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| ROG VI LLC
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| CRD # | 285639 |
| SEC # | 801-113728 |
| CIK # | |
| AUM | 561.3 M (2026-03-27) |
| Employees | 43 (44% Investors, 0% Brokers) |
| Fees | |
| Minimum | |
| Phone | 713-874-9000 |
| Address | 1200 Smith Street Houston, TX 77002 |
| Source | [IAPD] [Website] [LinkedIn] |
| Total AUM ($M) |
|---|
| Fees and Compensation — Form ADV Part 2A (3/27/2026) [Brochure] |
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Item 5 – Fees and Compensation
In consideration for its services, the Adviser typically receives a management fee from each of
the Funds, which is generally equal to a percentage of the total capital commitments to such Fund.
The fee percentage and/or the base upon which the fee is calculated may vary with the size of the
Fund and may also vary over the life of the Fund, as negotiated and determined at the time the
Fund is established and as set forth in its Governing Documents. The percentage of the
management fee is calculated based on each investor’s aggregate capital commitment in such
Fund. Upon occurrence of certain events that are fully described in the Governing Documents of
each Fund (“Adjustment Date”), the management fee generally accrues at a lower annual rate.
For some of the Funds, the Adviser may charge fees and expenses based on a pre-negotiated fixed
budget. The details of such fee arrangements are disclosed in applicable Fund’s Governing
Documents.
In addition, the Adviser typically receives certain allocations and distributions calculated and
charged based on a share of capital gains on or capital appreciation of the assets of such Funds,
as negotiated and determined at the time such Funds are established and as set forth in its
Governing Documents. These allocations and distributions are commonly known as “carried
interest.” The Adviser and its affiliates generally do not receive carried interest until all investors
have received aggregate distributions equal to the sum of their capital contributions to the Funds.
The management fees and carried interest distributions generally are not negotiable. However,
the Adviser and/or the general partner of the Funds have discretion to reduce or waive
management fees and/or carried interest distributions. Generally, management fees are typically
funded or withheld from proceeds and/or revenues from investments but may also be funded
with capital contributions paid quarterly, in advance. Carried interest distributions generally will
be distributed to the Adviser’s affiliates from time to time upon the disposition of investments
by a Fund and are distributed to such affiliate in accordance with the terms of the applicable
Governing Documents.
The Funds will bear all costs and expenses incurred in connection with the organization of the
Funds and any other entity pertaining to the Funds, as well as the offering of interests, including
any third party legal and accounting fees, printing costs, reasonable travel and administration
expenses, and out-of-pocket expenses ("Organizational Expenses").
The Funds will be responsible for all expenses relating to its own operations ("Fund Expenses"),
including fees, costs and expenses directly related to the purchase and sale of the portfolio
investments (including its pro rata share of expenses associated with the operations of natural
gas and oil properties acquired as prescribed under industry standard joint operating agreements
such as well-based operator fees), expenses of custodians, counsel and accountants, any
insurance, indemnity or litigation expenses, all costs of the Funds’ administration and
preparation of its financial statements and reports to investors, costs of the valuation agent's
services and expenses, costs of holding any meetings of the investors or the advisory committee,
and any taxes, fees or other governmental charges levied against the Funds. In addition, the
Funds shall be responsible for all out-of-pocket costs of the Adviser and the affiliates, and all
fees and expenses due any third party legal, financial, accounting, consulting, or other advisors
or any lenders, investment banks, and other financing sources in connection with transactions
which are not consummated.
All expenses of the Funds will generally be allocated to the investors pro rata in proportion to
the respective interests of such investors in the Funds; provided, however that the Adviser may,
in its sole discretion, allocate to each investor investment expenses which are solely allocable
to such investor.
As stated above, the Adviser charges management fees, in advance. The Adviser will refund
any pre-paid management fee by a Fund if the advisory contract with such Fund is terminated
before the end of the billing period. |
| Account Minimums and Types of Clients — Form ADV Part 2A (3/27/2026) [Brochure] |
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Item 7 – Types of Clients The Adviser currently manages the assets of U.S. privately offered pooled investment vehicles for which it and its affiliates act as general partner or sponsor. The Funds’ structures most resemble that of a “private equity fund” and would be considered “private funds” for purposes of the Investment Company Act of 1940. Generally, the Adviser expects to enter into arrangements solely with Fund investors that are: (a) “accredited investors” as such term is defined in Rule 501(a) of Regulation D promulgated under the Securities Act of 1933, as amended; (b) and “qualified purchasers” as defined in Section 2(a)(51)(A) of the Investment Company Act of 1940. The minimum commitment that will be accepted from a prospective investor is $5 million, subject to the discretion of the general partner of the Funds to accept lesser amounts. |
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| PE | Ravenclaw Investment Vehicle LP | [2026-03-27] | 150.0 M | 39.5 M |
| Filed 2026-03-17 (D/A) · Exemption 506(b), 3(c), 3(c)(1), 3(c)(7) · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Rio Toro LP | [2026-03-27] | 14.3 M | |
| Filed 2025-08-13 (D) · Exemption 506(b), 3(c), 3(c)(1), 3(c)(7) · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Riverbend Kamino PIV LP | [2025-03-25] | 66.9 M | |
| Filed 2024-08-19 (D) · Exemption 506(b), 3(c), 3(c)(1), 3(c)(7) · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Gryffindor Investment Vehicle LLC | 2024-03-22 | 16.4 M | |
| PE | Riverbend X Co-Invest LP | [2024-03-22] | 45.0 M | 4.0 M |
| Filed 2024-02-12 (D/A) · Exemption 506(b), 3(c), 3(c)(1), 3(c)(7) · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Riverbend Xi LP | [2023-03-30] | 354.0 M | 368.6 M |
| Offered $600,000,000 · Filed 2025-03-28 (D/A) · Exemption 506(c), 3(c), 3(c)(1), 3(c)(7) · Remaining $246,000,000 · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Riverbend X LP | [2022-03-29] | 65.0 M | 50.8 M |
| Offered $250,000,000 · Filed 2024-05-28 (D/A) · Exemption 506(c), 3(c), 3(c)(1), 3(c)(7) · Remaining $185,000,000 · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Riverbend Oil & Gas VI-B AIV LLC | [2020-03-27] | 72.9 M | 0.7 M |
| Filed 2020-01-21 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose | ||||
| PE | Riverbend Oil & Gas IX Parallel LLC | 2019-03-21 | 0.7 M | |
| PE | Riverbend Oil & Gas VIII AIV LLC | 2018-03-28 | 0.1 M | |
| View All | ||||
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 9 | 561.3 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 9 | 561.3 |
| By Discretionary | ||
| Discretionary | 9 | 561.3 |
| Non-Discretionary | 0 | 0.0 |
| Total | 9 | 561.3 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 561.3 | |
| Total | 9 | 561.3 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Randolph Newcomer Jr | Executive Officer | 11 | 3 | |
| Scott Rice | Executive Officer | 5 | 3 | |
| Matthew Cochrane | Executive Officer | 3 | 3 | |
| Mark Dutcher | Executive Officer | 1 | 1 |
| Firm Profile (Form ADV) | |
|---|---|
| Serves | Institutional |
| Fund Types | Private Equity |
| Related Firms | State | AUM |
|---|---|---|
|
ROG VI LLC
✚
|
TX | 561.3 M |
|
ROG IX LLC
✚
|
TX | 401.0 M |
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|---|---|---|
|
ECC Fund Manager II LLC
✚
|
NY | 563.9 M |
|
Pondera Holdings LLC
✚
|
IL | 563.8 M |
|
Wave Equity Partners LLC
✚
|
MA | 563.8 M |
|
Sequel Holdings LP
✚
|
TX | 563.0 M |
|
Point 41 Capital Partners LP
✚
|
CT | 562.9 M |
|
MB Global Advisers LLC
✚
|
NY | 562.5 M |
|
Continuim Equity Partners LP
✚
|
PA | 560.4 M |
|
Coral Tree Management LP
✚
|
CA | 560.1 M |
|
Saturn Five Advisors LLC
✚
|
CO | 556.1 M |
|
SQ Capital LLC
✚
|
NY | 556.1 M |