Rosenstock Richard J

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Rosenstock Richard J
CIK #0001044006
EDGAR Form CIK 2011 - 2026
3 [0001044006]
4 [0001044006]
SC 13G [0001044006]
Form 13D/13G Filer Form 13D/13G Subject Filed
[2012-03-02]
Form 3/4/5 Subject 2011 - 2026
Peak Bio Inc
Rosenstock Richard J
Ladenburg Thalmann Financial Services Inc
Insider Transaction (Form 3/4/5) Date Action Shares Price Value ($)
Ladenburg Thalmann Financial Services Inc LTS
Common Stock
2014-12-11 Buy 5,000 $3.73 18,650
Ladenburg Thalmann Financial Services Inc LTS
Common Stock
2014-05-21 Buy 1,000 $2.72 2,720
Ladenburg Thalmann Financial Services Inc LTS
Common Stock
2014-05-21 Buy 2,598 $2.67 6,937
Ladenburg Thalmann Financial Services Inc LTS
Common Stock
2014-05-21 Buy 402 $2.66 1,069
Ladenburg Thalmann Financial Services Inc LTS
Common Stock
2014-05-21 Buy 1,000 $2.69 2,690
Ladenburg Thalmann Financial Services Inc LTS
Common Stock
2014-05-09 Buy 4,204 $2.72 11,435
Ladenburg Thalmann Financial Services Inc LTS
Common Stock
2014-05-09 Buy 630 $2.67 1,682
Ladenburg Thalmann Financial Services Inc LTS
Common Stock
2014-05-09 Buy 166 $2.70 448
Ladenburg Thalmann Financial Services Inc LTS
Common Stock
2014-04-11 Buy 500 $2.69 1,345
Ladenburg Thalmann Financial Services Inc LTS
Common Stock
2014-04-11 Buy 2,500 $2.68 6,700
Ladenburg Thalmann Financial Services Inc LTS
Common Stock
2014-04-11 Buy 2,000 $2.67 5,340
Ladenburg Thalmann Financial Services Inc LTS
Common Stock
2014-03-14 Buy 849 $2.97 2,522
Ladenburg Thalmann Financial Services Inc LTS
Common Stock
2014-03-14 Buy 1,250 $2.99 3,738
Ladenburg Thalmann Financial Services Inc LTS
Common Stock
2014-03-14 Buy 2,901 $3.00 8,703
Ladenburg Thalmann Financial Services Inc LTS
Common Stock
2014-01-13 Buy 381 $2.93 1,116
Ladenburg Thalmann Financial Services Inc LTS
Common Stock
2014-01-13 Buy 479 $2.95 1,413
Ladenburg Thalmann Financial Services Inc LTS
Common Stock
2014-01-13 Buy 1,123 $2.97 3,335
Ladenburg Thalmann Financial Services Inc LTS
Common Stock
2014-01-13 Buy 3,017 $2.96 8,930
Ladenburg Thalmann Financial Services Inc LTS
Common Stock
2013-08-15 Buy 20,000 $1.67 33,400
Ladenburg Thalmann Financial Services Inc LTS
8.00% Series A Cumulative Redeemable Preferred Stock
2013-05-24 Buy 2,000 $25.00 50,000
showing 20 of 46 most recent transactions
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