SWMG LLC

ITEM 5    Fees and Compensation
            Planning & Consulting Fees
            The fees for our financial planning and consulting services are non-negotiable and vary
            depending on the complexity of the process undertaken, the types of issues addressed, the
            scope of services provided, and the frequency with which the services are rendered. All fees
            are agreed upon before entering into the agreement you sign. The below ranges are the
            standard fee ranges that are typically charged.

                           Financial Planning and Consulting Fee Schedule
                           Hourly                          $500 per hour
                           Comprehensive Financial         $5,000 - $50,000
                           Planning
                           Modular Financial Planning      $5,000 - $50,000
                           & Consulting

            Investment Management Fees
            SWMG is compensated for providing investment management services by charging a tiered
            fee based on the assets under management. The fee schedule is as follows:

                           Investment Management Fee Schedule
                           $0 - $500,000                   1.50%
                           $500,001 - $1,000,000           1.25%
                           $1,000,001 - $5,000,000         1.00%
                           $5,000,001+                     0.95% (reduces by 0.05% for
                                                           every additional $5 million
                                                           invested until the minimum
                                                           fee of 0.50% is reached)
            SWMG’s investment management fees are annual tiered fees.. Client accounts at the
            custodian may also be charged for certain additional assets managed by SWMG but not held
            by the custodian (i.e., alternative investments, variable annuities, mutual funds, 401(k)s).
            A client who selects the tax overlay management services will incur a separate fee. The tax
            overlay management fee is in addition to the fees charged by SWMG and the TPAM. Tax
            overlay management fees are disclosed in the TPAM’s applicable disclosure documents.

            Estate Planning Services

            SWMG’s fee structure for estate planning services is designed to reflect the level of
            customization, strategy, and coordination required for comprehensive estate
            planning.

SWMG, LLC                                                                                             7

              Estate Planning Fee Schedule            Single           Married
              Simple Will Plan (No Trust)             $1,500           $2,500
              Revocable Trust Plan                    $3,000           $4,000
              Deed Transfer (Per Property)            $175             $175
              Court Filings                           Set by Court     Set by Court
              30 Minute Session with Attorney         $240             $240

    In certain circumstances, SWMG may waive the fee for clients that have assets
    under management over $1,000,000, and/or discount fees for clients that have
    assets under management between $500,000 to $1,000,000.

    The client can pay an additional fee for consulting sessions with Wealth.com. The
    client is responsible for all Deed Transfer fees via the Wealth.com platform. SWMG
    will pay an annual fee to Wealth.com for use of this platform.

    Seminar & Workshop Fees
    Our financial education seminars and workshops are provided for a fee. This fee is non-
    negotiable and dependent on the specific course in which you enroll. The fee includes all
    course materials and an optional consultation.

                    Financial Seminar & Workshop Fees
                    Course Fees                    $59 - $69 per Course

    Fee Billing & Payment
    Financial planning and consulting fees are paid via credit card or check upon signing the
    agreement. SWMG will provide clients with an estimate of the amount of time a plan will
    take and costs. These fees are non-negotiable.
    Clients receiving hourly planning services are charged a two-hour minimum for ad-hoc
    hourly planning and consulting services, payable upon signing an agreement. Additional fees
    are payable as services that exceed two hours are performed or when services are completed.
    SWMG will regularly invoice clients for fees that are due and payable.
    For Comprehensive Financial Planning and Modular Financial Planning services, SWMG
    will provide clients with an estimate of the amount of time a plan will take and the costs. The
    agreed-upon fee will be due and payable upon signing an agreement. Plans produced will be
    delivered within six months or sooner of the date of the agreement. SWMG considers fees for
    planning or consulting projects to be earned as progress is realized toward the creation of the
    plan or completion of the service. Under no circumstance will we earn fees in excess of $1,200
    more than six months in advance of the service rendered.

8                                                                                     SWMG, LLC

            Fees for investment management services are paid quarterly in advance. Payments are due
            on the first day of the calendar quarter and are based on the account’s asset value as of the
            last business day of the prior calendar quarter multiplied by the applicable annual rate and
            divided by four (4). The fee for the subsequent quarter is billed and payable within ten (10)
            days after the end of the prior quarter, based on the value of Client’s account on the last
            business day of that quarter. Fees are prorated for accounts opened during the quarter. We
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ITEM 7   Types of Clients Description
         We provide our investment advisory services to:
         - Individuals including trusts, estates, 401(k)s, and IRAs of a household
         - High net worth individuals
         - Business entities, including sole proprietorships.
         Our minimum account size requirement for planning or consulting relationships is
         $1,000,000 in investable assets.