RW Roge & Company Inc

Fees and Compensation
The custodian will automatically deduct wealth management fees from the Client Account.
RWR shall send an invoice to the custodian indicating the amount of the fees to be
deducted from the Client Account. Clients will be provided with a statement, at least
quarterly, from the Custodian reflecting deduction of the Investment Advisory Fee. It is the
responsibility of the Client to verify the accuracy of these fees as listed on custodian’s
brokerage statement as the custodian does not assume this responsibility. Clients provide
written authorization permitting RWR to be paid directly from their accounts held by the
custodian as part of the Agreement and the account forms provided by the custodian.
Fees for services are not negotiable.
Plan. Achieve. Live.® fees are as follows:

   a. RWR charges a one-time initial set-up and financial planning fee of $3,800. One
      half of this fee ($1,900) is paid upon signing of the agreement and the second half
      of this fee ($1,900) is paid upon initial delivery of the plan. See above for what is
      included in the financial plan. This is a one-time fee. All ongoing financial planning
      is included.

   b. Subsequent "On-going Fees" (hereinafter referred to as "Fees") are collected
      monthly in advance by direct billing to Client’s account. Fees will be calculated in
      the following manner, but are subject to revision at any time by RWR provided
      RWR notifies Client in writing at least fifteen (15) days in advance:

            Investment Assets Under                Annual Fee as a Percentage
            Management                             of Investment Assets

              First $2.0 million                               1.00%
              Next $3.0 million                                0.75%
              Over $5.0 million                                0.50%
       Fees will be billed monthly at one-twelfth (1/12th) of the annual percentage rate
       (outlined below). The annual percentage rate is based on the net asset value of
       the Client's accounts under management with RWR on the last trading day of the
       previous month. The net asset value will include all cash and securities and
       accrued interest on deposit in Client's accounts on that day. If for any reason the
       market value of any security in Client's account is not available, then the last
       valuation of the security or the original amount of the investment shall be used in
       determining the net asset value for that specific security.
       The advisory fee for the initial investments shall be due and payable in advance
       on the date(s) those investments are received by Custodian, prorated to most
       current month-end. Pro-rate fee adjustments will be made for a client who makes

                                        R.W. Rogé & Co. Inc.

      a subsequent contribution of $200,000 or more to their account during a billing
      period (intra-month). No fee adjustments will be made for partial withdrawals
      during a billing period. More specifically, a client who makes a partial withdrawal
      from its account during a billing period (intra-month) will not be provided with a pro-
      rata refund of such client’s prepaid advisory fees. Withdrawals(s) made from the
      accounts will be reflected in the net asset value at the end of the month in which
      the withdrawal(s) occurred for the fee calculation of the next month billing
      statement. The fee is paid form the Client’s brokerage/custodial account.
      Held Away Assets – Certain Client Accounts such as 401(k) Plans, 403(b) Plans,
      457 Plans, Money Purchase Plans, Profit Sharing Plans, Annuities, etc., that are
      held with a custodian that is not directly accessible to RWR, are hereby referred to
      as “Held Away Assets.” RWR can manage “Held Away Assets,” using an Order
      Management System, that allows RWR to view, manage and rebalance these
      assets on behalf of the client. In addition, these “Held Away Assets” will be included
      in the client’s performance and asset allocation reports. RWR will only manage
      “Held Away Assets” with client’s written permission.
      Fees for managing “Held Away Assets” will be included in the On-Going Fee
      Schedule along with the client’s other assets managed by RWR. “Held Away
      Assets” will be eligible for the price breaks given in the Compensation, On-Going
      Fee Schedule section of this agreement.
StrategicAccess® Portfolios service fees are as follows:

   a. RWR charges a “one-time set up and investment policy statement preparation fee”
      of $750.00.

   b. Subsequent "On-going Fees" (hereinafter referred to as "Fees") are collected
      monthly in advance by direct billing to Client’s account. Fees will be calculated in
      the following manner, but are subject to revision at any time by RWR provided
      RWR notifies Client in writing at least ten (10) days in advance:
               StrategicAccess® Portfolios fee schedule is as follows:

         Investment Assets Under                    Annual Fee as a Percentage
         Management                                 of Investment Assets

             First $1.0 million                             1.00%
             Next $4.0 million                              0.75%
             Over $5.0 million                              0.50%
      Fees will be billed monthly at one-twelfth (1/12th) of the annual percentage rate
      (outlined below). The annual percentage rate is based on the net asset value of
      the Client's accounts under management with RWR on the last trading day of the
      previous month. The net asset value will include all cash and securities and
      accrued interest on deposit in Client's accounts on that day. If for any reason the
      market value of any security in Client's account is not available, then the last
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Types of Clients
RWR offers its services to individuals, small businesses, corporations, charitable
organizations, pension and profit sharing plans, trusts, estates, endowments and foundations.
For Asset Management via Charles Schwab Institutional Intelligent PortfoliosTM platform,
clients eligible to enroll include individuals, IRAs and revocable living trusts. Clients that
are organizations (such as corporations and partnerships) or government entities, and
clients that are subject to the Employee Retirement Income Security Act of 1974, are not
eligible for the Program. The Program Disclosure Brochure describes related minimum
required account balances for maintenance of the account, automatic rebalancing, and
tax-loss harvesting.
      Methods of Analysis, Investment Strategies and Risk of Loss