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| Royce & Associates LP
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| CRD # | 107689 |
| SEC # | 801-8268 |
| CIK # | 0000709364, 0000906304 |
| AUM | 12.41 B (2026-02-02) |
| Employees | 89 (34% Investors, 18% Brokers) |
| Fees | |
| Minimum | |
| Phone | 212-508-4500 |
| Address | One Madison Avenue New York, NY 10010 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| Arcosa Inc | 0.1 | ||
| Quaker Chemical Corp | 0.1 | ||
| John Bean Technologies Corp | 0.1 | ||
| ESCO Technologies Inc | 0.1 | ||
| MKS Instruments Inc | 0.1 | ||
| Assured Guaranty Ltd | 0.1 | ||
| ESAB Corp | 0.1 | ||
| SEI Investments Co | 0.1 | ||
| International General Insurance Holdings Ltd | 0.1 | ||
| Universal Forest Products Inc | 0.1 | ||
| View All | |||
| Holdings by Sector ($B) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| HF | Royce Global Explorer Master Fund LP | 2014-06-26 | 5.6 M | |
| Other | Royce Institutional LLC - International Premier Portfolio | [2014-06-26] | 3.2 M | |
| Filed 2016-03-18 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets $1 - $5,000,000 | ||||
| Other | Royce Institutional LLC - Global Smaller Companies Portfolio | [2013-06-27] | 3.0 M | 3.2 M |
| Filed 2013-06-26 (D) · Exemption 506, 3(c), 3(c)(1) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets $1 - $5,000,000 | ||||
| Other | Royce Institutional LLC- International Smaller Companies Portfolio | [2013-06-27] | 3.0 M | 3.5 M |
| Filed 2016-03-18 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets $1 - $5,000,000 | ||||
| HF | Royce Advantage Fund LLC | 2012-03-30 | 17.3 M | |
| Other | Royce Discovery Fund LLC | [2012-03-30] | 1.1 M | 5.2 M |
| Filed 2010-03-16 (D/A) · Exemption 506, 3(c), 3(c)(1) · Minimum $500,000 · Remaining Indefinite · Duration More than one year · Net Assets $1 - $5,000,000 | ||||
| Other | Royce Hippocrates Partners LP | 2012-03-30 | 16.5 M | |
| Other | Royce Institutional LLC - Micro-Cap Portfolio | [2012-03-30] | 10.4 M | 8.1 M |
| Filed 2023-03-13 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets $5,000,001 - $25,000,000 | ||||
| Other | Royce Institutional LLC - Opportunity Portfolio | [2012-03-30] | 720.1 M | 25.0 M |
| Filed 2026-03-12 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $810,000 · Remaining Indefinite · Duration More than one year · Net Assets $5,000,001 - $25,000,000 | ||||
| HF | Royce Partners Fund LP | [2012-03-30] | 70.5 M | 16.4 M |
| Filed 2018-03-19 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $25,000 · Remaining Indefinite · Duration More than one year · Commission $557,619 · Net Assets $5,000,001 - $25,000,000 | ||||
| View All | ||||
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 931 | 0.2 |
| (b) Individuals (high net worth individuals) | 1 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 16 | 10.5 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 11 | 1.6 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 4 | 0.1 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 8 | 0.1 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 8 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 979 | 12.4 |
| By Discretionary | ||
| Discretionary | 971 | 12.3 |
| Non-Discretionary | 8 | 0.1 |
| Total | 979 | 12.4 |
| By Non-United States Persons | ||
| Non-United States Persons | 1.5 | |
| United States Persons | 10.9 | |
| Total | 979 | 12.4 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| John Diederich | Executive Officer | 18 | 3 | |
| Charles Royce | Executive Officer | 17 | 3 | |
| W George | Executive Officer | 14 | 3 | |
| Jack Fockler Jr | Executive Officer | 14 | 3 | |
| Daniel O'Byrne | Executive Officer | 14 | 3 | |
| John Denneen | Executive Officer | 14 | 3 | |
| Daniel Madden | Executive Officer | 11 | 3 | |
| Michael McAllister | Executive Officer | 10 | 3 | |
| Chris Clark | Executive Officer | 27 | 2 | |
| Peter Hoglund | Executive Officer | 7 | 2 | |
| View All | ||||
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0000906304] | |
| SC 13G | [0000906304] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $35.5B |
| Serves | Institutional |
| Fund Types | Hedge Fund |
| LEI | 254900TRO66DNJJNUA45 |
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|---|---|---|
|
Capital Fund Management Sa
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13.38 B | |
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Whale Rock Capital Management LLC
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Nephila Capital Ltd
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MKP Capital Management LLC
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NY | 12.85 B |
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Secor Investment Advisors LP
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MFN Partners Management LP
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|
Oasis Capital Partners Texas Inc
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TX | 12.40 B |
|
Slate Path Capital LP
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NY | 11.99 B |
|
Investcorp Credit Management US LLC
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|
NY | 11.51 B |
|
The WindAcre Partnership LLC
✚
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TX | 11.42 B |