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⚲
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| Keyboard |
| Rosenstock Richard J
✚
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|---|---|
| CIK # | 0001044006 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 3 | [0001044006] | |
| 4 | [0001044006] | |
| SC 13G | [0001044006] |
| Form 13D/13G Filer | Form 13D/13G Subject | Filed |
|---|---|---|
| [2012-03-02] |
| Form 3/4/5 Subject | 2011 - 2026 |
|---|---|
| Peak Bio Inc | |
| Rosenstock Richard J | |
| Ladenburg Thalmann Financial Services Inc |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
Ladenburg Thalmann Financial Services Inc LTS
Common Stock
|
2014-12-11 | Buy | 5,000 | $3.73 | 18,650 |
|
Ladenburg Thalmann Financial Services Inc LTS
Common Stock
|
2014-05-21 | Buy | 1,000 | $2.72 | 2,720 |
|
Ladenburg Thalmann Financial Services Inc LTS
Common Stock
|
2014-05-21 | Buy | 2,598 | $2.67 | 6,937 |
|
Ladenburg Thalmann Financial Services Inc LTS
Common Stock
|
2014-05-21 | Buy | 402 | $2.66 | 1,069 |
|
Ladenburg Thalmann Financial Services Inc LTS
Common Stock
|
2014-05-21 | Buy | 1,000 | $2.69 | 2,690 |
|
Ladenburg Thalmann Financial Services Inc LTS
Common Stock
|
2014-05-09 | Buy | 4,204 | $2.72 | 11,435 |
|
Ladenburg Thalmann Financial Services Inc LTS
Common Stock
|
2014-05-09 | Buy | 630 | $2.67 | 1,682 |
|
Ladenburg Thalmann Financial Services Inc LTS
Common Stock
|
2014-05-09 | Buy | 166 | $2.70 | 448 |
|
Ladenburg Thalmann Financial Services Inc LTS
Common Stock
|
2014-04-11 | Buy | 500 | $2.69 | 1,345 |
|
Ladenburg Thalmann Financial Services Inc LTS
Common Stock
|
2014-04-11 | Buy | 2,500 | $2.68 | 6,700 |
|
Ladenburg Thalmann Financial Services Inc LTS
Common Stock
|
2014-04-11 | Buy | 2,000 | $2.67 | 5,340 |
|
Ladenburg Thalmann Financial Services Inc LTS
Common Stock
|
2014-03-14 | Buy | 849 | $2.97 | 2,522 |
|
Ladenburg Thalmann Financial Services Inc LTS
Common Stock
|
2014-03-14 | Buy | 1,250 | $2.99 | 3,738 |
|
Ladenburg Thalmann Financial Services Inc LTS
Common Stock
|
2014-03-14 | Buy | 2,901 | $3.00 | 8,703 |
|
Ladenburg Thalmann Financial Services Inc LTS
Common Stock
|
2014-01-13 | Buy | 381 | $2.93 | 1,116 |
|
Ladenburg Thalmann Financial Services Inc LTS
Common Stock
|
2014-01-13 | Buy | 479 | $2.95 | 1,413 |
|
Ladenburg Thalmann Financial Services Inc LTS
Common Stock
|
2014-01-13 | Buy | 1,123 | $2.97 | 3,335 |
|
Ladenburg Thalmann Financial Services Inc LTS
Common Stock
|
2014-01-13 | Buy | 3,017 | $2.96 | 8,930 |
|
Ladenburg Thalmann Financial Services Inc LTS
Common Stock
|
2013-08-15 | Buy | 20,000 | $1.67 | 33,400 |
|
Ladenburg Thalmann Financial Services Inc LTS
8.00% Series A Cumulative Redeemable Preferred Stock
|
2013-05-24 | Buy | 2,000 | $25.00 | 50,000 |
| showing 20 of 46 most recent transactions | |||||