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| Rubicon Technology Management LLC
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|---|---|
| CRD # | 169875 |
| SEC # | 801-97338 |
| CIK # | 0001410172 |
| AUM | 4,841.1 M (2026-03-19) |
| Employees | 37 (78% Investors, 0% Brokers) |
| Phone | 303-872-6950 |
| Address | 1470 Walnut Street Boulder, CO 80302 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($B) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| PE | RTP L Holdings LP | 2026-03-19 | 112.8 M | |
| PE | RTP C Holdings Roll LP | [2025-03-18] | 7.3 M | |
| Filed 2024-08-16 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | RTP K Holdings LP | [2025-03-18] | 24.1 M | |
| Filed 2024-05-07 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Rubicon Continuation Fund LP | [2025-03-18] | 312.6 M | |
| Filed 2024-10-03 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Rubicon Fund II Roll LP | [2025-03-18] | 99.1 M | |
| Filed 2024-08-16 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | RTP H Holdings LP | [2024-03-19] | 13.6 M | |
| Filed 2023-03-09 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | RTP J Holdings LP | [2024-03-19] | 79.8 M | |
| Filed 2023-10-26 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | RTP F Holdings LP | [2023-03-24] | 81.5 M | |
| Filed 2022-08-22 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | RTP G Holdings LP | [2023-03-24] | 44.7 M | |
| Filed 2022-12-23 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | RTP D Holdings LP | [2022-03-25] | 11.6 M | |
| Filed 2021-06-07 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| View All | ||||
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 15 | 4.8 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 15 | 4.8 |
| By Discretionary | ||
| Discretionary | 15 | 4.8 |
| Non-Discretionary | 0 | 0.0 |
| Total | 15 | 4.8 |
| By Non-United States Persons | ||
| Non-United States Persons | 4.1 | |
| United States Persons | 0.8 | |
| Total | 15 | 4.8 |
| Limited Partners | 2011 - 2026 |
|---|---|
| California State Teachers' Retirement System | |
| Houston Police Officers' Pension System | |
| State Board of Administration of Florida |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| John Hodge | Executive Officer | 19 | 3 | |
| Steve Carpenter | Executive Officer | 27 | 2 | |
| Jason Winsten | Executive Officer | 15 | 2 | |
| Andrew Gesell | Executive Officer | 10 | 2 | |
| Rubicon Technology Partners IV GP LLC | Promoter | 6 | 2 | |
| Rubicon Technology Partners II GP LLC | Promoter | 4 | 2 | |
| Rubicon Technology Partners III GP LLC | Promoter | 4 | 1 | |
| Rubicon Fund II Roll GP LLC | Promoter | 2 | 1 | |
| Rubicon Technology Partners II LP | Promoter | 2 | 1 | |
| Rubicon Technology Partners GP LLC | Promoter | 1 | 1 | |
| View All | ||||
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 10-K | [0001410172] | |
| 10-Q | [0001410172] | |
| 3 | [0001410172] | |
| 4 | [0001410172] | |
| 8-K | [0001410172] | |
| SC 13D | [0001410172] | |
| SC 13G | [0001410172] |
| Firm Profile (Form ADV) | |
|---|---|
| Serves | Institutional |
| Fund Types | Private Equity |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
Rubicon Technology Inc RBCN
Common Stock
|
2023-02-22 | Sell | 52,624 | $1.51 | 79,462 |
|
Rubicon Technology Inc RBCN
Common Stock
|
2022-08-19 | Sell | 58,315 | $20.00 | 1,166,300 |
|
Rubicon Technology Inc RBCN
Common Stock, $0.001 Par Value Per Share
|
2022-08-19 | Sell | 3,059 | $20.00 | 61,180 |
|
Rubicon Technology Inc RBCN
Common Stock
|
2022-08-19 | Sell | 31,851 | $20.00 | 637,020 |
|
Rubicon Technology Inc RBCN
Common Stock
|
2022-08-19 | Sell | 4,472 | $20.00 | 89,440 |
|
Rubicon Technology Inc RBCN
Common Stock, $0.001 Par Value Per Share
|
2022-08-19 | Sell | 129,933 | $20.00 | 2,598,660 |
|
Rubicon Technology Inc RBCN
Common Stock
|
2022-07-29 | Grant | 1,010 | $0.00 | |
|
Rubicon Technology Inc RBCN
Common Stock
|
2022-07-29 | Grant | 1,010 | $0.00 | |
|
Rubicon Technology Inc RBCN
Common Stock
|
2022-07-29 | Grant | 1,010 | $0.00 | |
|
Rubicon Technology Inc RBCN
Common Stock
|
2022-07-18 | Tax withheld | 6,346 | $16.06 | 101,917 |
|
Rubicon Technology Inc RBCN
Common Stock
|
2022-07-18 | Option exercise | 12,500 | $0.00 | |
|
Rubicon Technology Inc RBCN
Common Stock
|
2022-07-13 | Tax withheld | 6,346 | $15.84 | 100,521 |
|
Rubicon Technology Inc RBCN
Common Stock
|
2022-07-13 | Option exercise | 12,500 | $0.00 | |
|
Rubicon Technology Inc RBCN
Restricted Stock Units · derivative
|
2021-12-28 | Grant | 25,000 | ||
|
Rubicon Technology Inc RBCN
Restricted Stock Units · derivative
|
2021-06-24 | Grant | 1,010 | $9.90 | 9,999 |
|
Rubicon Technology Inc RBCN
Restricted Stock Units · derivative
|
2021-06-24 | Grant | 1,010 | $9.90 | 9,999 |
|
Rubicon Technology Inc RBCN
Restricted Stock Units · derivative
|
2021-06-24 | Grant | 1,010 | $9.90 | 9,999 |
|
Rubicon Technology Inc RBCN
Common Stock
|
2021-06-23 | Grant | 1,250 | $0.00 | |
|
Rubicon Technology Inc RBCN
Common Stock
|
2021-06-23 | Grant | 1,250 | $0.00 | |
|
Rubicon Technology Inc RBCN
Common Stock
|
2021-06-23 | Grant | 1,250 | $0.00 | |
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