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| Roman Butler Fullerton & Co
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|
|
|---|---|
| CRD # | 104771 |
| SEC # | 801-20351 |
| CIK # | 0000733444 |
| AUM | $435.3 MM (2023-02-09) |
| Employees | 17 (100% Investors, 47% Brokers) |
| Phone | 314-997-1652 |
| Address | 680 Craig Road St Louis, MO 63141 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] |
| Total AUM ($MM) |
|---|
| Sector | Form 13F Holdings | Cap ($MM) | Value ($MM) |
|---|---|---|---|
| AAPL | 2,382,844.0 | 9.4 | |
| MSFT | 1,918,222.4 | 9.2 | |
| MA | 309,583.1 | 6.1 | |
| AMZN | 1,092,997.8 | 4.9 | |
| PG | 338,108.9 | 4.6 | |
| LLY | 301,789.7 | 3.6 | |
| GOOG | 1,482,566.4 | 2.9 | |
| PFE | 284,248.0 | 2.8 | |
| HD | 277,648.0 | 2.8 | |
| NVDA | 399,550.0 | 2.8 | |
| View All | |||
| Holdings by Sector ($MM) |
|---|
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 843 | 125.4 |
| (b) Individuals (high net worth individuals) | 164 | 296.3 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 6 | 11.1 |
| (h) Charitable organizations | 18 | 2.1 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 5 | 0.3 |
| (n) Other | 0 | 0.0 |
| Total | 2,197 | 435.3 |
| By Discretionary | ||
| Discretionary | 2,189 | 430.4 |
| Non-Discretionary | 8 | 4.9 |
| Total | 2,197 | 435.3 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 435.3 | |
| Total | 2,197 | 435.3 |
| EDGAR Form | CIK | 2011 - 2023 |
|---|---|---|
| 13F-HR | [0000733444] |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Trinity Capital Investors
✚
|
MS | 0.4 |
|
Phoenix Wealth Advisors Inc
✚
|
NC | 0.4 |
|
East End Financial Group Inc
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|
NY | 0.4 |
|
Thor Investment Management Inc
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|
OH | 0.4 |
|
Rootstock Investment Management LLC
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|
PA | 0.4 |
|
AFS Financial Group LLC
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|
MD | 0.4 |
|
Kreitler Financial LLC
✚
|
CT | 0.4 |
|
Grant/Grossmendelsohn LLC
✚
|
MD | 0.4 |
|
Canvas Wealth Advisors LLC
✚
|
KS | 0.4 |
|
Clune & Associates
✚
|
IL | 0.4 |