Rosci Lamb LLC

Item 5: Fees & Compensation

    Compensation for Our Advisory Services

    Asset Management:

    The maximum annual fee charged for this service will not exceed 1.00%. Fees to be assessed will be
    outlined in the advisory agreement to be signed by the client. Annualized fees are billed on a pro-rata
    basis quarterly in arrears based on the value of the account(s) on the last day of the previous quarter.
    Adjustments are made for client deposits and withdrawals in accounts at Schwab and Interactive
    Brokers. In some cases, our firm will agree to directly invoice. Fees are negotiable and will be
    deducted from client account(s). As part of the advisory fee deduction process, clients understand
    the following:
        a) The client’s independent custodian sends statements at least quarterly showing the market
             values for each security included in the assets and all account disbursements, including the
             amount of the advisory fees paid to our firm.
        b) Clients will provide authorization permitting our firm to be directly paid by these terms. Our
             firm will send an invoice directly to the custodian.
        c) If our firm sends a copy of our invoice to the client, our invoice will include a disclosure urging
             the client to compare the information provided in our statement with those from the qualified
             custodian.

    Financial Planning & Consulting:

    Our firm charges on an hourly or flat fee basis for financial planning and consulting services. The total
    estimated fee, as well as the ultimate fee charged, is based on the scope and complexity of our
    engagement with the client. The maximum hourly fee to be charged will not exceed $350. Flat fees
    will not exceed $10,000. Our firm requires a retainer of 50% of the ultimate financial planning or
    consulting fee at the time of signing. The remainder of the fee will be directly billed to the client and
    due within 30 days of a financial plan being delivered or consultation rendered. Our firm will not
    require a retainer exceeding $1,200 when services cannot be rendered within 6 months.

ADV Part 2A – Firm Brochure                         Page 5                                           Rosci Lamb, LLC

    Other Types of Fees & Expenses

    Clients will incur transaction charges for trades executed by their chosen custodian. These
    transaction fees are separate from our firm’s advisory fees and will be disclosed by the chosen
    custodian. Schwab and Interactive Brokers LLC (“Interactive Brokers”) do not charge transaction fees
    for U.S. listed equities and exchange traded funds.

    Clients may also pay holdings charges imposed by the chosen custodian for certain investments,
    charges imposed directly by a mutual fund, index fund, or exchange traded fund, which shall be
    disclosed in the fund’s prospectus (i.e., fund management fees and other fund expenses), initial or
    deferred sales charges, mutual fund sales loads, 12b-1 fees, surrender charges, variable annuity fees,
    IRA and qualified retirement plan fees, mark-ups and mark-downs, spreads paid to market makers,
    fees for trades executed away from custodian, wire transfer fees and other fees and taxes on
    brokerage accounts and securities transactions. Our firm does not receive a portion of these fees.

    Termination & Refunds

    We charge our advisory fees for our Asset Management service in arrears. Either party may terminate
    the advisory agreement signed with our firm for Asset Management services by providing written
    notice to the other party at any time. Upon notice of termination, pro-rata advisory fees for services
    rendered to the point of termination will be charged. If advisory fees cannot be deducted, our firm
    will send an invoice for due advisory fees to the client.

    Financial Planning & Consulting clients may terminate their agreement at any time before the
    delivery of a financial plan by providing written notice. For purposes of calculating refunds, all work
    performed by us up to the point of termination shall be calculated at the hourly fee currently in effect.
    Clients will receive a pro-rata refund of unearned fees based on the time and effort expended by our
    firm.

    Commissionable Securities Sales

    Our firm and representatives do not sell securities for a commission in advisory accounts.

Item 7: Types of Clients & Account Requirements

    Our firm has the following types of clients:
       • Individuals and High Net Worth Individuals
       • Trusts, Estates or Charitable Organizations
       • Corporations, Limited Liability Companies and/or Other Business Types

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    Our firm does not impose requirements for opening and maintaining accounts or otherwise engaging
    us.