Alinea Invest Inc

Item 5: Fees and Compensation
Alinea charges customers a wrap program fee based on the total net deposits in their account. This is a
standard fee of $120.00 per year for client accounts. In certain instances, clients may be offered an

alternative monthly option ranging from $5.00 to $12.00 per month. The specific fee structure
applicable to each client will be clearly disclosed prior to account activation.

Alinea imposes a mandatory cash reserve of part of each investment strategy. Alinea customers are
required to maintain 150 basis points (1.50%) of the value of their account (prorated in each strategy) in
cash. The cash will be used to pay Alinea fees and other expenses, as set forth herein. If an Alinea
customer wishes to withdraw cash, Alinea will sell other assets in the customer’s account to maintain
the cash reserve. If a customer is invested completely in an illiquid strategy, such that cash cannot be
replenished immediately, the customer will not be able to immediately withdraw the cash portion.

A customer may incur certain charges imposed by other third parties (e.g., transfer fees, administrative
fees, and other fees).

Alinea has an incentive to encourage customers to increase the assets in their accounts.

You will pay fees and costs whether you make or lose money on your investments. Fees and costs will
reduce any amount of money you make on your investments over time. Please make sure you
understand what fees and costs you are paying.

Wrap fee programs may cost clients more or less than purchasing such services separately. A wrap fee
program allows clients to pay a specified fee for investment advisory services and the execution of
transactions. Fees are combined with the costs for executing transactions in clients’ account(s). This may
result in a higher advisory fee. Alinea does not charge clients higher advisory fees based on their trading
activity, but clients should be aware that Alinea may have an incentive to limit its trading activities in
clients’ account(s) because Alinea is charged for executed trades. By participating in a wrap fee
program, clients may end up paying more or less than through a non-wrap fee program where a lower
advisory fee is charged, but trade execution costs are passed directly through to the client by the
executing broker.

Additional Client Fees

There are no sales loads, brokerage fees, mark-ups, mark-downs, spreads paid to market makers, or
brokerage termination or account surrender fees associated with our program. A client may, however,
incur certain separate charges imposed by the custodian such as: wire transfer and electronic fund fees,
or account termination fees, in addition to certain taxes on non-retirement brokerage accounts.

Item 7: Types of Clients
Alinea provides investment advice to individuals. There is no account size minimum.