers) |
| Fees | |
| Minimum | |
| Phone | 281-778-4900 |
| Address | Town Center Sugar Land, TX 77479 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($M) |
|---|
| Sector | Form 13F Holdings | Value ($k) | |
|---|---|---|---|
| Comcast Corp | 55.0 | ||
| Texas Instruments Inc | 14.0 | ||
| Oracle Corp | 7.0 | ||
| C3AI Inc | 7.0 | ||
| Hewlett Packard Enterprise Co | 7.0 | ||
| DowDupont Inc | 6.0 | ||
| Altria Group Inc | 6.0 | ||
| Microchip Technology Inc | 6.0 | ||
| Zoetis Inc | 5.0 | ||
| Hewlett Packard Co | 5.0 | ||
| View All | |||
| Holdings by Sector ($k) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| HF | RM Domestic Partners II LP | [2022-10-04] | 20.2 M | 21.0 M |
| Filed 2023-03-31 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $500,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | RM Domestic Partners III LP | [2012-03-29] | 45.6 M | 11.3 M |
| Filed 2023-04-05 (D/A) · Exemption 3(c), 3(c)(1) · Minimum $500,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | RM Domestic Partners II LP | [2012-03-29] | 19.9 M | 7.6 M |
| Filed 2012-06-15 (D) · Exemption 506, 3(c), 3(c)(1) · Minimum $500,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | RM Domestic Partners LP | [2012-03-29] | 93.4 M | 12.3 M |
| Filed 2023-04-04 (D/A) · Exemption 3(c), 3(c)(1) · Minimum $500,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 2 | 23.5 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 5 | 23.5 |
| By Discretionary | ||
| Discretionary | 5 | 23.5 |
| Non-Discretionary | 0 | 0.0 |
| Total | 5 | 23.5 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 23.5 | |
| Total | 5 | 23.5 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Gabriel Gallegos | Executive Officer | 7 | 2 | |
| Taylor Gallegos | Executive Officer | 7 | 2 | |
| GL Asset Management LP | Promoter | 2 | 2 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001581594] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.1B |
| Serves | Institutional |
| Fund Types | Hedge Fund |
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|
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