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| Royce & Associates LP
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|---|---|
| CRD # | 107689 |
| SEC # | 801-8268 |
| CIK # | 0000906304 |
| AUM | $10.7 BB (2023-01-03) |
| Employees | 96 (32% Investors, 21% Brokers) |
| Phone | 212-508-4500 |
| Address | 745 Fifth Avenue New York, NY 10151 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] |
| Total AUM ($BB) |
|---|
| Sector | Form 13F Holdings | Cap ($BB) | Value ($BB) |
|---|---|---|---|
| ZD | 3.5 | 0.1 | |
| KW | 2.7 | 0.1 | |
| AL | 3.6 | 0.1 | |
| ACA | 2.2 | 0.1 | |
| KWR | 2.7 | 0.1 | |
| IOSP | 2.4 | 0.1 | |
| SEIC | 7.5 | 0.1 | |
| FWRD | 2.4 | 0.1 | |
| MKSI | 5.8 | 0.1 | |
| FCNCA | 10.8 | 0.1 | |
| View All | |||
| Holdings by Sector ($BB) |
|---|
| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| HF | Royce Global Explorer Master Fund LP | 2014-06-26 | 5.6 | |
| Other | Royce Institutional LLC - International Premier Portfolio | [2014-06-26] | 0.0 | 3.2 |
| Other | Royce Institutional LLC - Global Smaller Companies Portfolio | [2013-06-27] | 3.0 | 3.2 |
| Other | Royce Institutional LLC- International Smaller Companies Portfolio | [2013-06-27] | 3.0 | 3.5 |
| HF | Royce Advantage Fund LLC | 2012-03-30 | 17.3 | |
| Other | Royce Discovery Fund LLC | [2012-03-30] | 1.1 | 5.2 |
| Other | Royce Hippocrates Partners LP | 2012-03-30 | 16.5 | |
| Other | Royce Institutional LLC - Micro-Cap Portfolio | [2012-03-30] | 10.4 | 8.1 |
| Other | Royce Institutional LLC - Opportunity Portfolio | [2012-03-30] | 720.1 | 23.4 |
| HF | Royce Partners Fund LP | [2012-03-30] | 70.5 | 16.4 |
| View All | ||||
| AUM Breakdown | Accounts | AUM ($BB) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 324 | 0.0 |
| (b) Individuals (high net worth individuals) | 1 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 17 | 9.3 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 12 | 1.2 |
| (g) Pension and profit sharing plans | 1 | 0.0 |
| (h) Charitable organizations | 2 | 0.1 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 2 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 4 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 363 | 10.7 |
| By Discretionary | ||
| Discretionary | 361 | 10.7 |
| Non-Discretionary | 2 | 0.0 |
| Total | 363 | 10.7 |
| By Non-United States Persons | ||
| Non-United States Persons | 1.2 | |
| United States Persons | 9.5 | |
| Total | 363 | 10.7 |
| Form D Directors | # Filings | # Firms | 2011 - 2024 | |
|---|---|---|---|---|
| John Diederich | 18 | |||
| Charles Royce | 16 | |||
| W George | 14 | |||
| John Denneen | 14 | |||
| Daniel Obyrne | 14 | |||
| Jack Fockler Jr | 14 | |||
| Daniel Madden | 11 | |||
| Michael McAllister | 10 | |||
| Chris Clark | 24 | |||
| Peter Hoglund | 7 | |||
| View All | ||||
| EDGAR Form | CIK | 2011 - 2024 |
|---|---|---|
| 13F-HR | [0000906304] | |
| SC 13G | [0000906304] |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Soroban Capital Partners LP
✚
|
NY | 11.4 |
|
JOHCM USA Inc
✚
|
MA | 11.0 |
|
LMR Partners LLC
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|
NY | 10.8 |
|
AGL Credit Management LP
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|
NY | 10.6 |
|
First Quadrant LLC
✚
|
CA | 10.5 |
|
K2/D&S Management Co LLC
✚
|
CT | 10.4 |
|
Arga Investment Management LP
✚
|
CT | 10.3 |
|
Monarch Alternative Capital LP
✚
|
NY | 10.2 |
|
PDT Partners LLC
✚
|
NY | 10.1 |
|
Fermat Capital Management LLC
✚
|
CT | 10.1 |